---

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21407

 

Nuveen Diversified Dividend and Income Fund

---

(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606

---

(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer

---

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2011

 

---

---

Item 1. Proxy Voting Record

 

 

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Nuveen Diversified Dividend and Income Fund - Security Capital

 

Company Name

Ticker

Primary Security ID

Meeting Date

Meeting Type

Proponent

Item Number

Proposal

Management Recommendation

Vote Instruction

Apartment Investment and Management Company

AIV

03748R101

26-Apr-11

Annual

Management

1

Elect Director James N. Bailey

For

For

Management

2

Elect Director Terry Considine

For

For

Management

3

Elect Director Richard S. Ellwood

For

For

Management

4

Elect Director Thomas L. Keltner

For

For

Management

5

Elect Director J. Landis Martin

For

For

Management

6

Elect Director Robert A. Miller

For

For

Management

7

Elect Director Kathleen M. Nelson

For

For

Management

8

Elect Director Michael A. Stein

For

For

Management

9

Ratify Auditors

For

For

Management

10

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

11

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

12

Amend Charter Permiting the Board to Grant Waivers of the Ownership Limit

For

For

General Growth Properties, Inc.

GGP

370023103

27-Apr-11

Annual

Management

1.1

Elect Director Richard B. Clark

For

For

Management

1.2

Elect Director Mary Lou Fiala

For

For

Management

1.3

Elect Director Bruce J. Flatt

For

For

Management

1.4

Elect Director John K. Haley

For

For

Management

1.5

Elect Director Cyrus Madon

For

For

Management

1.6

Elect Director Sandeep Mathrani

For

For

Management

1.7

Elect Director David J. Neithercut

For

For

Management

1.8

Elect Director Sheli Z. Rosenberg

For

For

Management

1.9

Elect Director John G. Schreiber

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

One Year

One Year

HCP, Inc.

HCP

40414L109

28-Apr-11

Annual

Management

1

Elect Director James F. Flaherty III

For

For

Management

2

Elect Director Christine N. Garvey

For

For

Management

3

Elect Director David B. Henry

For

For

Management

4

Elect Director Lauralee E. Martin

For

For

Management

5

Elect Director Michael D. McKee

For

For

Management

6

Elect Director Peter L. Rhein

For

For

Management

7

Elect Director Kenneth B. Roath

For

For

Management

8

Elect Director Richard M. Rosenberg

For

For

Management

9

Elect Director Joseph P. Sullivan

For

For

Management

10

Ratify Auditors

For

For

Management

11

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

12

Advisory Vote on Say on Pay Frequency

One Year

One Year

Regency Centers Corporation

REG

758849103

03-May-11

Annual

Management

1.1

Elect Director Martin E. Stein, Jr.

