Nuveen Diversified Dividend and Income Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21407

 

Nuveen Diversified Dividend and Income Fund

(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2013

 

Item 1. Proxy Voting Record

Nuveen Diversified Dividend and Income Fund

 

Company Name

  

Ticker

  

Security ID

  

Country

  

Meeting Date

  

Meeting
Type

  

Proponent

  

Proposal

  

Management
Recommendation

  

Vote
Instruction

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Accept Financial Statements and Statutory Reports  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Gerard Kleisterlee as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Vittorio Colao as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Andy Halford as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Stephen Pusey as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Renee James as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Alan Jebson as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Samuel Jonah as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Nick Land as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Anne Lauvergeon as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Luc Vandevelde as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Anthony Watson as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Re-elect Philip Yea as Director  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Approve Final Dividend  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Approve Remuneration Report  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Reappoint Deloitte LLP as Auditors  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Authorise Issue of Equity with Pre-emptive Rights  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Authorise Issue of Equity without Pre-emptive Rights  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Authorise Market Purchase of Ordinary Shares  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Authorise EU Political Donations and Expenditure  

For

  

For

Vodafone Group plc

   VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management   Authorise the Company to Call EGM with Two Weeks’ Notice  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Jens Alder  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Raymond J. Bromark  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Gary J. Fernandes  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Rohit Kapoor  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Kay Koplovitz  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Christopher B. Lofgren  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director William E. McCracken  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Richard Sulpizio  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Laura S. Unger  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Arthur F. Weinbach  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Elect Director Renato (Ron) Zambonini  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Ratify Auditors  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

CA, Inc.

   CA   12673P105   USA   01-Aug-12   Annual   Management   Approve Outside Director Stock Awards in Lieu of Cash  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Reelect Phillip Frost as Director  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Reelect Roger Abravanel as Director  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Elect Galia Maor as Director  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Reelect Richard A. Lerner as Director  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Reelect Erez Vigodman as Director  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Approve Annual Fee and Reimbursement of Expenses of Chairman  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Approve Annual Fee and Reimbursement of Expenses of Vice Chairman  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Approve Certain Amendments to Articles of Association  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Approve Indemnification and Release Agreements for Directors of the Company  

For

  

For

Teva Pharmaceutical Industries Ltd.

   TEVA   881624209   Israel   12-Sep-12   Annual   Management   Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation  

For

  

For

H. J. Heinz Finance Co

     42307T306   USA   19-Sep-12   Annual   Management   Elect Director Leonard A. Cullo, Jr.  

For

  

For

H. J. Heinz Finance Co

     42307T306   USA   19-Sep-12   Annual   Management   Elect Director Edward J. McMenamin  

For

  

For

H. J. Heinz Finance Co

     42307T306   USA   19-Sep-12   Annual   Management   Elect Director Arthur B. Winkleblack  

For

  

For

H. J. Heinz Finance Co

     42307T306   USA   19-Sep-12   Annual   Management   Elect Independent Director Andrew L. Stidd  

For

  

For

The Mosaic Company

   MOS   61945C103   USA   04-Oct-12   Annual   Management   Elect Director Phyllis E. Cochran  

For

  

For

The Mosaic Company

   MOS   61945C103   USA   04-Oct-12   Annual   Management   Elect Director Gregory L. Ebel  

For

  

For

The Mosaic Company

   MOS   61945C103   USA   04-Oct-12   Annual   Management   Elect Director Robert L. Lumpkins  

For

  

For

The Mosaic Company

   MOS   61945C103   USA   04-Oct-12   Annual   Management   Elect Director William T. Monahan  

For

  

For

The Mosaic Company

   MOS   61945C103   USA   04-Oct-12   Annual   Management   Elect Director Harold H. Mackay  

For

  

For

The Mosaic Company

   MOS   61945C103   USA   04-Oct-12   Annual   Management   Ratify Auditors  

For

  

For

The Mosaic Company

   MOS   61945C103   USA   04-Oct-12   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Share Holder   Report on Eliminating Conflict Minerals from Supply Chain  

Against

  

Against

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Carol A. Bartz  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Marc Benioff  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director M. Michele Burns  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Michael D. Capellas  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Larry R. Carter  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director John T. Chambers  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Brian L. Halla  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director John L. Hennessy  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Kristina M. Johnson  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Richard M. Kovacevich  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Roderick C. McGeary  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Arun Sarin  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Elect Director Steven M. West  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Amend Executive Incentive Bonus Plan  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Cisco Systems, Inc.

   CSCO   17275R102   USA   15-Nov-12   Annual   Management   Ratify Auditors  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Share Holder   Provide for Cumulative Voting  

Against

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director Steven A. Ballmer  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director Dina Dublon  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director William H. Gates, III  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director Maria M. Klawe  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director Stephen J. Luczo  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director David F. Marquardt  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director Charles H. Noski  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director Helmut Panke  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Elect Director John W. Thompson  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Approve Qualified Employee Stock Purchase Plan  

For

  

For

Microsoft Corporation

   MSFT   594918104   USA   28-Nov-12   Annual   Management   Ratify Auditors  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Aart J. de Geus  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Stephen R. Forrest  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Thomas J. Iannotti  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Susan M. James  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Alexander A. Karsner  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Gerhard H. Parker  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Dennis D. Powell  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Willem P. Roelandts  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director James E. Rogers  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Michael R. Splinter  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Elect Director Robert H. Swan  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Applied Materials, Inc.

