UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-21586 First Trust Enhanced Equity Income Fund ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: December 31 ----------- Date of reporting period: July 1, 2017 - June 30, 2018 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record Constellation Brands, Inc. -------------------------------------------------------------------------------- Ticker STZ Provider Security ID 21036P108 Meeting Date 18-Jul-17 Meeting Type Annual Record Date 19-May-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Jerry Fowden For For Yes No Management 1.2 Elect Director Barry A. Fromberg For Withhold Yes Yes Management 1.3 Elect Director Robert L. Hanson For For Yes No Management 1.4 Elect Director Ernesto M. Hernandez For For Yes No Management 1.5 Elect Director James A. Locke, III For Withhold Yes Yes Management 1.6 Elect Director Daniel J. McCarthy For Withhold Yes Yes Management 1.7 Elect Director Richard Sands For For Yes No Management 1.8 Elect Director Robert Sands For For Yes No Management 1.9 Elect Director Judy A. Schmeling For Withhold Yes Yes Management 1.10 Elect Director Keith E. Wandell For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Management 5 Amend Omnibus Stock Plan For For Yes No Take-Two Interactive Software, Inc. -------------------------------------------------------------------------------- Ticker TTWO Provider Security ID 874054109 Meeting Date 15-Sep-17 Meeting Type Annual Record Date 21-Jul-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Strauss Zelnick For For Yes No Management 1.2 Elect Director Robert A. Bowman For For Yes No Management 1.3 Elect Director Michael Dornemann For For Yes No Management 1.4 Elect Director J Moses For For Yes No Management 1.5 Elect Director Michael Sheresky For For Yes No Management 1.6 Elect Director LaVerne Srinivasan For For Yes No Management 1.7 Elect Director Susan Tolson For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Management 4 Approve Omnibus Stock Plan For For Yes No Management 5 Approve Omnibus Stock Plan For For Yes No Management 6 Approve Qualified Employee Stock Purchase For For Yes No Plan Management 7 Ratify Ernst & Young LLP as Auditors For For Yes No FedEx Corporation -------------------------------------------------------------------------------- Ticker FDX Provider Security ID 31428X106 Meeting Date 25-Sep-17 Meeting Type Annual Record Date 31-Jul-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director James L. Barksdale For For Yes No Management 1.2 Elect Director John A. Edwardson For For Yes No Management 1.3 Elect Director Marvin R. Ellison For For Yes No Management 1.4 Elect Director John C. ("Chris") Inglis For For Yes No Management 1.5 Elect Director Kimberly A. Jabal For For Yes No Management 1.6 Elect Director Shirley Ann Jackson For For Yes No Management 1.7 Elect Director R. Brad Martin For For Yes No Management 1.8 Elect Director Joshua Cooper Ramo For For Yes No Management 1.9 Elect Director Susan C. Schwab For For Yes No Management 1.10 Elect Director Frederick W. Smith For For Yes No Management 1.11 Elect Director David P. Steiner For For Yes No Management 1.12 Elect Director Paul S. Walsh For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Management 4 Amend Omnibus Stock Plan For For Yes No Management 5 Ratify Ernst & Young LLP as Auditors For For Yes No Share Holder 6 Amend Proxy Access Right Against For Yes Yes Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes Share Holder 8 Provide For Confidential Running Vote Tallies Against Against Yes No On Executive Pay Matters Share Holder 9 Report on Company Non-Discrimination Policies Against Against Yes No in States with Pro-Discrimination Laws Oracle Corporation -------------------------------------------------------------------------------- Ticker ORCL Provider Security ID 68389X105 Meeting Date 15-Nov-17 Meeting Type Annual Record Date 18-Sep-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Jeffrey S. Berg For For Yes No Management 1.2 Elect Director Michael J. Boskin For Withhold Yes Yes Management 1.3 Elect Director Safra A. Catz For For Yes No Management 1.4 Elect Director Bruce R. Chizen For Withhold Yes Yes Management 1.5 Elect Director George H. Conrades For For Yes No Management 1.6 Elect Director Lawrence J. Ellison For For Yes No Management 1.7 Elect Director Hector Garcia-Molina For For Yes No Management 1.8 Elect Director Jeffrey O. Henley For For Yes No Management 1.9 Elect Director Mark V. Hurd For For Yes No Management 1.10 Elect Director Renee J. James For For Yes No Management 1.11 Elect Director Leon E. Panetta For For Yes No Management 1.12 Elect Director Naomi O. Seligman For For Yes No Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes Officers' Compensation Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Management 4 Amend Omnibus Stock Plan For For Yes No Management 5 Ratify Ernst & Young LLP as Auditors For For Yes No Share Holder 6 Political Contributions Disclosure Against For Yes Yes Share Holder 7 Gender Pay Gap Against For Yes Yes Share Holder 8 Amend Proxy Access Right Against For Yes Yes Microsoft Corporation -------------------------------------------------------------------------------- Ticker MSFT Provider Security ID 594918104 Meeting Date 29-Nov-17 Meeting Type Annual Record Date 29-Sep-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director William H. Gates, III For For Yes No Management 1.2 Elect Director Reid G. Hoffman For For Yes No Management 1.3 Elect Director Hugh F. Johnston For For Yes No Management 1.4 Elect Director Teri L. List-Stoll For For Yes No Management 1.5 Elect Director Satya Nadella For For Yes No Management 1.6 Elect Director Charles H. Noski For For Yes No Management 1.7 Elect Director Helmut Panke For For Yes No Management 1.8 Elect Director Sandra E. Peterson For For Yes No Management 1.9 Elect Director Penny S. Pritzker For For Yes No Management 1.10 Elect Director Charles W. Scharf For For Yes No Management 1.11 Elect Director Arne M. Sorenson For For Yes No Management 1.12 Elect Director John W. Stanton For For Yes No Management 1.13 Elect Director John W. Thompson For For Yes No Management 1.14 Elect Director Padmasree Warrior For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Management 4 Ratify Deloitte & Touche LLP as Auditors For For Yes No Management 5 Amend Executive Incentive Bonus Plan For For Yes No Management 6 Approve Omnibus Stock Plan For For Yes No Medtronic plc -------------------------------------------------------------------------------- Ticker MDT Provider Security ID G5960L103 Meeting Date 08-Dec-17 Meeting Type Annual Record Date 10-Oct-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Richard H. Anderson For For Yes No Management 1b Elect Director Craig Arnold For For Yes No Management 1c Elect Director Scott C. Donnelly For For Yes No Management 1d Elect Director Randall J. Hogan, III For For Yes No Management 1e Elect Director Omar Ishrak For For Yes No Management 1f Elect Director Shirley Ann Jackson For For Yes No Management 1g Elect Director Michael O. Leavitt For For Yes No Management 1h Elect Director James T. Lenehan For For Yes No Management 1i Elect Director Elizabeth G. Nabel For For Yes No Management 1j Elect Director Denise M. O'Leary For For Yes No Management 1k Elect Director Kendall J. Powell For For Yes No Management 1l Elect Director Robert C. Pozen For For Yes No Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No Auditors and Authorize Audit Committee to Fix Their Remuneration Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Amend Omnibus Stock Plan For For Yes No Palo Alto Networks, Inc. -------------------------------------------------------------------------------- Ticker PANW Provider Security ID 697435105 Meeting Date 08-Dec-17 Meeting Type Annual Record Date 16-Oct-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Frank Calderoni For For Yes No Management 1b Elect Director Carl Eschenbach For For Yes No Management 1c Elect Director Daniel J. Warmenhoven For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Approve Executive Incentive Bonus Plan For For Yes No Share Holder 5 Prepare Employment Diversity Report Against For Yes Yes Cisco Systems, Inc. -------------------------------------------------------------------------------- Ticker CSCO Provider Security ID 17275R102 Meeting Date 11-Dec-17 Meeting Type Annual Record Date 13-Oct-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Carol A. Bartz For For Yes No Management 1b Elect Director M. Michele Burns For For Yes No Management 1c Elect Director Michael D. Capellas For For Yes No Management 1d Elect Director Amy L. Chang For For Yes No Management 1e Elect Director John L. Hennessy For For Yes No Management 1f Elect Director Kristina M. Johnson For For Yes No Management 1g Elect Director Roderick C. McGeary For For Yes No Management 1h Elect Director Charles H. Robbins For For Yes