UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14, 2012
AMERICAN ELECTRIC TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
| Florida | 000-24575 | 59-3410234 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
| 6410 Long Drive, Houston, TX | 77087 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code 713-644-8182
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The voting results on the matters considered by the stockholders of American Electric Technologies, Inc. (the “Company”) at the Annual Meeting held June 14, 2012 were as follows:
| 1. | To elect five members to the Company’s Board of Directors: |
| Director Nominee |
Votes For | Votes Withheld | Broker Non-Votes |
|||||||||
| Arthur G. Dauber |
4,526,958 | 185,050 | 1,618,135 | |||||||||
| J. Hoke Peacock II |
4,339,178 | 372,830 | 1,618,135 | |||||||||
| Peter Menikoff |
4,660,466 | 51,542 | 1,618,135 | |||||||||
| Neal Dikeman |
4,671,464 | 40,544 | 1,618,135 | |||||||||
| Charles M. Dauber |
4,497,058 | 214,950 | 1,618,135 | |||||||||
| 2. | To ratify the selection of the independent registered public accounting firm for the fiscal year ending December 31, 2012. There were no Broker Non-Votes. |
| Votes For |
Votes Against |
Votes Withheld | ||
| 6,329,472 |
413 | 258 |
| 3. | To approve an amendment to the 2007 Employee Stock Incentive Plan: |
| Votes For |
Votes Against |
Votes Withheld |
Broker Non-Votes | |||
| 4,680,728 |
26,822 | 4,458 | 1,618,135 |
| 4. | To approve the issuance of all shares of common stock upon conversion or exercise of securities issued, or issuable, pursuant to the Company’s April 13, 2012 private placement agreement. |
| Votes For |
Votes Against |
Votes Withheld |
Broker Non-Votes | |||
| 4,684,712 |
21,338 | 5,958 | 1,618,135 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AMERICAN ELECTRIC TECHNOLOGIES, INC. | ||||||
| Date: June 19, 2012 | By: | /s/ Frances Powell Hawes | ||||
| Senior Vice President and CFO | ||||||