   AMAT   038222105   USA   05-Mar-13   Annual   Management   Ratify Auditors  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   11-Mar-13   Special   Management   Amend Long Term Incentive Plan 2005  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   11-Mar-13   Special   Management   Amend Bonus Share Plan 2005  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   11-Mar-13   Special   Management   Authorise Board to Ratify and Execute Approved Resolutions  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   27-Mar-13   Special   Management   Adopt New Memorandum of Incorporation  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   27-Mar-13   Special   Management   Authorise Board to Ratify and Execute Approved Resolutions  

For

  

For

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Elect Chairman of Meeting  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Financial Statements and Statutory Reports  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Discharge of Board and President  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Allocation of Income and Dividends of SEK 2.75 per Share  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Determine Number of Members (12) and Deputy Members of Board (0)  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Remuneration of Auditors  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Ratify PricewaterhouseCoopers as Auditors  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Remuneration Policy And Other Terms of Employment For Executive Management  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve 2013 Share Matching Plan for All Employees  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve 2013 Share Matching Plan for Key Contributors  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve 2013 Restricted Stock Plan for Executives  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Approve Swap Agreement with Third Party as Alternative to Item 11.8  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Management   Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans  

For

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Share Holder   Amend Articles Re: Insert Gender Quota for Board of Directors  

None

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Share Holder   Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting  

None

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Share Holder   Request Board to Take Necessary Action to Create a Shareholders Association  

None

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Share Holder   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies  

None

  

Do Not Vote

Ericsson

   ERICB   294821608   Sweden   09-Apr-13   Annual   Share Holder   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders  

None

  

Do Not Vote

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Share Holder   Report on Lobbying Payments and Policy  

Against

  

Against

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Share Holder   Review Fair Housing and Fair Lending Compliance  

Against

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director John D. Baker, II  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Elaine L. Chao  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director John S. Chen  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Lloyd H. Dean  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Susan E. Engel  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Enrique Hernandez, Jr.  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Donald M. James  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Cynthia H. Milligan  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Federico F. Pena  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Howard V. Richardson  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Judith M. Runstad  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Stephen W. Sanger  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director John G. Stumpf  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Elect Director Susan G. Swenson  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

Wells Fargo & Company

   WFC   949746101   USA   23-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director R. Glenn Hubbard  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director Steven A. Kandarian  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director John M. Keane  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director Alfred F. Kelly, Jr.  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director James M. Kilts  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director Catherine R. Kinney  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director Hugh B. Price  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Elect Director Kenton J. Sicchitano  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

MetLife, Inc.

   MET   59156R108   USA   23-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Share Holder   Stock Retention/Holding Period  

Against

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Share Holder   Report on Lobbying Payments and Policy  

Against

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Share Holder   Amend Indemnifications Provisions  

Against

  

Against

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Michael L. Corbat  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Franz B. Humer  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Robert L. Joss  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Michael E. O’Neill  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Judith Rodin  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Robert L. Ryan  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Anthony M. Santomero  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Joan E. Spero  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Diana L. Taylor  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director William S. Thompson, Jr.  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Elect Director Ernesto Zedillo Ponce de Leon  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Citigroup Inc.

   C   172967424   USA   24-Apr-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Howard L. Beck  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director William D. Birchall  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Donald J. Carty  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Gustavo Cisneros  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Robert M. Franklin  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director J. Brett Harvey  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Dambisa Moyo  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Brian Mulroney  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Anthony Munk  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Peter Munk  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Steven J. Shapiro  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director Jamie C. Sokalsky  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Elect Director John L. Thornton  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration  

For

  

For

Barrick Gold Corporation

   ABX   067901108   Canada   24-Apr-13   Annual   Management   Advisory Vote on Executive Compensation Approach  

For

  

Against

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Share Holder   Cessation of All Stock Options and Bonuses  

Against

  

Against

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Share Holder   Establish Term Limits for Directors  

Against

  

Against

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Share Holder   Provide Right to Act by Written Consent  

Against

  

Against

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Share Holder   Stock Retention/Holding Period  

Against

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Share Holder   Require More Director Nominations Than Open Seats  

Against

  

Against

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director W. Geoffrey Beattie  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director John J. Brennan  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director James I. Cash, Jr.  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Francisco D’Souza  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Marijn E. Dekkers  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Ann M. Fudge  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Susan Hockfield  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Jeffrey R. Immelt  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Andrea Jung  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Robert W. Lane  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Ralph S. Larsen  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Rochelle B. Lazarus  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director James J. Mulva  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Mary L. Schapiro  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Robert J. Swieringa  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director James S. Tisch  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Elect Director Douglas A. Warner, III  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

General Electric Company

   GE   369604103   USA   24-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Share Holder   Stock Retention/Holding Period  

Against

  

Against

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Share Holder   Provide Right to Act by Written Consent  

Against

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Dennis A. Ausiello  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director M. Anthony Burns  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director W. Don Cornwell  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Frances D. Fergusson  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director William H. Gray, III  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Helen H. Hobbs  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Constance J. Horner  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director James M. Kilts  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director George A. Lorch  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Suzanne Nora Johnson  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Ian C. Read  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Stephen W. Sanger  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Elect Director Marc Tessier-Lavigne  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

Pfizer Inc.