No Management 1i Elect Director Arun Sarin For For Yes No Management 1j Elect Director Brenton L. Saunders For For Yes No Management 1k Elect Director Steven M. West For For Yes No Management 2 Amend Omnibus Stock Plan For For Yes No Management 3 Amend Executive Incentive Bonus Plan For For Yes No Management 4 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes Micron Technology, Inc. -------------------------------------------------------------------------------- Ticker MU Provider Security ID 595112103 Meeting Date 17-Jan-18 Meeting Type Annual Record Date 20-Nov-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Robert L. Bailey For For Yes No Management 1.2 Elect Director Richard M. Beyer For For Yes No Management 1.3 Elect Director Patrick J. Byrne For For Yes No Management 1.4 Elect Director Mercedes Johnson For For Yes No Management 1.5 Elect Director Sanjay Mehrotra For For Yes No Management 1.6 Elect Director Lawrence N. Mondry For For Yes No Management 1.7 Elect Director Robert E. Switz For For Yes No Management 2 Approve Qualified Employee Stock Purchase For For Yes No Plan Management 3 Amend Executive Incentive Bonus Plan For For Yes No Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 5 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 6 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Costco Wholesale Corporation -------------------------------------------------------------------------------- Ticker COST Provider Security ID 22160K105 Meeting Date 30-Jan-18 Meeting Type Annual Record Date 24-Nov-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Kenneth D. Denman For For Yes No Management 1.2 Elect Director W. Craig Jelinek For For Yes No Management 1.3 Elect Director Jeffrey S. Raikes For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Adopt Simple Majority Vote Against For Yes Yes Share Holder 5 Adopt Policy Regarding Prison Labor Against Against Yes No WestRock Company -------------------------------------------------------------------------------- Ticker WRK Provider Security ID 96145D105 Meeting Date 02-Feb-18 Meeting Type Annual Record Date 06-Dec-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Timothy J. Bernlohr For For Yes No Management 1b Elect Director J. Powell Brown For For Yes No Management 1c Elect Director Michael E. Campbell For For Yes No Management 1d Elect Director Terrell K. Crews For For Yes No Management 1e Elect Director Russell M. Currey For For Yes No Management 1f Elect Director John A. Luke, Jr. For For Yes No Management 1g Elect Director Gracia C. Martore For For Yes No Management 1h Elect Director James E. Nevels For For Yes No Management 1i Elect Director Timothy H. Powers For For Yes No Management 1j Elect Director Steven C. Voorhees For For Yes No Management 1k Elect Director Bettina M. Whyte For For Yes No Management 1l Elect Director Alan D. Wilson For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Amend Executive Incentive Bonus Plan For For Yes No Management 4 Amend Omnibus Stock Plan For For Yes No Management 5 Ratify Ernst & Young LLP as Auditors For For Yes No Apple Inc. -------------------------------------------------------------------------------- Ticker AAPL Provider Security ID 037833100 Meeting Date 13-Feb-18 Meeting Type Annual Record Date 15-Dec-17 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director James Bell For For Yes No Management 1b Elect Director Tim Cook For For Yes No Management 1c Elect Director Al Gore For For Yes No Management 1d Elect Director Bob Iger For For Yes No Management 1e Elect Director Andrea Jung For For Yes No Management 1f Elect Director Art Levinson For For Yes No Management 1g Elect Director Ron Sugar For For Yes No Management 1h Elect Director Sue Wagner For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Amend Non-Employee Director Omnibus Stock For For Yes No Plan Share Holder 5 Proxy Access Amendments Against For Yes Yes Share Holder 6 Establish Human Rights Committee Against Against Yes No Helmerich & Payne, Inc. -------------------------------------------------------------------------------- Ticker HP Provider Security ID 423452101 Meeting Date 06-Mar-18 Meeting Type Annual Record Date 05-Jan-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Kevin G. Cramton For For Yes No Management 1b Elect Director Randy A. Foutch For For Yes No Management 1c Elect Director Hans Helmerich For For Yes No Management 1d Elect Director John W. Lindsay For For Yes No Management 1e Elect Director Paula Marshall For For Yes No Management 1f Elect Director Jose R. Mas For For Yes No Management 1g Elect Director Thomas A. Petrie For For Yes No Management 1h Elect Director Donald F. Robillard, Jr. For For Yes No Management 1i Elect Director Edward B. Rust, Jr. For For Yes No Management 1j Elect Director John D. Zeglis For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Applied Materials, Inc. -------------------------------------------------------------------------------- Ticker AMAT Provider Security ID 038222105 Meeting Date 08-Mar-18 Meeting Type Annual Record Date 10-Jan-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Judy Bruner For For Yes No Management 1b Elect Director Xun (Eric) Chen For For Yes No Management 1c Elect Director Aart J. de Geus For For Yes No Management 1d Elect Director Gary E. Dickerson For For Yes No Management 1e Elect Director Stephen R. Forrest For For Yes No Management 1f Elect Director Thomas J. Iannotti For For Yes No Management 1g Elect Director Alexander A. Karsner For For Yes No Management 1h Elect Director Adrianna C. Ma For For Yes No Management 1i Elect Director Scott A. McGregor For For Yes No Management 1j Elect Director Dennis D. Powell For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify KPMG LLP as Auditors For For Yes No Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes Share Holder 5 Adopt Policy to Annually Disclose EEO-1 Data Against For Yes Yes Broadcom Limited -------------------------------------------------------------------------------- Ticker AVGO Provider Security ID Y09827109 Meeting Date 23-Mar-18 Meeting Type Court Record Date 05-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1 Approve Scheme of Arrangement For For Yes No Broadcom Limited -------------------------------------------------------------------------------- Ticker AVGO Provider Security ID Y09827109 Meeting Date 04-Apr-18 Meeting Type Annual Record Date 12-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Hock E. Tan For For Yes No Management 1b Elect Director James V. Diller For For Yes No Management 1c Elect Director Gayla J. Delly For For Yes No Management 1d Elect Director Lewis C. Eggebrecht For For Yes No Management 1e Elect Director Kenneth Y. Hao For For Yes No Management 1f Elect Director Eddy W. Hartenstein For For Yes No Management 1g Elect Director Check Kian Low For For Yes No Management 1h Elect Director Donald Macleod For For Yes No Management 1i Elect Director Peter J. Marks For For Yes No Management 1j Elect Director Henry Samueli For For Yes No Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No Auditors and Authorize Board to Fix Their Remuneration Management 3 Approve Issuance of Shares With or Without For For Yes No Preemptive Rights Management 4 Advisory Vote to Ratify Named Executive For Against Yes Yes Officers' Compensation Schlumberger Limited -------------------------------------------------------------------------------- Ticker SLB Provider Security ID 806857108 Meeting Date 04-Apr-18 Meeting Type Annual Record Date 07-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Peter L.S. Currie For For Yes No Management 1b Elect Director Miguel M. Galuccio For For Yes No Management 1c Elect Director V. Maureen Kempston Darkes For For Yes No Management 1d Elect Director Paal Kibsgaard For For Yes No Management 1e Elect Director Nikolay Kudryavtsev For For Yes No Management 1f Elect Director Helge Lund For For Yes No Management 1g Elect Director Michael E. Marks For For Yes No Management 1h Elect Director Indra K. Nooyi For For Yes No Management 1i Elect Director Lubna S. Olayan For For Yes No Management 1j Elect Director Leo Rafael Reif For For Yes No Management 1k Elect Director Henri Seydoux For For Yes No Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes Officers' Compensation Management 3 Adopt and Approve Financials and Dividends For For Yes No Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 5 Amend Omnibus Stock Plan For For Yes No Carnival Corporation -------------------------------------------------------------------------------- Ticker CCL Provider Security ID 143658300 Meeting Date 11-Apr-18 Meeting Type Annual Record Date 13-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1 Re-elect Micky Arison as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 2 Re-elect Jonathon Band as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 3 Elect Jason Glen Cahilly as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 