UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 11, 2016
AMERICAN ELECTRIC
TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
| Florida | 000-24575 | 59-3410234 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
| 1250 Wood Branch Park Drive, Ste 600 | 77079 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code 713-644-8182
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders
The voting results on the matters considered by the stockholders of American Electric Technologies, Inc., (“the Company”) at the Annual Meeting held on May 11, 2016 were as follows:
| 1. | To elect five members to the Company’s Board of Directors |
| Director Nominee |
Votes For | Votes Withheld | Broker Non-Votes | |||||||||
| Edward L. Kuntz |
4,700,012 | 260,056 | 3,029,647 | |||||||||
| J. Hoke Peacock II |
4,481,728 | 478,340 | 3,029,647 | |||||||||
| Peter Menikoff |
4,697,129 | 262,939 | 3,029,647 | |||||||||
| Neal Dikeman |
4,482,471 | 477,597 | 3,029,647 | |||||||||
| Charles M. Dauber |
4,946,210 | 13,858 | 3,029,647 | |||||||||
| Casey Crenshaw* |
1,000,000 | 0 | 0 | |||||||||
| * | elected by the holder of the Company’s Series A Convertible Preferred Stock. |
| 2. | To ratify the selection of the independent registered public accounting firm for the fiscal year ending December 31, 2016. There were no Broker Non-Votes. |
| Votes For |
Votes Against |
Votes Withheld | ||
| 7,975,980 | 13,417 | 318 |
| 3. | Advisory resolution to approve executive compensation. |
| Votes For |
Votes Against |
Votes Withheld |
Broker Non-Votes | |||
| 4,223,671 |
112,502 | 623,895 | 3,029,647 |
| 4. | Frequency of advisory vote to approve executive compensation |
| 1 Year |
2 Years |
3 Years |
Votes Withheld | |||
| 3,234,257 |
9,820 | 1,711,253 | 4,738 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AMERICAN ELECTRIC TECHNOLOGIES, INC. | ||||||
| Date: May 16, 2016 | By: | /s/ William B. Brod | ||||
| Senior Vice President and CFO | ||||||