   PFE   717081103   USA   25-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Accept Financial Statements and Statutory Reports  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Approve Dividends  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Reappoint KPMG Audit plc as Auditors  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Authorise Board to Fix Remuneration of Auditors  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Leif Johansson as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Elect Pascal Soriot as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Simon Lowth as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Genevieve Berger as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Bruce Burlington as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Graham Chipchase as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Jean-Philippe Courtois as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Rudy Markham as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Nancy Rothwell as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Shriti Vadera as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect John Varley as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Re-elect Marcus Wallenberg as Director  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Approve Remuneration Report  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Authorise EU Political Donations and Expenditure  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Authorise Issue of Equity with Pre-emptive Rights  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Authorise Issue of Equity without Pre-emptive Rights  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Authorise Market Purchase of Ordinary Shares  

For

  

For

AstraZeneca plc

   AZN   046353108   United Kingdom   25-Apr-13   Annual   Management   Authorise the Company to Call EGM with Two Weeks’ Notice  

For

  

For

PACCAR Inc

   PCAR   693718108   USA   29-Apr-13   Annual   Share Holder   Declassify the Board of Directors  

Against

  

For

PACCAR Inc

   PCAR   693718108   USA   29-Apr-13   Annual   Share Holder   Reduce Supermajority Vote Requirement  

Against

  

For

PACCAR Inc

   PCAR   693718108   USA   29-Apr-13   Annual   Management   Elect Director Alison J. Carnwath  

For

  

For

PACCAR Inc

   PCAR   693718108   USA   29-Apr-13   Annual   Management   Elect Director Luiz Kaufmann  

For

  

For

PACCAR Inc

   PCAR   693718108   USA   29-Apr-13   Annual   Management   Elect Director John M. Pigott  

For

  

For

PACCAR Inc

   PCAR   693718108   USA   29-Apr-13   Annual   Management   Elect Director Gregory M. E. Spierkel  

For

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Share Holder   Require a Majority Vote for the Election of Directors  

Against

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Management   Elect Director Amy E. Miles  

For

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Management   Elect Director Lee Roy Mitchell  

For

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Management   Elect Director Craig R. Ramsey  

For

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Management   Approve Executive Incentive Bonus Plan  

For

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

National CineMedia, Inc.

   NCMI   635309107   USA   01-May-13   Annual   Management   Ratify Auditors  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Christiane Bergevin  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Donald J. Carty  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director William R.P. Dalton  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Kevin S. Dunne  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Harold N. Kvisle  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Brian M. Levitt  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Lisa A. Stewart  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Peter W. Tomsett  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Michael T. Waites  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Charles R. Williamson  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Elect Director Charles M. Winograd  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Ratify Ernst & Young LLP as Auditors  

For

  

For

Talisman Energy Inc.

   TLM   87425E103   Canada   01-May-13   Annual   Management   Advisory Vote on Executive Compensation Approach  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Accept Financial Statements and Statutory Reports  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Approve Remuneration Report  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Elect Lynn Elsenhans as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Elect Jing Ulrich as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Elect Hans Wijers as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Sir Christopher Gent as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Sir Andrew Witty as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Sir Roy Anderson as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Dr Stephanie Burns as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Stacey Cartwright as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Simon Dingemans as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Judy Lewent as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Sir Deryck Maughan as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Dr Daniel Podolsky as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Dr Moncef Slaoui as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Tom de Swaan as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Re-elect Sir Robert Wilson as Director  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Reappoint PricewaterhouseCoopers LLP as Auditors  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Authorise EU Political Donations and Expenditure  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Authorise Issue of Equity with Pre-emptive Rights  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Authorise Issue of Equity without Pre-emptive Rights  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Authorise Market Purchase of Ordinary Shares  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports  

For

  

For

GlaxoSmithKline plc

   GSK   37733W105   United Kingdom   01-May-13   Annual   Management   Authorise the Company to Call EGM with Two Weeks’ Notice  

For

  

For

Symetra Financial Corporation

   SYA   87151Q106   USA   02-May-13   Annual   Management   Elect Director David T. Foy  

For

  

For

Symetra Financial Corporation

   SYA   87151Q106   USA   02-May-13   Annual   Management   Elect Director Lois W. Grady  

For

  

For

Symetra Financial Corporation

   SYA   87151Q106   USA   02-May-13   Annual   Management   Elect Director Thomas M. Marra  

For

  

For

Symetra Financial Corporation

   SYA   87151Q106   USA   02-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Symetra Financial Corporation

   SYA   87151Q106   USA   02-May-13   Annual   Management   Ratify Auditors  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director Richard D. Fairbank  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director W. Ronald Dietz  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director Lewis Hay, III  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director Benjamin P. Jenkins, III  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director Peter E. Raskind  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director Mayo A. Shattuck, III  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director Bradford H. Warner  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Elect Director Catherine G. West  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Ratify Auditors  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Reduce Supermajority Vote Requirement  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Reduce Supermajority Vote Requirement  

For

  

For

Capital One Financial Corporation

   COF   14040H105   USA   02-May-13   Annual   Management   Reduce Supermajority Vote Requirement  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Catherine M. Best  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director N. Murray Edwards  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Timothy W. Faithfull  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Gary A. Filmon  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Christopher L. Fong  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Gordon D. Giffin  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Wilfred A. Gobert  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Steve W. Laut  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Keith A. J. MacPhail  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Frank J. McKenna  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director Eldon R. Smith  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Elect Director David A. Tuer  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Re-approve Stock Option Plan  

For

  

