Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2015

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F     X            Form 40-F          

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.

   

(English Translation) Share Buyback Report for the reporting month from May 1, 2015 to May 31, 2015

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

NOMURA HOLDINGS, INC.
Date: June 10, 2015 By:

/s/ Hajime Ikeda

Hajime Ikeda
Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from May 1, 2015 to May 31, 2015

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on June 10, 2015]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

     as of May 31, 2015  
     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (May 19, 2015) (Period of repurchase: from May 20, 2015 to July 28, 2015)

    25,000,000         20,000,000,000   

Repurchases during this reporting month (Date of repurchase)

    (Date)
May 20
May 21
May 22
May 25
May 26
May 27
May 28
May 29		     
 
 
 
 
 
 
 		 4,131,800
5,639,100
4,981,900
3,597,800
2,652,600
1,917,600
980,000
430,300		   
  
  
  
  
  
  
  		     
 
 
 
 
 
 
 		 3,370,752,350
4,620,652,020
4,081,515,510
2,981,170,300
2,178,851,100
1,576,700,340
811,140,140
356,066,190		   
  
  
  
  
  
  
  
     

 

 

     

 

 

  

Total

 —   24,331,100      19,976,847,950   
     

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

   24,331,100      19,976,847,950   

Progress of share repurchase (%)

   97.3      99.9   

 

2. Status of disposition

 

     as of May 31, 2015  
     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)             —                       —     
     

 

 

     

 

 

  

Subtotal

 —   —        —     
     

 

 

     

 

 

  

Treasury shares canceled

 (Date)   —        —     
     

 

 

     

 

 

  

Subtotal

 —   —        —     
     

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange or demerger

 (Date)   —        —     
     

 

 

     

 

 

  

Subtotal

 —   —        —     
     

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

 (Date)
—		   —        —     
     

 

 

     

 

 

  

Subtotal    

 —   —        —     
     

 

 

     

 

 

  

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     as of May 31, 2015  
     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition (JPY)		  

Other (exercise of stock acquisition rights)

    (Date)      
   May 1      288,900         1,179,900   
   May 7      299,800         4,242,800   
   May 8      5,740,500         5,740,500   
   May 11      1,696,200         6,563,200   
   May 12      756,600         3,522,700   
   May 13      749,700         6,437,700   
   May 14      965,500         3,625,500   
   May 15      368,900         665,900   
   May 18      144,900         5,014,900   
   May 19      69,400         4,458,400   
   May 20      386,100         1,577,100   
   May 21      297,800         8,347,800   
   May 22      316,600         1,801,600   
   May 25      194,900         4,344,900   
   May 26      227,600         12,620,600   
   May 27      218,100         10,722,100   
   May 28      65,800         5,877,800   
   May 29      255,500         9,723,000   
     

 

 

     

 

 

  

Subtotal

 —   13,042,800      96,466,400   
     

 

 

     

 

 

  

Total

 —   13,042,800      96,466,400   
     

 

 

     

 

 

  

 

3. Status of shares held in treasury

 

     as of May 31, 2015  

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,822,562,601   

Number of shares held in treasury

      230,076,877