firstcapital8kmay22-13.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 22, 2013


FIRST CAPITAL, INC.
(Exact name of registrant as specified in its charter)

Indiana
0-25023
35-2056949
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

220 Federal Drive N.W., Corydon, Indiana 47112
(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (812) 738-2198

Not Applicable
(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[  ]      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[  ]      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 





                                                        

 
 
 

Item 5.07                      Submission of Matters to a Vote of Security Holders.

The annual meeting of shareholders of First Capital, Inc. (the “Company”) was held on May 22, 2013.  The final results for each of the matters submitted to a vote of shareholders at the annual meeting are as follows:

 
1.
The following individuals were elected as directors of the Company, to serve for three year terms or until their successors are elected and qualified, by the following vote:

NAME
  
FOR
  
WITHHELD
  
BROKER
NON-VOTES
Christopher L. Byrd
  
1,468,609
  
58,114
  
557,581
Pamela G. Kraft
  
1,472,375
  
54,348
  
557,581
Mark D. Shireman
  
1,445,839
  
80,884
  
557,581
Michael L. Shireman
  
1,381,333
  
145,390
  
557,581
Samuel E. Uhl
  
1,372,172
  
154,551
  
557,581

 
2.
The appointment of Monroe Shine & Co., Inc. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013 was ratified by shareholders by the following vote:

FOR
  
AGAINST
  
ABSTENTIONS
  
BROKER
NON-VOTES
2,052,664
  
30,611
  
1,029
  
—

 
3.
An advisory vote taken on the resolution to approve the compensation of the Company’s named executive officers as disclosed in the proxy statement was approved by shareholders by the following vote:

FOR
  
AGAINST
  
ABSTENTIONS
  
BROKER
NON-VOTES
1,367,328
  
139,724
  
19,671
  
557,581

 
4.
An advisory vote was taken on the selection of the frequency of the advisory vote on the compensation of the Company’s named executive officers.  The results of the vote were as follows:

ONE
YEAR
  
TWO
YEARS
  
THREE
YEARS
  
 
ABSTENTIONS
  
BROKER
NON-VOTES
1,364,393
  
70,134
  
78,471
  
13,725
  
557,581

The Company’s Board of Directors has determined that an advisory vote on the approval of the compensation of the Company’s named executive officers will be included annually in the Company’s proxy materials.
 
 




                                                    

 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  FIRST CAPITAL, INC.  
       
Date:  May 24, 2013
By:
/s/ William H. Harrod  
    William H. Harrod  
    President and Chief Executive Officer