For

Canadian Natural Resources Limited

   CNQ   136385101   Canada   02-May-13   Annual/Special   Management   Advisory Vote on Executive Compensation Approach  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Share Holder   Provide Right to Act by Written Consent  

Against

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Spencer Abraham  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Howard I. Atkins  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Stephen I. Chazen  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Edward P. Djerejian  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director John E. Feick  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Margaret M. Foran  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Carlos M. Gutierrez  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Ray R. Irani  

For

  

Against

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Avedick B. Poladian  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Elect Director Aziz D. Syriani  

For

  

Against

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Occidental Petroleum Corporation

   OXY   674599105   USA   03-May-13   Annual   Management   Ratify Auditors  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Approve Financial Statements and Statutory Reports  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Approve Consolidated Financial Statements and Statutory Reports  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Approve Allocation of Income and Dividends of EUR 2.77 per Share  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Elect Fabienne Lecorvaisier as Director  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Approve Employee Stock Purchase Plan  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares  

For

  

For

Sanofi

   SAN   80105N105   France   03-May-13   Annual/Special   Management   Authorize Filing of Required Documents/Other Formalities  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Harold Brown  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Mathis Cabiallavetta  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Andre Calantzopoulos  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Louis C. Camilleri  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director J. Dudley Fishburn  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Jennifer Li  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Graham Mackay  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Sergio Marchionne  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Kalpana Morparia  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect DirectorLucio A. Noto  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Robert B. Polet  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Carlos Slim Helu  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Elect Director Stephen M. Wolf  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Ratify Auditors  

For

  

For

Philip Morris International Inc.

   PM   718172109   USA   08-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Share Holder   Require Independent Board Chairman  

Against

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Leroy T. Barnes, Jr.  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Peter C.B. Bynoe  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Jeri B. Finard  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Edward Fraioli  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director James S. Kahan  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Pamela D.A. Reeve  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Howard L. Schrott  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Larraine D. Segil  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Mark Shapiro  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Myron A. Wick, III  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Elect Director Mary Agnes Wilderotter  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Approve Executive Incentive Bonus Plan  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Approve Omnibus Stock Plan  

For

  

For

Frontier Communications Corporation

   FTR   35906A108   USA   08-May-13   Annual   Management   Ratify Auditors  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Share Holder   Report on Political Contributions  

Against

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Share Holder   Pro-rata Vesting of Equity Awards  

Against

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Share Holder   Report on Lobbying Payments and Policy  

Against

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director C. David Brown II  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director David W. Dorman  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director Anne M. Finucane  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director Kristen Gibney Williams  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director Larry J. Merlo  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director Jean-Pierre Millon  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director Richard J. Swift  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director William C. Weldon  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Elect Director Tony L. White  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Ratify Auditors  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Amend Qualified Employee Stock Purchase Plan  

For

  

For

CVS Caremark Corporation

   CVS   126650100   USA   09-May-13   Annual   Management   Reduce Vote Requirement Under the Fair Price Provision  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Colin K. Benner  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Luis M. Chavez  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Richard M. Colterjohn  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Mark J. Daniel  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Patrick D. Downey  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Alan R. Edwards  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Scott G. Perry  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Ronald E. Smith  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Elect Director Joseph G. Spiteri  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Approve Shareholder Rights Plan  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Approve Omnibus Long-Term Incetive Plan  

For

  

For

AuRico Gold Inc.

   AUQ   05155C105   Canada   13-May-13   Annual/Special   Management   Advisory Vote on Executive Compensation Approach  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Reappoint Ernst & Young Inc as Auditors of the Company  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Elect Michael Kirkwood as Director  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Elect Tony O’Neill as Director  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Re-elect Srinivasan Venkatakrishnan (Venkat) as Director  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Place Authorised but Unissued Shares under Control of Directors  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Approve Remuneration Policy  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Approve Increase in Non-executive Directors Fees  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Authorise Repurchase of Up to Five Percent of Issued Share Capital  

For

  

For

AngloGold Ashanti Ltd

   ANG   035128206   South Africa   13-May-13   Annual   Management   Approve Financial Assistance to Related or Inter-related Company or Corporation  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Share Holder   Report on Human Rights Risk Assessment Process  

Against

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Alan M. Bennett  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director James R. Boyd  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Milton Carroll  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Nance K. Dicciani  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Murry S. Gerber  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Jose C. Grubisich  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Abdallah S. Jum’ah  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director David J. Lesar  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Robert A. Malone  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director J. Landis Martin  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Elect Director Debra L. Reed  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Ratify Auditors  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Halliburton Company

   HAL   406216101   USA   15-May-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Share Holder   Limit Total Number of Boards on Which Company Directors May Serve  

Against

  

Against

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Robert H. Benmosche  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director W. Don Cornwell  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director John H. Fitzpatrick  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director William G. Jurgensen  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Christopher S. Lynch  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Arthur C. Martinez  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director George L. Miles, Jr.  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Henry S. Miller  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Robert S. Miller  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Suzanne Nora Johnson  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Ronald A. Rittenmeyer  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Douglas M. Steenland  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Elect Director Theresa M. Stone  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Ratify Auditors  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

   AIG   026874784   USA   15-May-13   Annual   Management   Advisory Vote on Say on Pay Frequency  

One Year

  

One Year

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Robert B. Allardice, III  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Trevor Fetter  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Paul G. Kirk, Jr.  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Liam E. McGee  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Kathryn A. Mikells  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Michael G. Morris  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Thomas A. Renyi  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director Charles B. Strauss  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Elect Director H. Patrick Swygert  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Ratify Auditors  

For

  

For

The Hartford Financial Services Group, Inc.