For

For

Management

1.2

Elect Director Raymond L. Bank

For

For

Management

1.3

Elect Director C. Ronald Blankenship

For

For

Management

1.4

Elect Director A.R. Carpenter

For

For

Management

1.5

Elect Director J. Dix Druce

For

For

Management

1.6

Elect Director Mary Lou Fiala

For

For

Management

1.7

Elect Director Bruce M. Johnson

For

For

Management

1.8

Elect Director Douglas S. Luke

For

For

Management

1.9

Elect Director John C. Schweitzer

For

For

Management

1.10

Elect Director Brian M. Smith

For

For

Management

1.11

Elect Director Thomas G. Wattles

For

For

Management

2

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Approve Omnibus Stock Plan

For

For

Management

5

Ratify Auditors

For

For

---

Federal Realty Investment Trust

FRT

313747206

04-May-11

Annual

Management

1.1

Elect Director Jon E. Bortz

For

For

Management

1.2

Elect Director David W. Faeder

For

For

Management

1.3

Elect Director Kristin Gamble

For

For

Management

1.4

Elect Director Warren M. Thompson

For

For

Management

1.5

Elect Director Donald C. Wood

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

One Year

One Year

Weingarten Realty Investors

WRI

948741103

04-May-11

Annual

Management

1.1

Elect Director Stanford Alexander

For

For

Management

1.2

Elect Director Andrew M. Alexander

For

For

Management

1.3

Elect Director James W. Crownover

For

For

Management

1.4

Elect Director Robert J. Cruikshank

For

For

Management

1.5

Elect Director Melvin A. Dow

For

For

Management

1.6

Elect Director Stephen A. Lasher

For

For

Management

1.7

Elect Director Douglas W. Schnitzer

For

For

Management

1.8

Elect Director C. Park Shaper

For

For

Management

1.9

Elect Director Marc J. Shapiro

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

Three Years

One Year

AMB Property Corporation

AMB

00163T109

05-May-11

Annual

Management

1

Elect Director T. Robert Burke

For

For

Management

2

Elect Director David A. Cole

For

For

Management

3

Elect Director Lydia H. Kennard

For

For

Management

4

Elect Director J. Michael Losh

For

For

Management

5

Elect Director Hamid R. Moghadam

For

For

Management

6

Elect Director Frederick W. Reid

For

For

Management

7

Elect Director Jeffrey L. Skelton

For

For

Management

8

Elect Director Thomas W. Tusher

For

For

Management

9

Elect Director Carl B. Webb

For

For

Management

10

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

11

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Health Care REIT, Inc.

HCN

42217K106

05-May-11

Annual

Management

1

Elect Director William C. Ballard, Jr.

For

For

Management

2

Elect Director Peter J. Grua

For

For

Management

3

Elect Director R. Scott Trumbull

For

For

Management

4

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

5

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

6

Increase Authorized Common Stock

For

For

Management

7

Ratify Auditors

For

For

Public Storage

PSA

74460D109

05-May-11

Annual

Management

1.1

Elect Trustee B. Wayne Hughes

For

For

Management

1.2

Elect Trustee Ronald L. Havner, Jr.

For

For

Management

1.3

Elect Trustee Tamara Hughes Gustavson

For

For

Management

1.4

Elect Trustee Uri P. Harkham

For

For

Management

1.5

Elect Trustee B. Wayne Hughes, Jr.

For

For

Management

1.6

Elect Trustee Avedick B. Poladian

For

For

Management

1.7

Elect Trustee Gary E. Pruitt

For

For

Management

1.8

Elect Trustee Ronald P. Spogli

For

For

Management

1.9

Elect Trustee Daniel C. Staton

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

Three Years

One Year

CommonWealth REIT

CWH

203233101

10-May-11

Annual

Management

1

Elect Trustee Frederick Zeytoonjian

For

For

Management

2

Elect Trustee Barry M. Portnoy

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Management

5

Ratify Auditors

For

For

---

AvalonBay Communities, Inc.

AVB

053484101

11-May-11

Annual

Management

1.1

Elect Director Bryce Blair

For

For

Management

1.2

Elect Director Bruce A. Choate

For

For

Management

1.3

Elect Director John J. Healy, Jr.

For

For

Management

1.4

Elect Director Timothy J. Naughton

For

For

Management

1.5

Elect Director Lance R. Primis

For

For

Management

1.6

Elect Director Peter S. Rummell

For

For

Management

1.7

Elect Director H. Jay Sarles

For

For

Management

1.8

Elect Director W. Edward Walter

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

One Year

One Year

Liberty Property Trust

LRY

531172104

11-May-11

Annual

Management

1.1

Elect Director M. Leanne Lachman

For

For

Management

1.2

Elect Director Stephen D. Steinour

For

For

Management

1.3

Elect Director Frederick F. Buchholz

For

For

Management

1.4

Elect Director Thomas C. DeLoach, Jr.

For

For

Management

1.5

Elect Director Daniel P. Garton

For

For

Management

1.6

Elect Director Stephen B. Siegel

For

For

Management

1.7

Elect Director Katherine Elizabeth Dietze

For

For

Management

2

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

3

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

4

Ratify Auditors

For

For

Host Hotels & Resorts, Inc.

HST

44107P104

12-May-11

Annual

Management

1

Elect Director Robert M. Baylis

For

For

Management

2

Elect Director Willard W. Brittain

For

For

Management

3

Elect Director Terence C. Golden

For

For

Management

4

Elect Director Ann M. Korologos

For

For

Management

5

Elect Director Richard E. Marriott

For

For

Management

6

Elect Director John B. Morse, Jr.

For

For

Management

7

Elect Director Gordon H. Smith

For

For

Management

8

Elect Director W. Edward Walter

For

For

Management

9

Ratify Auditors

For

For

Management

10

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

11

Advisory Vote on Say on Pay Frequency

One Year

One Year

Ventas, Inc.

