Form 8-A

As filed with the Securities and Exchange Commission on April 9, 2012

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Oaktree Capital Group, LLC

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   26-0174894

(State of Incorporation

or Organization)

 

(I.R.S. Employer

Identification No.)

333 South Grand Avenue, 28th Floor

Los Angeles, California

  90071
(Address of Principal Executive Offices)   (Zip Code)

 

 

 

If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective
pursuant to General Instruction A.(c), please check the following
box. x
  If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d), please check the
following box. ¨
Securities Act registration statement file number to which this
form relates:
 

333-174993

(If applicable)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class
to be so Registered

 

Name of Each Exchange on Which
Each Class is to be Registered

Class A units   New York Stock Exchange

Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of Class)

 

 

 


Item 1: Description of Registrant’s Securities to be Registered.

A description of the Class A units representing limited liability company interests (the “Units”) of Oaktree Capital Group, LLC (the “Registrant”) will be contained in a prospectus, constituting part of the Registrant’s Registration Statement on Form S-1 (File No. 333-174993) relating to the Units, to be filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended (such prospectus as filed pursuant to 424(b), the “Prospectus”). The description of the Units contained in the Prospectus under the heading “Description of Our Units” is hereby incorporated by reference into this Form 8-A.

Item 2: Exhibits.

None.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    OAKTREE CAPITAL GROUP, LLC
Date: April 9, 2012     By:   /s/ Todd E. Molz
      Name: Todd E. Molz
      Title:   General Counsel and Managing Director