8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 14, 2014

 

 

AMERICAN ELECTRIC TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Florida   000-24575   59-3410234
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

 

1250 Wood Branch Park Drive, Ste 600   77079
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code 713-644-8182

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

The voting results on the matters considered by the stockholders of American Electric Technologies, Inc., (“the Company”) at the Annual Meeting held on May 14, 2014 were as follows:

 

  1. To elect five members to the Company’s Board of Directors

 

Director Nominee

    Votes For      Votes Withheld      Broker Non-Votes  

Edward L. Kuntz

      5,063,161         5,571         1,951,646   

J. Hoke Peacock II

      4,598,409         470,323         1,951,646   

Peter Menikoff

      5,059,951         8,781         1,951,646   

Neal Dikeman

      5,063,231         5,501         1,951,646   

Charles M. Dauber

      5,062,421         6,311         1,951,646   

Casey Crenshaw*

      1,000,000         - 0 -         - 0 –   

 

* elected by written consent of the holder of the Company’s Series A Convertible Preferred Stock.

 

  2. To ratify the selection of the independent registered public accounting firm for the fiscal year ending December 31, 2014. There were no Broker Non-Votes.

 

Votes For

  

Votes Against

  

Votes Withheld

7,997,138   10,676   6,391

 

  3. To approve an amendment to the 2007 Employee Stock Incentive Plan:

 

Votes For

  

Votes Against

  

Votes Withheld

   

Broker Non-Votes

5,759,648   294,733   8,178    1,951,646

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    AMERICAN ELECTRIC TECHNOLOGIES, INC.
Date: May 15, 2014     By:  

/s/ Andrew L. Puhala

      Senior Vice President and CFO