VTR

92276F100

12-May-11

Annual

Management

1.1

Elect Director Debra A. Cafaro

For

For

Management

1.2

Elect Director Douglas Crocker II

For

For

Management

1.3

Elect Director Ronald G. Geary

For

For

Management

1.4

Elect Director Jay M. Gellert

For

For

Management

1.5

Elect Director Matthew J. Lustig

For

For

Management

1.6

Elect Director Robert D. Reed

For

For

Management

1.7

Elect Director Sheli Z. Rosenberg

For

For

Management

1.8

Elect Director Glenn J. Rufrano

For

For

Management

1.9

Elect Director James D. Shelton

For

For

Management

1.10

Elect Director Thomas C. Theobald

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

One Year

One Year

Senior Housing Properties Trust

SNH

81721M109

16-May-11

Annual

Management

1.1

Elect Trustee Frederick N. Zeytoonjian

For

For

Management

2

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

3

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Management

4

Ratify Auditors

For

For

Boston Properties, Inc.

BXP

101121101

17-May-11

Annual

Management

1

Elect Director Lawrence S. Bacow

For

For

Management

2

Elect Director Zoe Baird

For

For

Management

3

Elect Director Alan J. Patricof

For

For

Management

4

Elect Director Martin Turchin

For

For

Management

5

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

6

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

7

Ratify Auditors

For

For

Share Holder

8

Prepare Sustainability Report

Against

Against

---

Essex Property Trust, Inc.

ESS

297178105

17-May-11

Annual

Management

1.1

Elect Director David W. Brady

For

For

Management

1.2

Elect Director Byron A. Scordelis

For

For

Management

1.3

Elect Director Janice L. Sears

For

For

Management

1.4

Elect Director Claude J. Zinngrabe, Jr

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

One Year

One Year

Simon Property Group, Inc.

SPG

828806109

19-May-11

Annual

Management

1

Elect Director Melvyn E. Bergstein

For

For

Management

2

Elect Director Linda Walker Bynoe

For

For

Management

3

Elect Director Larry C. Glasscock

For

For

Management

4

Elect Director Karen N. Horn

For

For

Management

5

Elect Director Allan Hubbard

For

For

Management

6

Elect Director Reuben S. Leibowitz

For

For

Management

7

Elect Director Daniel C. Smith

For

For

Management

8

Elect Director J. Albert Smith, Jr.

For

For

Management

9

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

10

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

11

Ratify Auditors

For

For

Mack-Cali Realty Corporation

CLI

554489104

24-May-11

Annual

Management

1.1

Elect Director William L. Mack

For

For

Management

1.2

Elect Director Nathan Gantcher

For

For

Management

1.3

Elect Director David S. Mack

For

For

Management

1.4

Elect Director Alan G. Philibosian

For

For

Management

2

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

3

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

4

Ratify Auditors

For

For

The Macerich Company

MAC

554382101

26-May-11

Annual

Management

1

Elect Director Douglas D. Abbey

For

For

Management

2

Elect Director Dana K. Anderson

For

For

Management

3

Elect Director Arthur M. Coppola

For

For

Management

4

Elect Director Edward C. Coppola

For

For

Management

5

Elect Director James S. Cownie

For

For

Management

6

Elect Director Fred S. Hubbell

For

For

Management

7

Elect Director Diana M. Laing

For

For

Management

8

Elect Director Stanley A. Moore

For

For

Management

9

Elect Director Mason G. Ross

For

For

Management

10

Elect Director William P. Sexton

For

For

Management

11

Ratify Auditors

For

For

Management

12

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

13

Advisory Vote on Say on Pay Frequency

Three Years

One Year

AMB Property Corporation

AMB

00163T109

01-Jun-11

Special

Management

1

Issue Shares in Connection with Acquisition

For

For

Management

2

Amend Bylaws Providing for Certain Features of the Leadership Structure

For

For

Management

3

Amend Charter of Combined Company

For

For

Management

4

Adjourn Meeting

For

For

ProLogis

PLD

743410102

01-Jun-11

Special

Management

1

Approve Merger Agreement

For

For

Management

2

Adjourn Meeting

For

For

SL Green Realty Corp.