4 Re-elect Helen Deeble as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 5 Re-elect Arnold W. Donald as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 6 Re-elect Richard J. Glasier as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 7 Re-elect Debra Kelly-Ennis as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 8 Re-elect John Parker as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 9 Re-elect Stuart Subotnick as a Director of For For Yes No Carnival Corporation and as a Director of Carnival plc. Management 10 Re-elect Laura Weil as a Director of Carnival For For Yes No Corporation and as a Director of Carnival plc. Management 11 Re-elect Randall J. Weisenburger as a For For Yes No Director of Carnival Corporation and as a Director of Carnival plc. Management 12 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 13 Approve Directors' Remuneration Report (in For For Yes No accordance with legal requirements applicable to UK companies) Management 14 Reappoint PricewaterhouseCoopers LLP as For For Yes No Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation Management 15 Authorize Board to Fix Remuneration of For For Yes No Auditors Management 16 Receive the UK Accounts and Reports of the For For Yes No Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). Management 17 Authorize Issuance of Equity or Equity-Linked For For Yes No Securities with Preemptive Rights Management 18 Approve Issuance of Equity or Equity-Linked For For Yes No Securities without Preemptive Rights Management 19 Authorize Share Repurchase Program For For Yes No Adobe Systems Incorporated -------------------------------------------------------------------------------- Ticker ADBE Provider Security ID 00724F101 Meeting Date 12-Apr-18 Meeting Type Annual Record Date 14-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Amy L. Banse For For Yes No Management 1b Elect Director Edward W. Barnholt For For Yes No Management 1c Elect Director Robert K. Burgess For For Yes No Management 1d Elect Director Frank A. Calderoni For For Yes No Management 1e Elect Director James E. Daley For For Yes No Management 1f Elect Director Laura B. Desmond For For Yes No Management 1g Elect Director Charles M. Geschke For For Yes No Management 1h Elect Director Shantanu Narayen For For Yes No Management 1i Elect Director Daniel L. Rosensweig For For Yes No Management 1j Elect Director John E. Warnock For For Yes No Management 2 Amend Omnibus Stock Plan For For Yes No Management 3 Ratify KPMG LLP as Auditors For For Yes No Management 4 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation J.B. Hunt Transport Services, Inc. -------------------------------------------------------------------------------- Ticker JBHT Provider Security ID 445658107 Meeting Date 19-Apr-18 Meeting Type Annual Record Date 13-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Douglas G. Duncan For For Yes No Management 1.2 Elect Director Francesca M. Edwardson For For Yes No Management 1.3 Elect Director Wayne Garrison For For Yes No Management 1.4 Elect Director Sharilyn S. Gasaway For For Yes No Management 1.5 Elect Director Gary C. George For For Yes No Management 1.6 Elect Director J. Bryan Hunt, Jr. For For Yes No Management 1.7 Elect Director Coleman H. Peterson For For Yes No Management 1.8 Elect Directors John N. Roberts, III For For Yes No Management 1.9 Elect Director James L. Robo For For Yes No Management 1.10 Elect Director Kirk Thompson For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No Share Holder 4 Report on Political Contributions Against For Yes Yes Share Holder 5 Adopt and Report on Science-Based GHG Against For Yes Yes Emissions Reduction Targets PPG Industries, Inc. -------------------------------------------------------------------------------- Ticker PPG Provider Security ID 693506107 Meeting Date 19-Apr-18 Meeting Type Annual Record Date 16-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Victoria F. Haynes For For Yes No Management 1.2 Elect Director Michael W. Lamach For For Yes No Management 1.3 Elect Director Martin H. Richenhagen For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Declassify the Board of Directors For For Yes No Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Stanley Black & Decker, Inc. -------------------------------------------------------------------------------- Ticker SWK Provider Security ID 854502101 Meeting Date 19-Apr-18 Meeting Type Annual Record Date 16-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Andrea J. Ayers For For Yes No Management 1.2 Elect Director George W. Buckley For For Yes No Management 1.3 Elect Director Patrick D. Campbell For For Yes No Management 1.4 Elect Director Carlos M. Cardoso For For Yes No Management 1.5 Elect Director Robert B. Coutts For For Yes No Management 1.6 Elect Director Debra A. Crew For For Yes No Management 1.7 Elect Director Michael D. Hankin For For Yes No Management 1.8 Elect Director James M. Loree For For Yes No Management 1.9 Elect Director Marianne M. Parrs For For Yes No Management 1.10 Elect Director Robert L. Ryan For For Yes No Management 1.11 Elect Director James H. Scholefield For For Yes No Management 2 Approve Omnibus Stock Plan For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No Honeywell International Inc. -------------------------------------------------------------------------------- Ticker HON Provider Security ID 438516106 Meeting Date 23-Apr-18 Meeting Type Annual Record Date 23-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1A Elect Director Darius Adamczyk For For Yes No Management 1B Elect Director Duncan B. Angove For For Yes No Management 1C Elect Director William S. Ayer For For Yes No Management 1D Elect Director Kevin Burke For For Yes No Management 1E Elect Director Jaime Chico Pardo For For Yes No Management 1F Elect Director D. Scott Davis For For Yes No Management 1G Elect Director Linnet F. Deily For For Yes No Management 1H Elect Director Judd Gregg For For Yes No Management 1I Elect Director Clive Hollick For For Yes No Management 1J Elect Director Grace D. Lieblein For For Yes No Management 1K Elect Director George Paz For For Yes No Management 1L Elect Director Robin L. Washington For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No Management 4 Reduce Ownership Threshold for Shareholders For For Yes No to Call Special Meeting Share Holder 5 Require Independent Board Chairman Against Against Yes No Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes The Kraft Heinz Company -------------------------------------------------------------------------------- Ticker KHC Provider Security ID 500754106 Meeting Date 23-Apr-18 Meeting Type Annual Record Date 22-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Gregory E. Abel For For Yes No Management 1b Elect Director Alexandre Behring For For Yes No Management 1c Elect Director John T. Cahill For For Yes No Management 1d Elect Director Tracy Britt Cool For For Yes No Management 1e Elect Director Feroz Dewan For For Yes No Management 1f Elect Director Jeanne P. Jackson For For Yes No Management 1g Elect Director Jorge Paulo Lemann For For Yes No Management 1h Elect Director John C. Pope For For Yes No Management 1i Elect Director Marcel Herrmann Telles For For Yes No Management 1j Elect Director Alexandre Van Damme For For Yes No Management 1k Elect Director George Zoghbi For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Share Holder 4 Assess Environmental Impact of Non- Against For Yes Yes Recyclable Packaging Bank of America Corporation -------------------------------------------------------------------------------- Ticker BAC Provider Security ID 060505104 Meeting Date 25-Apr-18 Meeting Type Annual Record Date 02-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Sharon L. Allen For For Yes No Management 1b Elect Director Susan S. Bies For For Yes No Management 1c Elect Director Jack O. Bovender, Jr. For For Yes No Management 1d Elect Director Frank P. Bramble, Sr. For For Yes No Management 1e Elect Director Pierre J.P. de Weck For For Yes No Management 1f Elect Director Arnold W. Donald For For Yes No Management 1g Elect Director Linda P. Hudson For For Yes No Management 1h Elect Director Monica C. Lozano For For Yes No Management 1i Elect Director Thomas J. May For For Yes No Management 1j Elect Director Brian T. Moynihan For For Yes No Management 1k Elect Director Lionel L. Nowell, III For For Yes No Management 1l Elect Director Michael D. White For For Yes No Management 1m Elect Director Thomas D. Woods For For Yes No Management 1n Elect Director R. David Yost For For Yes No Management 1o Elect Director Maria T. Zuber For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Share Holder 4 Require Independent Board Chairman Against For Yes Yes DowDuPont Inc. -------------------------------------------------------------------------------- Ticker DWDP Provider Security ID 