   HIG   416515104   USA   15-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Elect Director Richard D. Baum  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Elect Director Mariann Byerwalter  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Elect Director Jeffrey T. Pero  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Ratify Auditors  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Increase Authorized Common Stock  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

Redwood Trust, Inc.

   RWT   758075402   USA   16-May-13   Annual   Management   Amend Qualified Employee Stock Purchase Plan  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Share Holder   Approve the Establishment of an Independent Ethics Committee  

Against

  

Against

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Share Holder   Approve to Link Remuneration to Positive Safety Indicators  

Against

  

Against

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Share Holder   Acquire the Diversity Label  

Against

  

Against

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Share Holder   Approve Nomination of Employees Representative to the Remuneration Committee  

Against

  

Against

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Share Holder   Allow Loyalty Dividends to Long-Term Registered Shareholders  

Against

  

Against

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Approve Financial Statements and Statutory Reports  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Approve Consolidated Financial Statements and Statutory Reports  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Approve Allocation of Income and Dividends of EUR 2.34 per Share  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Reelect Thierry Desmarest as Director  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Reelect Gunnar Brock as Director  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Reelect Gerard Lamarche as Director  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million  

For

  

For

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan  

For

  

Against

Total SA

   FP   89151E109   France   17-May-13   Annual/Special   Management   Approve Employee Stock Purchase Plan  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Share Holder   Stock Retention/Holding Period  

Against

  

Against

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Share Holder   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity  

Against

  

Against

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Share Holder   Report on Lobbying Payments and Policy  

Against

  

Against

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director James A. Bell  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director Crandall C.Bowles  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director Stephen B. Burke  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director David M. Cote  

For

  

Against

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director James S. Crown  

For

  

Against

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director James Dimon  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director Timothy P. Flynn  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director Ellen V. Futter  

For

  

Against

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director Laban P. Jackson, Jr.  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director Lee R. Raymond  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Elect Director William C. Weldon  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Ratify Auditors  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Provide Right to Act by Written Consent  

For

  

For

JPMorgan Chase & Co.

   JPM   46625H100   USA   21-May-13   Annual   Management   Amend Executive Incentive Bonus Plan  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Accept Financial Statements and Statutory Reports  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Approve Remuneration Report  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Josef Ackermann as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Guy Elliott as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Simon Henry as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Charles Holliday as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Gerard Kleisterlee as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Jorma Ollila as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Sir Nigel Sheinwald as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Linda Stuntz as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Peter Voser as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Re-elect Hans Wijers as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Elect Gerrit Zalm as Director  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Reappoint PricewaterhouseCoopers LLP as Auditors  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Board to Fix Remuneration of Auditors  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Issue of Equity with Pre-emptive Rights  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Issue of Equity without Pre-emptive Rights  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise Market Purchase of Ordinary Shares  

For

  

For

Royal Dutch Shell plc

   RDSA   780259206   United Kingdom   21-May-13   Annual   Management   Authorise EU Political Donations and Expenditure  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Share Holder   Prepare Employment Diversity Report  

Against

  

Against

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Share Holder   Pro-rata Vesting of Equity Awards  

Against

  

Against

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director Jocelyn Carter-Miller  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director Jill M. Considine  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director Richard A. Goldstein  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director Mary J. Steele Guilfoile  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director H. John Greeniaus  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director Dawn Hudson  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director William T. Kerr  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director Michael I. Roth  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Elect Director David M. Thomas  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Ratify Auditors  

For

  

For

The Interpublic Group of Companies, Inc.

   IPG   460690100   USA   23-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director James L. Barksdale  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director William P. Barr  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Jeffrey L. Bewkes  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Stephen F. Bollenbach  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Robert C. Clark  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Mathias Dopfner  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Jessica P. Einhorn  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Fred Hassan  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Kenneth J. Novack  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Paul D. Wachter  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Elect Director Deborah C. Wright  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Ratify Auditors  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Time Warner Inc.

   TWX   887317303   USA   23-May-13   Annual   Management   Approve Omnibus Stock Plan  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Elect Director E. Michael Caulfield  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Elect Director Ronald E. Goldsberry  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Elect Director Kevin T. Kabat  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Elect Director Michael J. Passarella  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Declassify the Board of Directors  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Approve Executive Incentive Bonus Plan  

For

  

For

Unum Group

   UNM   91529Y106   USA   23-May-13   Annual   Management   Ratify Auditors  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Share Holder   Provide Right to Act by Written Consent  

Against

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Share Holder   Amend Articles/Bylaws/Charter — Call Special Meetings  

Against

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Share Holder   Report on Charitable and Political Contributions  

Against

  

Against

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Share Holder   Report on Lobbying Activities  

Against

  

Against

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Leslie A. Brun  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Thomas R. Cech  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Kenneth C. Frazier  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Thomas H. Glocer  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director William B. Harrison Jr.  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director C. Robert Kidder  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Rochelle B. Lazarus  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Carlos E. Represas  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Patricia F. Russo  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Craig B. Thompson  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Wendell P. Weeks  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Elect Director Peter C. Wendell  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Ratify Auditors  

For

  

For

Merck & Co., Inc.