SLG

78440X101

15-Jun-11

Annual

Management

1.1

Elect Director Marc Holliday

For

For

Management

1.2

Elect Director John S. Levy

For

For

Management

2

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

3

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Management

4

Ratify Auditors

For

For

Equity Residential

EQR

29476L107

16-Jun-11

Annual

Management

1.1

Elect Director John W. Alexander

For

For

Management

1.2

Elect Director Charles L. Atwood

For

For

Management

1.3

Elect Director Linda Walker Bynoe

For

For

Management

1.4

Elect Director Bradley A. Keywell

For

For

---

Management

1.5

Elect Director John E. Neal

For

For

Management

1.6

Elect Director David J. Neithercut

For

For

Management

1.7

Elect Director Mark S. Shapiro

For

For

Management

1.8

Elect Director Gerald A. Spector

For

For

Management

1.9

Elect Director B. Joseph White

For

For

Management

1.10

Elect Director Samuel Zell

For

For

Management

2

Ratify Auditors

For

For

Management

3

Approve Omnibus Stock Plan

For

For

Management

4

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

5

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Share Holder

6

Provide for Cumulative Voting

Against

Against

Share Holder

7

Include Sustainability as a Performance Measure for Senior Executive Compensation

Against

Against

Piedmont Office Realty Trust, Inc.

PDM

720190206

30-Jun-11

Annual

Management

1.1

Elect Director W. Wayne Woody

For

For

Management

1.2

Elect Director Michael R. Buchanan

For

For

Management

1.3

Elect Director Wesley E. Cantrell

For

For

Management

1.4

Elect Director William H. Keogler, Jr.

For

For

Management

1.5

Elect Director Frank C. McDowell

For

For

Management

1.6

Elect Director Donald A. Miller

For

For

Management

1.7

Elect Director Donald S. Moss

For

For

Management

1.8

Elect Director Jeffrey L. Swope

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

Three Years

One Year

---

Nuveen Diversified Dividend and Income Fund - NWQ

 

Company Name

Ticker

Security ID

Meeting Date

Meeting Type

Proponent

Item Number

Proposal

Management Recommendation

Vote Instruction

CA, Inc.

CA

12673P105

27-Jul-10

Annual

Management

1

Elect Director Raymond J. Bromark

For

For

Management

2

Elect Director Gary J. Fernandes

For

For

Management

3

Elect Director Kay Koplovitz

For

For

Management

4

Elect Director Christopher B. Lofgren

For

For

Management

5

Elect Director William E. McCracken

For

For

Management

6

Elect Director Richard Sulpizio

For

For

Management

7

Elect Director Laura S. Unger

For

For

Management

8

Elect Director Arthur F. Weinbach

For

For

Management

9

Elect Director Renato (Ron) Zambonini

For

For

Management

10

Ratify Auditors

For

For

Management

11

Amend Shareholder Rights Plan (Poison Pill)

For

For

Share Holder

12

Adopt Policy on Bonus Banking

Against

For

H. J. Heinz Finance Co*

42307T306

17-Sep-10

Annual

Management

1.1

Elect Director Leonard A. Cullo, Jr.

For

*Not voted due to shareblocking

Management

1.2

Elect Director Edward J. McMenamin

For

Management

1.3

Elect Director Arthur B. Winkleblack

For

Management

2

Elect Independent Director Andrew L. Stidd

For

Valeant Pharmaceuticals International Inc

BVF

09067J109

27-Sep-10

Special

Management

1

Issue Shares in Connection with Merger

For

For

Management

2

If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc.

For

For

AngloGold Ashanti Ltd

ANG

035128206

26-Oct-10

Special

Management

1

Place Authorised but Unissued Shares under Control of Directors

For

For

Microsoft Corporation

MSFT

594918104

16-Nov-10

Annual

Management

1

Elect Director Steven A. Ballmer

For

For

Management

2

Elect Director Dina Dublon

For

For

Management

3

Elect Director William H. Gates III

For

For

Management

4

Elect Director Raymond V. Gilmartin

For

For

Management

5

Elect Director Reed Hastings

For

For

Management

6

Elect Director Maria M. Klawe

For

For

Management

7

Elect Director David F. Marquardt

For

For

Management

8

Elect Director Charles H. Noski

For

For

Management

9

Elect Director Helmut Panke

For

For

Management

10

Ratify Auditors

For

For

Share Holder

11

Amend Bylaws to Establish a Board Committee on Environmental Sustainability

Against

Against

Motorola, Inc.