26078J100 Meeting Date 25-Apr-18 Meeting Type Annual Record Date 26-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Lamberto Andreotti For For Yes No Management 1b Elect Director James A. Bell For For Yes No Management 1c Elect Director Edward D. Breen For For Yes No Management 1d Elect Director Robert A. Brown For For Yes No Management 1e Elect Director Alexander M. Cutler For For Yes No Management 1f Elect Director Jeff M. Fettig For For Yes No Management 1g Elect Director Marillyn A. Hewson For For Yes No Management 1h Elect Director Lois D. Juliber For For Yes No Management 1i Elect Director Andrew N. Liveris For For Yes No Management 1j Elect Director Raymond J. Milchovich For For Yes No Management 1k Elect Director Paul Polman For For Yes No Management 1l Elect Director Dennis H. Reilley For For Yes No Management 1m Elect Director James M. Ringler For For Yes No Management 1n Elect Director Ruth G. Shaw For For Yes No Management 1o Elect Director Lee M. Thomas For For Yes No Management 1p Elect Director Patrick J. Ward For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No Management 4 Ratify Deloitte & Touche LLP as Auditors For For Yes No Share Holder 5 Eliminate Supermajority Vote Requirement Against For Yes Yes Share Holder 6 Report on Pay Disparity Against Against Yes No Share Holder 7 Assess Feasibility of Including Against Against Yes No Sustainability as a Performance Measure for Senior Executive Compensation Share Holder 8 Report on Impact of the Bhopal Chemical Against Against Yes No Explosion Share Holder 9 Reduce Ownership Threshold for Shareholders Against For Yes Yes to Call Special Meeting Pfizer Inc. -------------------------------------------------------------------------------- Ticker PFE Provider Security ID 717081103 Meeting Date 26-Apr-18 Meeting Type Annual Record Date 27-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Dennis A. Ausiello For For Yes No Management 1.2 Elect Director Ronald E. Blaylock For For Yes No Management 1.3 Elect Director Albert Bourla For For Yes No Management 1.4 Elect Director W. Don Cornwell For For Yes No Management 1.5 Elect Director Joseph J. Echevarria For For Yes No Management 1.6 Elect Director Helen H. Hobbs For For Yes No Management 1.7 Elect Director James M. Kilts For For Yes No Management 1.8 Elect Director Dan R. Littman For For Yes No Management 1.9 Elect Director Shantanu Narayen For For Yes No Management 1.10 Elect Director Suzanne Nora Johnson For For Yes No Management 1.11 Elect Director Ian C. Read For For Yes No Management 1.12 Elect Director James C. Smith For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Amend Omnibus Stock Plan For For Yes No Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes Share Holder 6 Require Independent Board Chairman Against Against Yes No Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes SVB Financial Group -------------------------------------------------------------------------------- Ticker SIVB Provider Security ID 78486Q101 Meeting Date 26-Apr-18 Meeting Type Annual Record Date 26-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Greg W. Becker For For Yes No Management 1.2 Elect Director Eric A. Benhamou For For Yes No Management 1.3 Elect Director John S. Clendening For For Yes No Management 1.4 Elect Director Roger F. Dunbar For For Yes No Management 1.5 Elect Director Joel P. Friedman For For Yes No Management 1.6 Elect Director Kimberly A. Jabal For For Yes No Management 1.7 Elect Director Jeffrey N. Maggioncalda For For Yes No Management 1.8 Elect Director Mary J. Miller For For Yes No Management 1.9 Elect Director Kate D. Mitchell For For Yes No Management 1.10 Elect Director John F. Robinson For For Yes No Management 1.11 Elect Director Garen K. Staglin For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation AT&T Inc. -------------------------------------------------------------------------------- Ticker T Provider Security ID 00206R102 Meeting Date 27-Apr-18 Meeting Type Annual Record Date 27-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Randall L. Stephenson For For Yes No Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Yes No Management 1.3 Elect Director Richard W. Fisher For For Yes No Management 1.4 Elect Director Scott T. Ford For For Yes No Management 1.5 Elect Director Glenn H. Hutchins For For Yes No Management 1.6 Elect Director William E. Kennard For For Yes No Management 1.7 Elect Director Michael B. McCallister For For Yes No Management 1.8 Elect Director Beth E. Mooney For For Yes No Management 1.9 Elect Director Joyce M. Roche For For Yes No Management 1.10 Elect Director Matthew K. Rose For For Yes No Management 1.11 Elect Director Cynthia B. Taylor For For Yes No Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes No Management 1.13 Elect Director Geoffrey Y. Yang For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Amend Stock Purchase and Deferral Plan For For Yes No Management 5 Approve Omnibus Stock Plan For For Yes No Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes Share Holder 7 Amend Proxy Access Right Against For Yes Yes Share Holder 8 Require Independent Board Chairman Against For Yes Yes Share Holder 9 Provide Right to Act by Written Consent Against For Yes Yes Exelon Corporation -------------------------------------------------------------------------------- Ticker EXC Provider Security ID 30161N101 Meeting Date 01-May-18 Meeting Type Annual Record Date 02-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Anthony K. Anderson For For Yes No Management 1b Elect Director Ann C. Berzin For For Yes No Management 1c Elect Director Christopher M. Crane For For Yes No Management 1d Elect Director Yves C. de Balmann For For Yes No Management 1e Elect Director Nicholas DeBenedictis For For Yes No Management 1f Elect Director Linda P. Jojo For For Yes No Management 1g Elect Director Paul L. Joskow For For Yes No Management 1h Elect Director Robert J. Lawless For For Yes No Management 1i Elect Director Richard W. Mies For For Yes No Management 1j Elect Director John W. Rogers, Jr. For For Yes No Management 1k Elect Director Mayo A. Shattuck, III For For Yes No Management 1l Elect Director Stephen D. Steinour For For Yes No Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation PepsiCo, Inc. -------------------------------------------------------------------------------- Ticker PEP Provider Security ID 713448108 Meeting Date 02-May-18 Meeting Type Annual Record Date 01-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Shona L. Brown For For Yes No Management 1b Elect Director George W. Buckley For For Yes No Management 1c Elect Director Cesar Conde For For Yes No Management 1d Elect Director Ian M. Cook For For Yes No Management 1e Elect Director Dina Dublon For For Yes No Management 1f Elect Director Richard W. Fisher For For Yes No Management 1g Elect Director William R. Johnson For For Yes No Management 1h Elect Director Indra K. Nooyi For For Yes No Management 1i Elect Director David C. Page For For Yes No Management 1j Elect Director Robert C. Pohlad For For Yes No Management 1k Elect Director Daniel Vasella For For Yes No Management 1l Elect Director Darren Walker For For Yes No Management 1m Elect Director Alberto Weisser For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Reduce Ownership Threshold for Shareholders Against For Yes Yes to Call Special Meeting Six Flags Entertainment Corporation -------------------------------------------------------------------------------- Ticker SIX Provider Security ID 83001A102 Meeting Date 02-May-18 Meeting Type Annual Record Date 07-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Kurt M. Cellar For For Yes No Management 1.2 Elect Director Nancy A. Krejsa For For Yes No Management 1.3 Elect Director Jon L. Luther For For Yes No Management 1.4 Elect Director Usman Nabi For For Yes No Management 1.5 Elect Director Stephen D. Owens For For Yes No Management 1.6 Elect Director James Reid-Anderson For For Yes No Management 1.7 Elect Director Richard W. Roedel For For Yes No Management 2 Increase Authorized Common Stock For For Yes No Management 3 Ratify KPMG LLP as Auditors For For Yes No Management 4 Advisory Vote to Ratify Named Executive For Against Yes Yes Officers' Compensation Occidental Petroleum Corporation -------------------------------------------------------------------------------- Ticker OXY Provider Security ID 674599105 Meeting Date 04-May-18 Meeting Type Annual Record Date 09-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Spencer Abraham For For Yes No Management 1b Elect Director Howard I. Atkins For For Yes No Management 1c Elect Director Eugene L. Batchelder For For Yes No Management 1d Elect Director John E. Feick For For Yes No Management 1e Elect Director Margaret M. Foran For For Yes No Management 1f Elect Director Carlos M. Gutierrez For For Yes No Management 1g Elect Director Vicki Hollub For For Yes No Management 1h Elect