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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
OPTIONS (RIGHT TO BUY) | $ 40.89 | 02/22/2011 | A | 12,740 | 02/22/2012(1) | 02/22/2021(1) | COMMON STOCK | 12,740 | $ 0 | 104,290 | D | ||||
OPTIONS (RIGHT TO BUY) | $ 40.89 | 02/22/2011 | A | 21,230 | 02/22/2014(2) | 02/22/2021(2) | COMMON STOCK | 21,230 | $ 0 | 125,520 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YATES MICHAEL J 1925 WEST FIELD COURT SUITE 200 LAKE FOREST, IL 60045 |
VP - Chief Accounting Officer |
MICHAEL J. YATES | 02/24/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | OPTIONS GRANT VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING ON FEBRUARY 22, 2012. |
(2) | ON FEBRUARY 22, 2011, THE REPORTING PERSON RECEIVED A SPECIAL EQUITY GRANT OF 21,230 STOCK OPTIONS, PURSUANT TO THE IDEX CORPORATION INCENTIVE AWARD PLAN (AS AMENDED AND RESTATED), OF WHICH 50% WILL VEST ON FEBRUARY 22, 2014, AND THE REMAINING 50% WILL VEST ON FEBRUARY 22, 2015. |