MOT

620076109

29-Nov-10

Special

Management

1

Approve Reverse Stock Split

For

For

Management

2

Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares

For

For

Hewlett-Packard Company

HPQ

428236103

23-Mar-11

Annual

Management

1

Elect Director M. L. Andreessen

For

For

Management

2

Elect Director L. Apotheker

For

For

Management

3

Elect Director L.T. Babbio, Jr.

For

Against

Management

4

Elect Director S.M. Baldauf

For

Against

Management

5

Elect Director S. Banerji

For

For

Management

6

Elect Director R.L. Gupta

For

For

Management

7

Elect Director J.H. Hammergren

For

For

Management

8

Elect Director R.J. Lane

For

For

Management

9

Elect Director G.M. Reiner

For

For

Management

10

Elect Director P.F. Russo

For

For

Management

11

Elect Director D. Senequier

For

For

Management

12

Elect Director G.K. Thompson

For

Against

Management

13

Elect Director M.C. Whitman

For

For

Management

14

Ratify Auditors

For

For

Management

15

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

Management

16

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

17

Approve Qualified Employee Stock Purchase Plan

For

For

Management

18

Amend Executive Incentive Bonus Plan

For

For

---

Citigroup Inc.

C

172967101

21-Apr-11

Annual

Management

1

Elect Director Alain J.P. Belda

For

For

Management

2

Elect Director Timothy C. Collins

For

For

Management

3

Elect Director Jerry A. Grundhofer

For

For

Management

4

Elect Director Robert L. Joss

For

For

Management

5

Elect Director Michael E. O’Neill

For

For

Management

6

Elect Director Vikram S. Pandit

For

For

Management

7

Elect Director Richard D. Parsons

For

For

Management

8

Elect Director Lawrence R. Ricciardi

For

For

Management

9

Elect Director Judith Rodin

For

For

Management

10

Elect Director Robert L. Ryan

For

For

Management

11

Elect Director Anthony M. Santomero

For

For

Management

12

Elect Director Diana L. Taylor

For

For

Management

13

Elect Director William S. Thompson, Jr.

For

For

Management

14

Elect Director Ernesto Zedillo

For

For

Management

15

Ratify Auditors

For

For

Management

16

Amend Omnibus Stock Plan

For

For

Management

17

Approve Executive Incentive Bonus Plan

For

For

Management

18

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

19

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

20

Approve Reverse Stock Split

For

For

Share Holder

21

Affirm Political Non-Partisanship

Against

Against

Share Holder

22

Report on Political Contributions

Against

Against

Share Holder

23

Report on Restoring Trust and Confidence in the Financial System

Against

Against

Share Holder

24

Amend Articles/Bylaws/Charter — Call Special Meetings

Against

Against

Share Holder

25

Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations

Against

Against

MetLife, Inc.

MET

59156R108

26-Apr-11

Annual

Management

1.1

Elect Director Steven A. Kandarian

For

For

Management

1.2

Elect Director Sylvia Mathews Burwell

For

For

Management

1.3

Elect Director Eduardo Castro-Wright

For

For

Management

1.4

Elect Director Cheryl W. Grise

For

For

Management

1.5

Elect Director Lulu C. Wang

For

For

Management

2

Declassify the Board of Directors

For

For

Management

3

Ratify Auditors

For

For

Management

4

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

5

Advisory Vote on Say on Pay Frequency

One Year

One Year

Barrick Gold Corporation

ABX

067901108

27-Apr-11

Annual

Management

1.1

Elect H. L. Beck as Director

For

For

Management

1.2

Elect C. W. D. Birchall as Director

For

For

Management

1.3

Elect D. J. Carty as Director

For

For

Management

1.4

Elect G. Cisneros as Director

For

For

Management

1.5

Elect P.A. Crossgrove as Director

For

For

Management

1.6

Elect R. M. Franklin as Director

For

For

Management

1.7

Elect J. B. Harvey as Director

For

For

Management

1.8

Elect D. Moyo as Director

For

For

Management

1.9

Elect B. Mulroney as Director

For

For

Management

1.10

Elect A. Munk as Director

For

For

Management

1.11

Elect P. Munk as Director

For

For

Management

1.12

Elect A. W. Regent as Director

For

For

Management

1.13

Elect N.P. Rothschild as Director

For

For

Management

1.14

Elect S. J. Shapiro as Director

For

For

Management

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

General Electric Company

GE

369604103

27-Apr-11

Annual

Management

1

Elect Director W. Geoffrey Beattie

For

For

Management

2

Elect Director James I. Cash, Jr.