Director William R. Klesse For For Yes No Management 1i Elect Director Jack B. Moore For For Yes No Management 1j Elect Director Avedick B. Poladian For For Yes No Management 1k Elect Director Elisse B. Walter For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Amend Omnibus Stock Plan For For Yes No Management 4 Ratify KPMG LLP as Auditors For For Yes No Prudential Financial, Inc. -------------------------------------------------------------------------------- Ticker PRU Provider Security ID 744320102 Meeting Date 08-May-18 Meeting Type Annual Record Date 09-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Thomas J. Baltimore, Jr. For For Yes No Management 1.2 Elect Director Gilbert F. Casellas For For Yes No Management 1.3 Elect Director Mark B. Grier For For Yes No Management 1.4 Elect Director Martina Hund-Mejean For For Yes No Management 1.5 Elect Director Karl J. Krapek For For Yes No Management 1.6 Elect Director Peter R. Lighte For For Yes No Management 1.7 Elect Director George Paz For For Yes No Management 1.8 Elect Director Sandra Pianalto For For Yes No Management 1.9 Elect Director Christine A. Poon For For Yes No Management 1.10 Elect Director Douglas A. Scovanner For For Yes No Management 1.11 Elect Director John R. Strangfeld For For Yes No Management 1.12 Elect Director Michael A. Todman For For Yes No Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Require Independent Board Chairman Against For Yes Yes Gilead Sciences, Inc. -------------------------------------------------------------------------------- Ticker GILD Provider Security ID 375558103 Meeting Date 09-May-18 Meeting Type Annual Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director John F. Cogan For For Yes No Management 1b Elect Director Jacqueline K. Barton For For Yes No Management 1c Elect Director Kelly A. Kramer For For Yes No Management 1d Elect Director Kevin E. Lofton For For Yes No Management 1e Elect Director John C. Martin For For Yes No Management 1f Elect Director John F. Milligan For For Yes No Management 1g Elect Director Richard J. Whitley For For Yes No Management 1h Elect Director Gayle E. Wilson For For Yes No Management 1i Elect Director Per Wold-Olsen For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Require Independent Board Chairman Against For Yes Yes Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes Philip Morris International Inc. -------------------------------------------------------------------------------- Ticker PM Provider Security ID 718172109 Meeting Date 09-May-18 Meeting Type Annual Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Harold Brown For For Yes No Management 1.2 Elect Director Andre Calantzopoulos For For Yes No Management 1.3 Elect Director Louis C. Camilleri For For Yes No Management 1.4 Elect Director Massimo Ferragamo For For Yes No Management 1.5 Elect Director Werner Geissler For For Yes No Management 1.6 Elect Director Lisa A. Hook For For Yes No Management 1.7 Elect Director Jennifer Li For For Yes No Management 1.8 Elect Director Jun Makihara For For Yes No Management 1.9 Elect Director Sergio Marchionne For Against Yes Yes Management 1.10 Elect Director Kalpana Morparia For For Yes No Management 1.11 Elect Director Lucio A. Noto For For Yes No Management 1.12 Elect Director Frederik Paulsen For For Yes No Management 1.13 Elect Director Robert B. Polet For For Yes No Management 1.14 Elect Director Stephen M. Wolf For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify PricewaterhouseCoopers SA as Auditors For For Yes No KeyCorp -------------------------------------------------------------------------------- Ticker KEY Provider Security ID 493267108 Meeting Date 10-May-18 Meeting Type Annual Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Bruce D. Broussard For For Yes No Management 1.2 Elect Director Charles P. Cooley For For Yes No Management 1.3 Elect Director Gary M. Crosby For For Yes No Management 1.4 Elect Director Alexander M. Cutler For For Yes No Management 1.5 Elect Director H. James Dallas For For Yes No Management 1.6 Elect Director Elizabeth R. Gile For For Yes No Management 1.7 Elect Director Ruth Ann M. Gillis For For Yes No Management 1.8 Elect Director William G. Gisel, Jr. For For Yes No Management 1.9 Elect Director Carlton L. Highsmith For For Yes No Management 1.10 Elect Director Richard J. Hipple For For Yes No Management 1.11 Elect Director Kristen L. Manos For For Yes No Management 1.12 Elect Director Beth E. Mooney For For Yes No Management 1.13 Elect Director Demos Parneros For For Yes No Management 1.14 Elect Director Barbara R. Snyder For For Yes No Management 1.15 Elect Director David K. Wilson For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Reduce Ownership Threshold for Shareholders Against For Yes Yes to Call Special Meeting Ares Capital Corporation -------------------------------------------------------------------------------- Ticker ARCC Provider Security ID 04010L103 Meeting Date 14-May-18 Meeting Type Special Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1 Approve Issuance of Shares Below Net Asset For For Yes No Value (NAV) Ares Capital Corporation -------------------------------------------------------------------------------- Ticker ARCC Provider Security ID 04010L103 Meeting Date 14-May-18 Meeting Type Annual Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Steve Bartlett For Against Yes Yes Management 1b Elect Director Robert L. Rosen For Against Yes Yes Management 1c Elect Director Bennett Rosenthal For Against Yes Yes Management 2 Ratify KPMG LLP as Auditors For For Yes No Arthur J. Gallagher & Co. -------------------------------------------------------------------------------- Ticker AJG Provider Security ID 363576109 Meeting Date 15-May-18 Meeting Type Annual Record Date 20-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Sherry S. Barrat For For Yes No Management 1b Elect Director William L. Bax For For Yes No Management 1c Elect Director D. John Coldman For For Yes No Management 1d Elect Director Frank E. English, Jr. For For Yes No Management 1e Elect Director J. Patrick Gallagher, Jr. For For Yes No Management 1f Elect Director Elbert O. Hand For For Yes No Management 1g Elect Director David S. Johnson For For Yes No Management 1h Elect Director Kay W. McCurdy For For Yes No Management 1i Elect Director Ralph J. Nicoletti For For Yes No Management 1j Elect Director Norman L. Rosenthal For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation First Republic Bank -------------------------------------------------------------------------------- Ticker FRC Provider Security ID 33616C100 Meeting Date 15-May-18 Meeting Type Annual Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director James H. Herbert, II For For Yes No Management 1.2 Elect Director Katherine August-deWilde For For Yes No Management 1.3 Elect Director Thomas J. Barrack, Jr. For For Yes No Management 1.4 Elect Director Frank J. Fahrenkopf, Jr. For For Yes No Management 1.5 Elect Director L. Martin Gibbs For For Yes No Management 1.6 Elect Director Boris Groysberg For For Yes No Management 1.7 Elect Director Sandra R. Hernandez For For Yes No Management 1.8 Elect Director Pamela J. Joyner For For Yes No Management 1.9 Elect Director Reynold Levy For For Yes No Management 1.10 Elect Director Duncan L. Niederauer For For Yes No Management 11 Elect Director George G.C. Parker For For Yes No Management 1.12 Elect Director Cheryl Spielman For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Prepare Employment Diversity Report and Against For Yes Yes Report on Diversity Policies JPMorgan Chase & Co. -------------------------------------------------------------------------------- Ticker JPM Provider Security ID 46625H100 Meeting Date 15-May-18 Meeting Type Annual Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Linda B. Bammann For For Yes No Management 1b Elect Director James A. Bell For For Yes No Management 1c Elect Director Stephen B. Burke For For Yes No Management 1d Elect Director Todd A. Combs For For Yes No Management 1e Elect Director James S. Crown For For Yes No Management 1f Elect Director James Dimon For For Yes No Management 1g Elect Director Timothy P. Flynn For For Yes No Management 1h Elect Director Mellody Hobson For For Yes No Management 1i Elect Director Laban P. Jackson, Jr. For For Yes No Management 1j Elect Director Michael A. Neal For For Yes No Management 1k Elect Director Lee R. Raymond For For Yes No Management 1l Elect Director William C. Weldon For For Yes No Management 2 Ratify Existing Ownership Threshold for For Against Yes Yes Shareholders to Call Special Meeting Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Amend Omnibus Stock Plan For For Yes No Management 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Share Holder 6 Require Independent Board Chairman Against For Yes Yes Share Holder 7 Prohibit Accelerated Vesting of Awards to Against For Yes Yes