   MRK   58933Y105   USA   28-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Share Holder   Report on Political Contributions  

Against

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Share Holder   Provide Right to Act by Written Consent  

Against

  

Against

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Share Holder   Submit SERP to Shareholder Vote  

Against

  

Against

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Share Holder   Pro-rata Vesting of Equity Awards  

Against

  

Against

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director James E. Cartwright  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director Vernon E. Clark  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director Stephen J. Hadley  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director Michael C. Ruettgers  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director Ronald L. Skates  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director William R. Spivey  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director Linda G. Stuntz  

For

  

Against

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Elect Director William H. Swanson  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Raytheon Company

   RTN   755111507   USA   30-May-13   Annual   Management   Ratify Auditors  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Share Holder   Stock Retention/Holding Period  

Against

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Daniel F. Akerson  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director David Bonderman  

For

  

Against

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Erroll B. Davis, Jr.  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Stephen J. Girsky  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director E. Neville Isdell  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Robert D. Krebs  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Kathryn V. Marinello  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Michael G. Mullen  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director James J. Mulva  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Patricia F. Russo  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Thomas M. Schoewe  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Theodore M. Solso  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Carol M. Stephenson  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Elect Director Cynthia A. Telles  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Ratify Auditors  

For

  

For

General Motors Company

   GM   37045V100   USA   06-Jun-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Ann C. Berzin  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director John Bruton  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Jared L. Cohon  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Gary D. Forsee  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Edward E. Hagenlocker  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Constance J. Horner  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Michael W. Lamach  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Theodore E. Martin  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Nelson Peltz  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director John P. Surma  

For

  

Against

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Richard J. Swift  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Elect Director Tony L. White  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Approve Auditors and Authorize Board to Fix Their Remuneration  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Approve Omnibus Stock Plan  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Capital Reduction and Creation of Distributable Reserves  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer  

For

  

For

Ingersoll-Rand plc

   IR   G47791101   Ireland   06-Jun-13   Annual   Management   Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws  

For

  

For

News Corporation

   NWS   65248E104   USA   11-Jun-13   Special   Management   Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions  

For

  

For

News Corporation

   NWS   65248E104   USA   11-Jun-13   Special   Management   Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Elect Director Bradbury H. Anderson  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Elect Director Sanjay Khosla  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Elect Director Allen U. Lenzmeier  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Elect Director Hatim A. Tyabji  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Elect Director Russell P. Fradin  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Elect Director Hubert Joly  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Ratify Auditors  

For

  

For

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

Against

Best Buy Co., Inc.

   BBY   086516101   USA   20-Jun-13   Annual   Management   Declassify the Board of Directors  

For

  

For

Nuveen Diversified Dividend & Income Fund

 

Company Name

  

Ticker

  

Security ID

  

Meeting Date

  

Meeting
Type

  

Proponent

  

Proposal

  

Management
Recommendation

  

Vote
Instruction

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director Carl F. Bailey  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director Edwin M. Crawford  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director M. Miller Gorrie  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director William M. Johnson  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director James K. Lowder  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director Thomas H. Lowder  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director Herbert A. Meisler  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director Claude B. Nielsen  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director Harold W. Ripps  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Elect Director John W. Spiegel  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

Colonial Properties Trust

   CLP   195872106   24-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director James F. Flaherty, III  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director Christine N. Garvey  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director David B. Henry  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director Lauralee E. Martin  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director Michael D. McKee  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director Peter L. Rhein  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director Kenneth B. Roath  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Elect Director Joseph P. Sullivan  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

HCP, Inc.

   HCP   40414L109   25-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Elect Director James N. Bailey  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Elect Director Terry Considine  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Elect Director Thomas L. Keltner  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Elect Director J. Landis Martin  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Elect Director Robert A. Miller  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Elect Director Kathleen M. Nelson  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Elect Director Michael A. Stein  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

   AIV   03748R101   30-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director Milton Cooper  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director Phillip E. Coviello  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director Richard G. Dooley  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director Joe Grills  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director David B. Henry  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director F. Patrick Hughes  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director Frank Lourenso  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director Colombe M. Nicholas  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Elect Director Richard B. Saltzman  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Kimco Realty Corporation

   KIM   49446R109   30-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Andrew M. Alexander  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Stanford Alexander  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Shelaghmichael Brown  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director James W. Crownover  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Robert J. Cruikshank  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Melvin A. Dow  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Stephen A. Lasher  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Thomas L. Ryan  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Douglas W. Schnitzer  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director C. Park Shaper  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Elect Director Marc J. Shapiro  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Ratify Auditors  

For

  

For

Weingarten Realty Investors

   WRI   948741103   30-Apr-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Andrew Batinovich  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Z. Jamie Behar  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Kenneth E. Cruse  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Thomas A. Lewis, Jr.  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Keith M. Locker  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Douglas M. Pasquale  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Keith P. Russell  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Elect Director Lewis N. Wolff  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Ratify Auditors  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Sunstone Hotel Investors, Inc.

   SHO   867892101   01-May-13   Annual   Share Holder   Opt Out of Maryland’s Unsolicited Takeover Act  

Against

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director William C. Ballard, Jr.  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director George L. Chapman  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director Thomas J. DeRosa  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director Jeffrey H. Donahue  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director Peter J. Grua  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director Fred S. Klipsch  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director Sharon M. Oster  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director Jeffrey R. Otten  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director Judith C. Pelham  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Elect Director R. Scott Trumbull  

For

  

For

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

Abstain

Health Care REIT, Inc.