For

For

Management

3

Elect Director Ann M. Fudge

For

For

Management

4

Elect Director Susan Hockfield

For

For

Management

5

Elect Director Jeffrey R. Immelt

For

For

Management

6

Elect Director Andrea Jung

For

For

Management

7

Elect Director Alan G. Lafley

For

For

Management

8

Elect Director Robert W. Lane

For

For

Management

9

Elect Director Ralph S. Larsen

For

For

Management

10

Elect Director Rochelle B. Lazarus

For

For

Management

11

Elect Director James J. Mulva

For

For

---

Management

12

Elect Director Sam Nunn

For

For

Management

13

Elect Director Roger S. Penske

For

For

Management

14

Elect Director Robert J. Swieringa

For

For

Management

15

Elect Director James S. Tisch

For

For

Management

16

Elect Director Douglas A. Warner III

For

For

Management

17

Ratify Auditors

For

For

Management

18

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

19

Advisory Vote on Say on Pay Frequency

One Year

One Year

Share Holder

20

Provide for Cumulative Voting

Against

For

Share Holder

21

Performance-Based Equity Awards

Against

For

Share Holder

22

Withdraw Stock Options Granted to Executive Officers

Against

Against

Share Holder

23

Report on Climate Change Business Risk

Against

Against

Share Holder

24

Report on Animal Testing and Plans for Reduction

Against

Against

Lockheed Martin Corporation

LMT

539830109

28-Apr-11

Annual

Management

1

Elect Director Nolan D. Archibald

For

For

Management

2

Elect Director Rosalind G. Brewer

For

For

Management

3

Elect Director David B. Burritt

For

For

Management

4

Elect Director James O. Ellis, Jr.

For

For

Management

5

Elect Director Thomas J. Falk

For

For

Management

6

Elect Director Gwendolyn S. King

For

For

Management

7

Elect Director James M. Loy

For

For

Management

8

Elect Director Douglas H. McCorkindale

For

For

Management

9

Elect Director Joseph W. Ralston

For

For

Management

10

Elect Director Anne Stevens

For

For

Management

11

Elect Director Robert J. Stevens

For

For

Management

12

Ratify Auditors

For

For

Management

13

Approve Omnibus Stock Plan

For

For

Management

14

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

15

Advisory Vote on Say on Pay Frequency

One Year

One Year

Share Holder

16

Provide Right to Act by Written Consent

Against

Against

Pfizer Inc.

PFE

717081103

28-Apr-11

Annual

Management

1

Elect Director Dennis A. Ausiello

For

For

Management

2

Elect Director Michael S. Brown

For

For

Management

3

Elect Director M. Anthony Burns

For

For

Management

4

Elect Director W. Don Cornwell

For

For

Management

5

Elect Director Frances D. Fergusson

For

For

Management

6

Elect Director William H. Gray III

For

For

Management

7

Elect Director Constance J. Horner

For

For

Management

8

Elect Director James M. Kilts

For

For

Management

9

Elect Director George A. Lorch

For

For

Management

10

Elect Director John P. Mascotte

For

For

Management

11

Elect Director Suzanne Nora Johnson

For

For

Management

12

Elect Director Ian C. Read

For

For

Management

13

Elect Director Stephen W. Sanger

For

For

Management

14

Ratify Auditors

For

For

Management

15

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

16

Advisory Vote on Say on Pay Frequency

Two Years

One Year

Share Holder

17

Publish Political Contributions

Against

Against

Share Holder

18

Report on Public Policy Advocacy Process

Against

Against

Share Holder

19

Adopt Policy to Restrain Pharmaceutical Price Increases

Against

Against

Share Holder

20

Provide Right to Act by Written Consent

Against

Against

Share Holder

21

Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

For

Share Holder

22

Report on Animal Testing and Plans for Reduction

Against

Against

Motorola Solutions, Inc.