Pursue Government Service Share Holder 8 Institute Procedures to Prevent Investments Against Against Yes No in Companies that Contribute to Genocide or Crimes Against Humanity Share Holder 9 Restore or Provide for Cumulative Voting Against Against Yes No The Charles Schwab Corporation -------------------------------------------------------------------------------- Ticker SCHW Provider Security ID 808513105 Meeting Date 15-May-18 Meeting Type Annual Record Date 16-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Walter W. Bettinger, II For For Yes No Management 1b Elect Director Joan T. Dea For For Yes No Management 1c Elect Director Christopher V. Dodds For For Yes No Management 1d Elect Director Mark A. Goldfarb For For Yes No Management 1e Elect Director Charles A. Ruffel For For Yes No Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Amend Omnibus Stock Plan For For Yes No Management 5 Provide Proxy Access Right For For Yes No Share Holder 6 Prepare Employment Diversity Report Against For Yes Yes Share Holder 7 Report on Political Contributions Against For Yes Yes Zoetis Inc. -------------------------------------------------------------------------------- Ticker ZTS Provider Security ID 98978V103 Meeting Date 15-May-18 Meeting Type Annual Record Date 21-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Sanjay Khosla For For Yes No Management 1.2 Elect Director Willie M. Reed For For Yes No Management 1.3 Elect Director Linda Rhodes For For Yes No Management 1.4 Elect Director William C. Steere, Jr. For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify KPMG LLP as Auditors For For Yes No PPL Corporation -------------------------------------------------------------------------------- Ticker PPL Provider Security ID 69351T106 Meeting Date 16-May-18 Meeting Type Annual Record Date 28-Feb-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Rodney C. Adkins For For Yes No Management 1.2 Elect Director John W. Conway For For Yes No Management 1.3 Elect Director Steven G. Elliott For For Yes No Management 1.4 Elect Director Raja Rajamannar For For Yes No Management 1.5 Elect Director Craig A. Rogerson For For Yes No Management 1.6 Elect Director William H. Spence For For Yes No Management 1.7 Elect Director Natica von Althann For For Yes No Management 1.8 Elect Director Keith H. Williamson For For Yes No Management 1.9 Elect Director Phoebe A. Wood For For Yes No Management 1.10 Elect Director Armando Zagalo de Lima For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No Altria Group, Inc. -------------------------------------------------------------------------------- Ticker MO Provider Security ID 02209S103 Meeting Date 17-May-18 Meeting Type Annual Record Date 26-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director John T. Casteen, III For For Yes No Management 1.2 Elect Director Dinyar S. Devitre For For Yes No Management 1.3 Elect Director Thomas F. Farrell, II For For Yes No Management 1.4 Elect Director Debra J. Kelly-Ennis For For Yes No Management 1.5 Elect Director W. Leo Kiely, III For For Yes No Management 1.6 Elect Director Kathryn B. McQuade For For Yes No Management 1.7 Elect Director George Munoz For For Yes No Management 1.8 Elect Director Mark E. Newman For For Yes No Management 1.9 Elect Director Nabil Y. Sakkab For For Yes No Management 1.10 Elect Director Virginia E. Shanks For For Yes No Management 1.11 Elect Director Howard A. Willard, III For For Yes No Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Reduce Nicotine Levels in Tobacco Products Against Against Yes No Chubb Limited -------------------------------------------------------------------------------- Ticker CB Provider Security ID H1467J104 Meeting Date 17-May-18 Meeting Type Annual Record Date 26-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1 Accept Financial Statements and Statutory For For Yes No Reports Management 2.1 Allocate Disposable Profit For For Yes No Management 2.2 Approve Dividend Distribution From Legal For For Yes No Reserves Through Capital Contributions Reserve Subaccount Management 3 Approve Discharge of Board and Senior For For Yes No Management Management 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as For For Yes No Auditors Management 4.2 Ratify PricewaterhouseCoopers LLP (United For For Yes No States) as Independent Registered Accounting Firm as Auditors Management 4.3 Ratify BDO AG (Zurich) as Special Auditors For For Yes No Management 5.1 Elect Director Evan G. Greenberg For For Yes No Management 5.2 Elect Director Robert M. Hernandez For For Yes No Management 5.3 Elect Director Michael G. Atieh For For Yes No Management 5.4 Elect Director Sheila P. Burke For For Yes No Management 5.5 Elect Director James I. Cash For For Yes No Management 5.6 Elect Director Mary Cirillo For For Yes No Management 5.7 Elect Director Michael P. Connors For For Yes No Management 5.8 Elect Director John A. Edwardson For For Yes No Management 5.9 Elect Director Kimberly A. Ross For For Yes No Management 5.10 Elect Director Robert W. Scully For For Yes No Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Yes No Management 5.12 Elect Director Theodore E. Shasta For For Yes No Management 5.13 Elect Director David H. Sidwell For For Yes No Management 5.14 Elect Director Olivier Steimer For For Yes No Management 5.15 Elect Director James M. Zimmerman For For Yes No Management 6 Elect Evan G. Greenberg as Board Chairman For Against Yes Yes Management 7.1 Appoint Michael P. Connors as Member of the For For Yes No Compensation Committee Management 7.2 Appoint Mary Cirillo as Member of the For For Yes No Compensation Committee Management 7.3 Appoint Robert M. Hernandez as Member of For For Yes No the Compensation Committee Management 7.4 Appoint James M. Zimmerman as Member of For For Yes No the Compensation Committee Management 8 Designate Homburger AG as Independent Proxy For For Yes No Management 9 Issue Shares Without Preemptive Rights For For Yes No Management 10.1 Approve the Maximum Aggregate For For Yes No Remuneration of Directors Management 10.2 Approve Remuneration of Executive For For Yes No Management in the Amount of USD 43 Million for Fiscal 2019 Management 11 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Crown Castle International Corp. -------------------------------------------------------------------------------- Ticker CCI Provider Security ID 22822V101 Meeting Date 17-May-18 Meeting Type Annual Record Date 23-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director P. Robert Bartolo For For Yes No Management 1b Elect Director Jay A. Brown For For Yes No Management 1c Elect Director Cindy Christy For For Yes No Management 1d Elect Director Ari Q. Fitzgerald For For Yes No Management 1e Elect Director Robert E. Garrison, II For For Yes No Management 1f Elect Director Andrea J. Goldsmith For For Yes No Management 1g Elect Director Lee W. Hogan For For Yes No Management 1h Elect Director Edward C. Hutcheson, Jr. For For Yes No Management 1i Elect Director J. Landis Martin For For Yes No Management 1j Elect Director Robert F. McKenzie For For Yes No Management 1k Elect Director Anthony J. Melone For For Yes No Management 1l Elect Director W. Benjamin Moreland For For Yes No Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Intel Corporation -------------------------------------------------------------------------------- Ticker INTC Provider Security ID 458140100 Meeting Date 17-May-18 Meeting Type Annual Record Date 19-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Aneel Bhusri For For Yes No Management 1b Elect Director Andy D. Bryant For For Yes No Management 1c Elect Director Reed E. Hundt For For Yes No Management 1d Elect Director Omar Ishrak For For Yes No Management 1e Elect Director Brian M. Krzanich For For Yes No Management 1f Elect Director Risa Lavizzo-Mourey For For Yes No Management 1g Elect Director Tsu-Jae King Liu For For Yes No Management 1h Elect Director Gregory D. Smith For For Yes No Management 1i Elect Director Andrew Wilson For For Yes No Management 1j Elect Director Frank D. Yeary For For Yes No Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes Share Holder 5 Require Independent Board Chairman Against For Yes Yes Share Holder 6 Report on Costs and Benefits of Poltical Against Against Yes No Contributions Lamar Advertising Company -------------------------------------------------------------------------------- Ticker LAMR Provider Security ID 512816109 Meeting Date 17-May-18 Meeting Type Annual Record Date 19-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director John E. Koerner, III For For Yes No Management 1.2 Elect Director Marshall A. Loeb For For Yes No Management 1.3 Elect Director Stephen P. Mumblow For For Yes No Management 1.4 Elect Director Thomas V. Reifenheiser For For Yes No Management 1.5 Elect Director Anna Reilly For For Yes No Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Yes No Management 