   HCN   42217K106   02-May-13   Annual   Management   Ratify Auditors  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director Hamid R. Moghadam  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director George L. Fotiades  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director Christine N. Garvey  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director Lydia H. Kennard  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director J. Michael Losh  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director Irving F. Lyons III  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director Jeffrey L. Skelton  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director D. Michael Steuert  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director Carl B. Webb  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Elect Director William D. Zollars  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Prologis, Inc.

   PLD   74340W103   02-May-13   Annual   Management   Ratify Auditors  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director Martin E. Stein, Jr.  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director Raymond L. Bank  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director C. Ronald Blankenship  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director A.R. Carpenter  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director J. Dix Druce, Jr.  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director Mary Lou Fiala  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director Douglas S. Luke  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director David P. O’Connor  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director John C. Schweitzer  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director Brian M. Smith  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Elect Director Thomas G. Wattles  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Regency Centers Corporation

   REG   758849103   07-May-13   Annual   Management   Ratify Auditors  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director Ronald L. Havner, Jr.  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director Tamara Hughes Gustavson  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director Uri P. Harkham  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director B. Wayne Hughes, Jr.  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director Avedick B. Poladian  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director Gary E. Pruitt  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director Ronald P. Spogli  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Elect Director Daniel C. Staton  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Ratify Auditors  

For

  

For

Public Storage

   PSA   74460D109   09-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director Richard B. Clark  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director Mary Lou Fiala  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director J. Bruce Flatt  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director John K. Haley  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director Cyrus Madon  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director Sandeep Mathrani  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director David J. Neithercut  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director Mark R. Patterson  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Elect Director John G. Schreiber  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Ratify Auditors  

For

  

For

General Growth Properties, Inc.

   GGP   370023103   10-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Elect Director Melvyn E. Bergstein  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Elect Director Larry C. Glasscock  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Elect Director Karen N. Horn  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Elect Director Allan Hubbard  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Elect Director Reuben S. Leibowitz  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Elect Director Daniel C. Smith  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Elect Director J. Albert Smith, Jr.  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Simon Property Group, Inc.

   SPG   828806109   14-May-13   Annual   Management   Ratify Auditors  

For

  

For

Mack-Cali Realty Corporation

   CLI   554489104   15-May-13   Annual   Management   Elect Director Kenneth M. Duberstein  

For

  

For

Mack-Cali Realty Corporation

   CLI   554489104   15-May-13   Annual   Management   Elect Director Vincent Tese  

For

  

For

Mack-Cali Realty Corporation

   CLI   554489104   15-May-13   Annual   Management   Elect Director Roy J. Zuckerberg  

For

  

For

Mack-Cali Realty Corporation

   CLI   554489104   15-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Mack-Cali Realty Corporation

   CLI   554489104   15-May-13   Annual   Management   Ratify Auditors  

For

  

For

Mack-Cali Realty Corporation

   CLI   554489104   15-May-13   Annual   Management   Approve Omnibus Stock Plan  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director Sheila C. Bair  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director Robert M. Baylis  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director Terence C. Golden  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director Ann M. Korologos  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director Richard E. Marriott  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director John B. Morse, Jr.  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director Walter C. Rakowich  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director Gordon H. Smith  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Elect Director W. Edward Walter  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Ratify Auditors  

For

  

For

Host Hotels & Resorts, Inc.

   HST   44107P104   16-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Debra A. Cafaro  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Douglas Crocker, II  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Ronald G. Geary  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Jay M. Gellert  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Richard I. Gilchrist  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Matthew J. Lustig  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Douglas M. Pasquale  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Robert D. Reed  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Sheli Z. Rosenberg  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director Glenn J. Rufrano  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Elect Director James D. Shelton  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Ratify Auditors  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Share Holder   Stock Retention/Holding Period  

Against

  

Against

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Share Holder   Pro-rata Vesting of Equity Awards  

Against

  

Against

Ventas, Inc.

   VTR   92276F100   16-May-13   Annual   Share Holder   Adopt Anti Gross-up Policy  

Against

  

Against

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Zoë Baird Budinger  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Carol B. Einiger  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Jacob A. Frenkel  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Joel I. Klein  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Douglas T. Linde  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Matthew J. Lustig  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Alan J. Patricof  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Owen D. Thomas  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Martin Turchin  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director David A. Twardock  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Elect Director Mortimer B. Zuckerman  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Boston Properties, Inc.

   BXP   101121101   21-May-13   Annual   Management   Ratify Auditors  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Elect Director Kenneth M. Woolley  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Elect Director Spencer F. Kirk  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Elect Director Anthony Fanticola  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Elect Director Hugh W. Horne  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Elect Director Joseph D. Margolis  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Elect Director Roger B. Porter  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Elect Director K. Fred Skousen  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Ratify Auditors  

For

  

For

Extra Space Storage Inc.

   EXR   30225T102   21-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director Glyn F. Aeppel  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director Alan B. Buckelew  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director Bruce A. Choate  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director John J. Healy, Jr.  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director Timothy J. Naughton  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director Lance R. Primis  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director Peter S. Rummell  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director H. Jay Sarles  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Elect Director W. Edward Walter  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Ratify Auditors  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

AvalonBay Communities, Inc.

   AVB   053484101   22-May-13   Annual   Management   Increase Authorized Common Stock  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director Katherine A. Cattanach  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director Eric J. Foss  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director Robert P. Freeman  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director Jon A. Grove  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director James D. Klingbeil  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director Lynne B. Sagalyn  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director Mark J. Sandler  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Elect Director Thomas W. Toomey  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Ratify Auditors  

For

  

For

UDR, Inc.

