Form 10Q-A


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-Q/A


[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934


For the Quarterly Period Ended September 30, 2011

Or

[   ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934


Commission File Number: 0-12507


ARROW FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)


New York


22-2448962

(State or other jurisdiction of


(IRS Employer Identification

incorporation or organization)


Number)


250 GLEN STREET, GLENS FALLS, NEW YORK 12801

(Address of principal executive offices)   (Zip Code)


Registrant’s telephone number, including area code:   (518) 745-1000


Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for shorter period that the registrant was required to

file such reports), and (2) has been subject to such filing requirements for the past 90 days.

 x   Yes       o  No

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for shorter period that the registrant was required to submit and post such files).

 

 x   Yes       o  No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer    o

Accelerated filer   x

Non-accelerated filer  o    (Do not check if a smaller reporting company)

Smaller reporting company  o   

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).

 o   Yes      x   No


Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.


Class




Outstanding as of October 28, 2011

Common Stock, par value $1.00 per share




11,799,871




Purpose of Amendment


The Company is filing this Amendment No. 1 (the "Form 10-Q/A") to our Quarterly Report on Form 10-Q for the quarter ended September 30, 2011 (the "Form 10-Q"), originally filed with the Securities and Exchange Commission ("SEC") on November 8, 2011, for the sole purpose of furnishing the eXtensible Business Reporting Language (XBRL) Interactive Data File as Exhibit 101 to the Form 10–Q in accordance with Rule 405 of Regulation S–T. The Interactive Data File was inadvertently omitted from the Form 10-Q as originally filed due to technical difficulties. Pursuant to Rule 406T. the interactive data files on Exhibit 101 hereto are (1) deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, and (2) deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and (3) otherwise are not subject to liability under those sections.


No other changes have been made to the Form 10-Q. This Form 10-Q/A speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update any related disclosures made in the Form 10-Q.


Item 6.

Exhibits



(a) Exhibits:








Exhibit 15 *


Awareness Letter


Exhibit 31.1 *


Certification of Chief Executive Officer under SEC Rule 13a-14(a)/15d-14(a)


Exhibit 31.2 *


Certification of Chief Financial Officer under SEC Rule 13a-14(a)/15d-14(a)


Exhibit 32 *


Certification of Chief Executive Officer under 18 U.S.C. Section 1350 and

Certification of Chief Financial Officer under 18 U.S.C. Section 1350


101 **


XBRL Financials


  * - Previously filed

 ** - Filed herewith


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.


ARROW FINANCIAL CORPORATION

   Registrant


Date:    November 10, 2011

/s/Thomas L. Hoy


    Thomas L. Hoy, Chairman, President and


     Chief Executive Officer


Date:    November 10, 2011

/s/Terry R. Goodemote


    Terry R. Goodemote, Executive Vice President,


    Treasurer and Chief Financial Officer


     (Principal Financial Officer and


     Principal Accounting Officer)