1.7 Elect Director Wendell Reilly For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No The Home Depot, Inc. -------------------------------------------------------------------------------- Ticker HD Provider Security ID 437076102 Meeting Date 17-May-18 Meeting Type Annual Record Date 19-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Gerard J. Arpey For For Yes No Management 1b Elect Director Ari Bousbib For For Yes No Management 1c Elect Director Jeffery H. Boyd For For Yes No Management 1d Elect Director Gregory D. Brenneman For For Yes No Management 1e Elect Director J. Frank Brown For For Yes No Management 1f Elect Director Albert P. Carey For For Yes No Management 1g Elect Director Armando Codina For For Yes No Management 1h Elect Director Helena B. Foulkes For For Yes No Management 1i Elect Director Linda R. Gooden For For Yes No Management 1j Elect Director Wayne M. Hewett For For Yes No Management 1k Elect Director Stephanie C. Linnartz For For Yes No Management 1l Elect Director Craig A. Menear For For Yes No Management 1m Elect Director Mark Vadon For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Report on Political Contributions Against For Yes Yes Share Holder 5 Prepare Employment Diversity Report and Against For Yes Yes Report on Diversity Policies Share Holder 6 Reduce Ownership Threshold for Shareholders Against For Yes Yes to Call Special Meeting Share Holder 7 Clawback of Incentive Payments Against For Yes Yes Merck & Co., Inc. -------------------------------------------------------------------------------- Ticker MRK Provider Security ID 58933Y105 Meeting Date 22-May-18 Meeting Type Annual Record Date 28-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Leslie A. Brun For For Yes No Management 1b Elect Director Thomas R. Cech For For Yes No Management 1c Elect Director Pamela J. Craig For For Yes No Management 1d Elect Director Kenneth C. Frazier For For Yes No Management 1e Elect Director Thomas H. Glocer For For Yes No Management 1f Elect Director Rochelle B. Lazarus For For Yes No Management 1g Elect Director John H. Noseworthy For For Yes No Management 1h Elect Director Paul B. Rothman For For Yes No Management 1i Elect Director Patricia F. Russo For For Yes No Management 1j Elect Director Craig B. Thompson For For Yes No Management 1k Elect Director Inge G. Thulin For For Yes No Management 1l Elect Director Wendell P. Weeks For For Yes No Management 1m Elect Director Peter C. Wendell For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes PayPal Holdings, Inc. -------------------------------------------------------------------------------- Ticker PYPL Provider Security ID 70450Y103 Meeting Date 23-May-18 Meeting Type Annual Record Date 03-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Rodney C. Adkins For For Yes No Management 1b Elect Director Wences Casares For For Yes No Management 1c Elect Director Jonathan Christodoro For For Yes No Management 1d Elect Director John J. Donahoe For For Yes No Management 1e Elect Director David W. Dorman For For Yes No Management 1f Elect Director Belinda J. Johnson For For Yes No Management 1g Elect Director Gail J. McGovern For For Yes No Management 1h Elect Director David M. Moffett For For Yes No Management 1i Elect Director Ann M. Sarnoff For For Yes No Management 1j Elect Director Daniel H. Schulman For For Yes No Management 1k Elect Director Frank D. Yeary For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Amend Omnibus Stock Plan For For Yes No Management 4 Amend Qualified Employee Stock Purchase Plan For For Yes No Management 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Share Holder 6 Amend Proxy Access Right Against For Yes Yes Share Holder 7 Report on Political Contributions Against For Yes Yes Share Holder 8 Amend Board Governance Documents to Against Against Yes No Define Human Rights Responsibilities Thermo Fisher Scientific Inc. -------------------------------------------------------------------------------- Ticker TMO Provider Security ID 883556102 Meeting Date 23-May-18 Meeting Type Annual Record Date 28-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Marc N. Casper For For Yes No Management 1b Elect Director Nelson J. Chai For For Yes No Management 1c Elect Director C. Martin Harris For For Yes No Management 1d Elect Director Tyler Jacks For For Yes No Management 1e Elect Director Judy C. Lewent For For Yes No Management 1f Elect Director Thomas J. Lynch For For Yes No Management 1g Elect Director Jim P. Manzi For For Yes No Management 1h Elect Director Lars R. Sorensen For For Yes No Management 1i Elect Director Scott M. Sperling For For Yes No Management 1j Elect Director Elaine S. Ullian For For Yes No Management 1k Elect Director Dion J. Weisler For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Cinemark Holdings, Inc. -------------------------------------------------------------------------------- Ticker CNK Provider Security ID 17243V102 Meeting Date 24-May-18 Meeting Type Annual Record Date 29-Mar-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Darcy Antonellis For For Yes No Management 1.2 Elect Director Carlos M. Sepulveda For For Yes No Management 1.3 Elect Director Mark Zoradi For For Yes No Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Chevron Corporation -------------------------------------------------------------------------------- Ticker CVX Provider Security ID 166764100 Meeting Date 30-May-18 Meeting Type Annual Record Date 02-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Wanda M. Austin For For Yes No Management 1b Elect Director John B. Frank For For Yes No Management 1c Elect Director Alice P. Gast For For Yes No Management 1d Elect Director Enrique Hernandez, Jr. For For Yes No Management 1e Elect Director Charles W. Moorman, IV For For Yes No Management 1f Elect Director Dambisa F. Moyo For For Yes No Management 1g Elect Director Ronald D. Sugar For For Yes No Management 1h Elect Director Inge G. Thulin For For Yes No Management 1i Elect Director D. James Umpleby, III For For Yes No Management 1j Elect Director Michael K. Wirth For For Yes No Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes Share Holder 5 Report on Risks of Doing Business in Against Against Yes No Conflict-Affected Areas Share Holder 6 Report on Transition to a Low Carbon Business Against Against Yes No Model Share Holder 7 Report on Methane Emissions Against For Yes Yes Share Holder 8 Require Independent Board Chairman Against Against Yes No Share Holder 9 Require Director Nominee with Environmental Against For Yes Yes Experience Share Holder 10 Reduce Ownership Threshold for Shareholders Against For Yes Yes to Call Special Meeting Exxon Mobil Corporation -------------------------------------------------------------------------------- Ticker XOM Provider Security ID 30231G102 Meeting Date 30-May-18 Meeting Type Annual Record Date 04-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Susan K. Avery For For Yes No Management 1.2 Elect Director Angela F. Braly For For Yes No Management 1.3 Elect Director Ursula M. Burns For For Yes No Management 1.4 Elect Director Kenneth C. Frazier For For Yes No Management 1.5 Elect Director Steven A. Kandarian For For Yes No Management 1.6 Elect Director Douglas R. Oberhelman For For Yes No Management 1.7 Elect Director Samuel J. Palmisano For For Yes No Management 1.8 Elect Director Steven S Reinemund For For Yes No Management 1.9 Elect Director William C. Weldon For For Yes No Management 1.10 Elect Director Darren W. Woods For For Yes No Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes Officers' Compensation Share Holder 4 Require Independent Board Chairman Against For Yes Yes Share Holder 5 Amend Bylaws -- Call Special Meetings Against For Yes Yes Share Holder 6 Disclose a Board Diversity and Qualifications Against Against Yes No Matrix Share Holder 7 Report on lobbying Payments and Policy Against For Yes Yes Raytheon Company -------------------------------------------------------------------------------- Ticker RTN Provider Security ID 755111507 Meeting Date 31-May-18 Meeting Type Annual Record Date 02-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Tracy A. Atkinson For For Yes No Management 1b Elect Director Robert E. Beauchamp For For Yes No Management 1c Elect Director Adriane M. Brown For For Yes No Management 1d Elect Director Vernon E. Clark For For Yes No Management 1e Elect Director Stephen J. Hadley For For Yes No Management 1f Elect Director Thomas A. Kennedy For For Yes No Management 1g Elect Director Letitia A. Long For For Yes No Management 1h Elect Director George R. Oliver For For Yes No Management 1i Elect Director Dinesh C. Paliwal For For Yes No Management 1j Elect Director William R. Spivey For For Yes No Management 1k Elect Director James A. Winnefeld, Jr. For For Yes No Management 1l Elect Director Robert O. Work For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No Share Holder 4 