   UDR   902653104   23-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Management   Elect Director Candace K. Beinecke  

For

  

For

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Management   Elect Director Robert P. Kogod  

For

  

For

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Management   Elect Director David Mandelbaum  

For

  

For

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Management   Elect Director Richard R. West  

For

  

For

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Management   Ratify Auditors  

For

  

For

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Share Holder   Require a Majority Vote for the Election of Directors  

Against

  

Against

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

Vornado Realty Trust

   VNO   929042109   23-May-13   Annual   Share Holder   Declassify the Board of Directors  

Against

  

Against

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director Alan D. Gold  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director Daniel M. Bradbury  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director Barbara R. Cambon  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director Edward A. Dennis  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director Richard I. Gilchrist  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director Gary A. Kreitzer  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director Theodore D. Roth  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Elect Director M. Faye Wilson  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Ratify Auditors  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

BioMed Realty Trust, Inc.

   BMR   09063H107   29-May-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Frits van Paasschen  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Bruce W. Duncan  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Adam M. Aron  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Charlene Barshefsky  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Thomas E. Clarke  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Clayton C. Daley, Jr.  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Lizanne Galbreath  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Eric Hippeau  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Aylwin B. Lewis  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Stephen R. Quazzo  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Elect Director Thomas O. Ryder  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Approve Omnibus Stock Plan  

For

  

For

Starwood Hotels & Resorts Worldwide, Inc.

   HOT   85590A401   30-May-13   Annual   Management   Ratify Auditors  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Douglas D. Abbey  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Dana K. Anderson  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Arthur M. Coppola  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Edward C. Coppola  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Fred S. Hubbell  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Diana M. Laing  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Stanley A. Moore  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Mason G. Ross  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director William P. Sexton  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Elect Director Andrea M. Stephen  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Ratify Auditors  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

The Macerich Company

   MAC   554382101   30-May-13   Annual   Management   Amend Qualified Employee Stock Purchase Plan  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director Dan A. Emmett  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director Jordan L. Kaplan  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director Kenneth M. Panzer  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director Christopher H. Anderson  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director Leslie E. Bider  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director David T. Feinberg  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director Thomas E. O’Hern  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Elect Director William E. Simon, Jr.  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Douglas Emmett, Inc.

   DEI   25960P109   04-Jun-13   Annual   Management   Ratify Auditors  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director John W. Alexander  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director Charles L. Atwood  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director Linda Walker Bynoe  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director Mary Kay Haben  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director Bradley A. Keywell  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director John E. Neal  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director David J. Neithercut  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director Mark S. Shapiro  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director Gerald A. Spector  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director B. Joseph White  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Elect Director Samuel Zell  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Ratify Auditors  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Equity Residential

   EQR   29476L107   13-Jun-13   Annual   Share Holder   Report on Sustainability  

Against

  

Against

SL Green Realty Corp.

   SLG   78440X101   13-Jun-13   Annual   Management   Elect Director Edwin Thomas Burton, III.  

For

  

For

SL Green Realty Corp.

   SLG   78440X101   13-Jun-13   Annual   Management   Elect Director Craig M. Hatkoff  

For

  

For

SL Green Realty Corp.

   SLG   78440X101   13-Jun-13   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

SL Green Realty Corp.

   SLG   78440X101   13-Jun-13   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

SL Green Realty Corp.

   SLG   78440X101   13-Jun-13   Annual   Management   Ratify Auditors  

For

  

For

Nuveen Diversified Dividend and Income Fund

 

Company Name

  

Ticker

  

Security ID

  

Country

  

Meeting Date

  

Meeting
Type

  

Proponent

  

Proposal

  

Management
Recommendation

  

Vote
Instruction

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Elect Director Frederick J. Lynch  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Elect Director Robert J. Byrne  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Elect Director Jonathan F. Foster  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Elect Director Kenneth W. Freeman  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Elect Director George A. Lorch  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Elect Director Francis M. Scricco  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Elect Director John C. Wills  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Approve Stock Consolidation  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Require Advance Notice for Shareholder Proposals/Nominations  

For

  

For

Masonite International Corporation

   MASWF   575387105   Canada   29-May-13   Annual   Management   Private Company Resolution: Ancillary Amendments Resolution  

For

  

For

MGM Holdings Inc.

     55303C101   USA   14-Dec-12   Annual   Management   Elect Director Gary Barber  

For

  

For

MGM Holdings Inc.

     55303C101   USA   14-Dec-12   Annual   Management   Elect Director James Dondero  

For

  

For

MGM Holdings Inc.

     55303C101   USA   14-Dec-12   Annual   Management   Elect Director Jason D. Hirschhorn  

For

  

For

MGM Holdings Inc.

     55303C101   USA   14-Dec-12   Annual   Management   Elect Director Peter Liguori  

For

  

For

MGM Holdings Inc.

     55303C101   USA   14-Dec-12   Annual   Management   Elect Director Ann Mather  

For

  

For

MGM Holdings Inc.

     55303C101   USA   14-Dec-12   Annual   Management   Elect Director Fredric G. Reynolds  

For

  

For

MGM Holdings Inc.

     55303C101   USA   14-Dec-12   Annual   Management   Elect Director Kevin Ulrich  

For

  

For

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Nuveen Diversified Dividend and Income Fund

 

By  

/s/ Gifford R. Zimmerman

    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 19, 2013