MSI

620076307

02-May-11

Annual

Management

1

Elect Director Gregory Q. Brown

For

For

Management

2

Elect Director William J. Bratton

For

For

Management

3

Elect Director David W. Dorman

For

For

Management

4

Elect Director Michael V. Hayden

For

For

Management

5

Elect Director Vincent J. Intrieri

For

For

Management

6

Elect Director Judy C. Lewent

For

For

Management

7

Elect Director Samuel C. Scott III

For

For

Management

8

Elect Director John A. White

For

For

Management

9

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

10

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

11

Amend Omnibus Stock Plan

For

For

Management

12

Ratify Auditors

For

For

Share Holder

13

Amend Human Rights Policies

Against

Against

---

Wells Fargo & Company

WFC

949746101

03-May-11

Annual

Management

1

Election Director John D. Baker II

For

For

Management

2

Election Director John S. Chen

For

For

Management

3

Election Director Lloyd H. Dean

For

For

Management

4

Election Director Susan E. Engel

For

For

Management

5

Election Director Enrique Hernandez, Jr.

For

For

Management

6

Election Director Donald M. James

For

For

Management

7

Election Director Mackey J. McDonald

For

For

Management

8

Election Director Cynthia H. Milligan

For

For

Management

9

Elect Director Nicholas G. Moore

For

For

Management

10

Elect Director Philip J. Quigley

For

Against

Management

11

Elect Director Judith M. Runstad

For

For

Management

12

Elect Director Stephen W. Sanger

For

For

Management

13

Elect Director John G. Stumpf

For

For

Management

14

Elect Director an G. Swenson

For

For

Management

15

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

16

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

17

Ratify Auditors

For

For

Share Holder

18

Amend Articles/Bylaws/Charter — Call Special Meetings

Against

Against

Share Holder

19

Provide for Cumulative Voting

Against

Against

Share Holder

20

Require Independent Board Chairman

Against

For

Share Holder

21

Advisory Vote to Ratify Directors’ Compensation

Against

Against

Share Holder

22

Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations

Against

Against

GlaxoSmithKline plc

GSK

37733W105

05-May-11

Annual

Management

1

Accept Financial Statements and Statutory Reports

For

For

Management

2

Approve Remuneration Report

For

For

Management

3

Elect Simon Dingemans as Director

For

For

Management

4

Elect Stacey Cartwright as Director

For

For

Management

5

Elect Judy Lewent as Director

For

For

Management

6

Re-elect Sir Christopher Gent as Director

For

For

Management

7

Re-elect Andrew Witty as Director

For

For

Management

8

Re-elect Sir Roy Anderson as Director

For

For

Management

9

Re-elect Dr Stephanie Burns as Director

For

For

Management

10

Re-elect Larry Culp as Director

For

For

Management

11

Re-elect Sir Crispin Davis as Director

For

For

Management

12

Re-elect Sir Deryck Maughan as Director

For

For

Management

13

Re-elect James Murdoch as Director

For

For

Management

14

Re-elect Dr Daniel Podolsky as Director

For

For

Management

15

Re-elect Dr Moncef Slaoui as Director

For

For

Management

16

Re-elect Tom de Swaan as Director

For

For

Management

17

Re-elect Sir Robert Wilson as Director

For

For

Management

18

Reappoint PricewaterhouseCoopers LLP as Auditors

For

For

Management

19

Authorise Audit Committee to Fix Remuneration of Auditors

For

For

Management

20

Authorise EU Political Donations and Expenditure

For

For

Management

21

Authorise Issue of Equity with Pre-emptive Rights

For

For

Management

22

Authorise Issue of Equity without Pre-emptive Rights

For

For

Management

23

Authorise Market Purchase

For

For

Management

24

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

For

For

Management

25

Authorise the Company to Call EGM with Two Weeks’ Notice

For

For

Occidental Petroleum Corporation

OXY

674599105

06-May-11

Annual

Management

1

Elect Director Spencer Abraham

For

For

Management

2

Elect Director Howard I. Atkins

For

For

Management

3

Elect Director Stephen I. Chazen

For

For

Management

4

Elect Director Edward P. Djerejian

For

For

Management

5

Elect Director John E. Feick

For

For

Management

6

Elect Director Margaret M. Foran

For

For

Management

7

Elect Director Carlos M. Gutierrez

For

For

Management

8

Elect Director Ray R. Irani

For

For

---

Management

9

Elect Director Avedick B. Poladian

For

For

Management

10

Elect Director Rodolfo Segovia

For

For

Management

11

Elect Director Aziz D. Syriani

For

For

Management

12

Elect Director Rosemary Tomich

For

For