Amend Proxy Access Right Against For Yes Yes UnitedHealth Group Incorporated -------------------------------------------------------------------------------- Ticker UNH Provider Security ID 91324P102 Meeting Date 04-Jun-18 Meeting Type Annual Record Date 10-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director William C. Ballard, Jr. For For Yes No Management 1b Elect Director Richard T. Burke For For Yes No Management 1c Elect Director Timothy P. Flynn For For Yes No Management 1d Elect Director Stephen J. Hemsley For For Yes No Management 1e Elect Director Michele J. Hooper For For Yes No Management 1f Elect Director F. William McNabb, III For For Yes No Management 1g Elect Director Valerie C. Montgomery Rice For For Yes No Management 1h Elect Director Glenn M. Renwick For For Yes No Management 1i Elect Director Kenneth I. Shine For For Yes No Management 1j Elect Director David S. Wichmann For For Yes No Management 1k Elect Director Gail R. Wilensky For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No Hess Corporation -------------------------------------------------------------------------------- Ticker HES Provider Security ID 42809H107 Meeting Date 06-Jun-18 Meeting Type Annual Record Date 16-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Rodney F. Chase For For Yes No Management 1.2 Elect Director Terrence J. Checki For For Yes No Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Yes No Management 1.4 Elect Director John B. Hess For For Yes No Management 1.5 Elect Director Edith E. Holiday For For Yes No Management 1.6 Elect Director Risa Lavizzo-Mourey For For Yes No Management 1.7 Elect Director Marc S. Lipschultz For For Yes No Management 1.8 Elect Director David McManus For For Yes No Management 1.9 Elect Director Kevin O. Meyers For For Yes No Management 1.10 Elect Director James H. Quigley For For Yes No Management 1.11 Elect Director Fredric G. Reynolds For For Yes No Management 1.12 Elect Director William G. Schrader For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No Comcast Corporation -------------------------------------------------------------------------------- Ticker CMCSA Provider Security ID 20030N101 Meeting Date 11-Jun-18 Meeting Type Annual Record Date 06-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Kenneth J. Bacon For For Yes No Management 1.2 Elect Director Madeline S. Bell For For Yes No Management 1.3 Elect Director Sheldon M. Bonovitz For For Yes No Management 1.4 Elect Director Edward D. Breen For For Yes No Management 1.5 Elect Director Gerald L. Hassell For For Yes No Management 1.6 Elect Director Jeffrey A. Honickman For For Yes No Management 1.7 Elect Director Maritza G. Montiel For For Yes No Management 1.8 Elect Director Asuka Nakahara For For Yes No Management 1.9 Elect Director David C. Novak For For Yes No Management 1.10 Elect Director Brian L. Roberts For For Yes No Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes General Motors Company -------------------------------------------------------------------------------- Ticker GM Provider Security ID 37045V100 Meeting Date 12-Jun-18 Meeting Type Annual Record Date 16-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1a Elect Director Mary T. Barra For For Yes No Management 1b Elect Director Linda R. Gooden For For Yes No Management 1c Elect Director Joseph Jimenez For For Yes No Management 1d Elect Director Jane L. Mendillo For For Yes No Management 1e Elect Director Michael G. Mullen For For Yes No Management 1f Elect Director James J. Mulva For For Yes No Management 1g Elect Director Patricia F. Russo For For Yes No Management 1h Elect Director Thomas M. Schoewe For For Yes No Management 1i Elect Director Theodore M. Solso For For Yes No Management 1j Elect Director Carol M. Stephenson For For Yes No Management 1k Elect Director Devin N. Wenig For For Yes No Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No Share Holder 4 Require Independent Board Chairman Against For Yes Yes Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes Share Holder 6 Report on Fleet GHG Emissions in Relation to Against For Yes Yes CAFE Standards Caterpillar Inc. -------------------------------------------------------------------------------- Ticker CAT Provider Security ID 149123101 Meeting Date 13-Jun-18 Meeting Type Annual Record Date 16-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Kelly A. Ayotte For For Yes No Management 1.2 Elect Director David L. Calhoun For For Yes No Management 1.3 Elect Director Daniel M. Dickinson For For Yes No Management 1.4 Elect Director Juan Gallardo For For Yes No Management 1.5 Elect Director Dennis A. Muilenburg For For Yes No Management 1.6 Elect Director William A. Osborn For For Yes No Management 1.7 Elect Director Debra L. Reed For For Yes No Management 1.8 Elect Director Edward B. Rust, Jr. For For Yes No Management 1.9 Elect Director Susan C. Schwab For For Yes No Management 1.10 Elect Director D. James Umpleby, III For For Yes No Management 1.11 Elect Director Miles D. White For For Yes No Management 1.12 Elect Director Rayford Wilkins, Jr. For For Yes No Management 2 Ratify PricewaterhouseCoopers as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Reduce Ownership Threshold for Shareholders Against For Yes Yes to Call Special Meeting Share Holder 5 Amend Compensation Clawback Policy Against For Yes Yes Share Holder 6 Require Director Nominee with Human Rights Against Against Yes No Experience Celgene Corporation -------------------------------------------------------------------------------- Ticker CELG Provider Security ID 151020104 Meeting Date 13-Jun-18 Meeting Type Annual Record Date 19-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Mark J. Alles For For Yes No Management 1.2 Elect Director Richard W. Barker For For Yes No Management 1.3 Elect Director Hans E. Bishop For For Yes No Management 1.4 Elect Director Michael W. Bonney For For Yes No Management 1.5 Elect Director Michael D. Casey For For Yes No Management 1.6 Elect Director Carrie S. Cox For For Yes No Management 1.7 Elect Director Michael A. Friedman For For Yes No Management 1.8 Elect Director Julia A. Haller For For Yes No Management 1.9 Elect Director Patricia A. Hemingway Hall For For Yes No Management 1.10 Elect Director James J. Loughlin For For Yes No Management 1.11 Elect Director Ernest Mario For For Yes No Management 1.12 Elect Director John H. Weiland For For Yes No Management 2 Ratify KPMG LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Share Holder 4 Amend Proxy Access Right Against For Yes Yes Share Holder 5 Require Independent Board Chairman Against For Yes Yes Blackstone Mortgage Trust, Inc. -------------------------------------------------------------------------------- Ticker BXMT Provider Security ID 09257W100 Meeting Date 20-Jun-18 Meeting Type Annual Record Date 13-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Michael B. Nash For For Yes No Management 1.2 Elect Director Stephen D. Plavin For For Yes No Management 1.3 Elect Director Leonard W. Cotton For For Yes No Management 1.4 Elect Director Thomas E. Dobrowski For Withhold Yes Yes Management 1.5 Elect Director Martin L. Edelman For For Yes No Management 1.6 Elect Director Henry N. Nassau For Withhold Yes Yes Management 1.7 Elect Director Jonathan L. Pollack For For Yes No Management 1.8 Elect Director Lynne B. Sagalyn For Withhold Yes Yes Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No Management 3 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 4 Approve Omnibus Stock Plan For For Yes No Management 5 Approve Omnibus Stock Plan For For Yes No Activision Blizzard, Inc. -------------------------------------------------------------------------------- Ticker ATVI Provider Security ID 00507V109 Meeting Date 26-Jun-18 Meeting Type Annual Record Date 27-Apr-18 -------------------------------------------------------------------------------- V0TE PROPOSAL MANAGEMENT VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT Management 1.1 Elect Director Reveta Bowers For For Yes No Management 1.2 Elect Director Robert Corti For For Yes No Management 1.3 Elect Director Hendrik Hartong, III For For Yes No Management 1.4 Elect Director Brian Kelly For For Yes No Management 1.5 Elect Director Robert A. Kotick For For Yes No Management 1.6 Elect Director Barry Meyer For For Yes No Management 1.7 Elect Director Robert Morgado For For Yes No Management 1.8 Elect Director Peter Nolan For For Yes No Management 1.9 Elect Director Casey Wasserman For For Yes No Management 1.10 Elect Director Elaine Wynn For Against Yes Yes Management 2 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND --------------------------------------- By (Signature and Title)* /s/ James M. Dykas ----------------------------------- James M. Dykas, President and Chief Executive Officer Date July 18, 2018 ------------------------- * Print the name and title of each signing officer under his or her signature.