Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of March 2017

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

Exhibit Number

 

1. (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: March 9, 2017     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director

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[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on March 9, 2017]

 

1. Reason for Submission

As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on March 7, 2017, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.

 

2. Matters Reported

(1) Representative Executive Officer to be appointed

 

Title and Position

   

Name

(Date of Birth)

   

Date of Change

   

Number of
Shareholdings

(in hundreds)

   

Business Experience

Representative

Executive Officer,

Deputy President

and Chief of Staff

   

Shoichi Nagamatsu

(Jul. 6, 1958)

    Apr. 1, 2017    2,007    Apr. 1982    Joined the Company
           

 

Apr. 2004

   

 

Senior Managing Director of Nomura Securities Co., Ltd.

           

 

Oct. 2008

   

 

Executive Managing Director of the Company

Senior Managing Director of Nomura Securities Co., Ltd.

           

 

Jun. 2010

   

 

Senior Corporate Managing Director
of the Company

Senior Corporate Managing Director
of Nomura Securities Co., Ltd.

           

 

Apr. 2012

   

 

Senior Corporate Managing Director
of Nomura Securities Co., Ltd.

           

 

Jun. 2012

   

 

Executive Managing Director and Senior Corporate Managing Director
of Nomura Securities Co., Ltd.

           

 

Apr. 2013

   

 

Executive Managing Director of the Company

Executive Managing Director and Executive Vice President of Nomura Securities Co., Ltd.

           

 

Apr. 2016

   

 

Executive Managing Director of the Company (Current)

Chief of Staff (Current)

Deputy President of Nomura Securities Co., Ltd. (Current)

END