UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14D-9
(Rule 14d-101)
SOLICITATION/RECOMMENDATION STATEMENT
UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)
ASPEN INSURANCE HOLDINGS LIMITED
(Name of Subject Company)
ASPEN INSURANCE HOLDINGS LIMITED
(Name of Person(s) Filing Statement)
ORDINARY SHARES, PAR VALUE 0.15144558¢ PER SHARES
(Title of Class of Securities)
G05384105
(CUSIP Number of Class of Securities)
Michael Cain
Patricia Roufca
141 Front Street
Hamilton HM 19
Bermuda
Telephone: (441) 295-8201
Facsimile: (441) 295-1829
(Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications
on Behalf of the Person(s) Filing Statement)
With copies to:
Michael Groll, Esq. Willkie Farr & Gallagher LLP 787 Seventh Avenue New York, NY 10019-6099 Telephone: (212) 728-8616 Facsimile: (212) 728-9616 |
Joseph D. Ferraro, Esq. Willkie Farr & Gallagher (UK) LLP CityPoint 1 Ropemaker Street London, UK EC2Y 9AW Telephone: +44 203 580 4707 Facsimile: +44 203 580 4800 |
Daniel A. Neff, Esq. Gregory E. Ostling, Esq. Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 Telephone: (212) 403-1218 Facsimile: (212) 403-2218 |
¨ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
This Amendment No. 3 to Schedule 14D-9 amends and supplements the Schedule 14D-9 originally filed by Aspen Insurance Holdings Limited, a Bermuda exempted company (Aspen or the Company), with the Securities and Exchange Commission on June 17, 2014 (as amended from time to time, the Statement). Capitalized terms used but not defined herein have the meanings ascribed to them in the Statement.
Except as otherwise noted below, no changes are being made to the Statement.
Item 9. Exhibits
Item 9 is hereby amended and supplemented by adding the following exhibits:
Exhibit |
Description | |
(a)(19) | Text of E-mail to Aspen employees, dated June 27, 2014 |
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
ASPEN INSURANCE HOLDINGS LIMITED | ||
By: | /s/ Michael Cain | |
Name: | Michael Cain | |
Title: | Group General Counsel |
Dated: June 27, 2014
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