Management

13

Elect Director Walter L. Weisman

For

For

Management

14

Ratify Auditors

For

For

Management

15

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

16

Advisory Vote on Say on Pay Frequency

None

One Year

Share Holder

17

Review Political Expenditures and Processes

Against

For

Share Holder

18

Request Director Nominee with Environmental Qualifications

Against

Against

Sanofi Aventis

SAN

80105N105

06-May-11

Annual/Special

Management

1

Approve Financial Statements and Statutory Reports

For

For

Management

2

Accept Consolidated Financial Statements and Statutory Reports

For

For

Management

3

Approve Allocation of Income and Dividends of EUR 2.5 per Share

For

For

Management

4

Approve Auditors’ Special Report on Related-Party Transactions

For

For

Management

5

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million

For

For

Management

6

Ratify Appointment of Carole Piwnica as Director

For

For

Management

7

Elect Suet Fern Lee as Director

For

For

Management

8

Reelect Thierry Desmarest as Director

For

For

Management

9

Reelect Igor Landau as Director

For

For

Management

10

Reelect Gerard Van Kemmel as Director

For

For

Management

11

Reelect Serge Weinberg as Director

For

For

Management

12

Renew Appointment of PricewaterhouseCoopers Audit as Auditor

For

For

Management

13

Appoint Yves Nicolas as Alternate Auditor

For

For

Management

14

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

For

Management

15

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion

For

For

Management

16

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million

For

For

Management

17

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

For

For

Management

18

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

For

For

Management

19

Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value

For

For

Management

20

Approve Employee Stock Purchase Plan

For

For

Management

21

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan

For

For

Management

22

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

For

For

Management

23

Amend Article 11 of Bylaws Re: Board Size

For

For

Management

24

Amend Article 12 of Bylaws Re: Vice Chairman Age Limit

For

For

Management

25

Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights

For

For

Management

26

Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly

For

For

Management

27

Authorize Filing of Required Documents/Other Formalities

For

For

Motorola Mobility Holdings, Inc.

MMI

620097105

09-May-11

Annual

Management

1

Elect Director Sanjay K. Jha

For

For

Management

2

Elect Director Jon E. Barfield

For

For

Management

3

Elect Director William R. Hambrecht

For

For

Management

4

Elect Director Jeanne P. Jackson

For

For

Management

5

Elect Director Keith A. Meister

For

For

Management

6

Elect Director Thomas J. Meredith

For

For

Management

7

Elect Director Daniel A. Ninivaggi

For

For

Management

8

Elect Director James R. Stengel

For

For

Management

9

Elect Director Anthony J. Vinciquerra

For

For

Management

10

Elect Director Andrew J. Viterbi

For

For

Management

11

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

12

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

13

Ratify Auditors

For

For

---

Pitney Bowes Inc.

PBI

724479100

09-May-11

Annual

Management

1

Elect Director Rodney C. Adkins

For

For

Management

2

Elect Director Murray D. Martin

For

For

Management

3

Elect Director Michael I. Roth

For

For

Management

4

Elect Director Robert E. Weissman

For

For

Management

5

Ratify Auditors

For

For

Management

6

Reduce Supermajority Vote Requirement for Removing Directors

For

For

Management

7

Reduce Supermajority Vote Requirement for Certain Business Combinations

For

For

Management

8

Reduce Supermajority Vote Requirement for Amendments to the Certificate

For

For

Management

9

Reduce Supermajority Vote Requirement for Amendments to the By-laws

For

For

Management

10

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

11

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

12

Amend Executive Incentive Bonus Plan

For

For

Management

13

Amend Omnibus Stock Plan

For

For

Loews Corporation

L

540424108

10-May-11

Annual

Management

1

Elect Director Ann E. Berman

For

For

Management

2

Elect Director Joseph L. Bower

For

For

Management

3

Elect Director Charles M. Diker

For

For

Management

4

Elect Director Jacob A. Frenkel

For

For

Management

5

Elect Director Paul J. Fribourg

For

For

Management

6

Elect Director Walter L. Harris

For

For

Management

7

Elect Director Philip A. Laskawy

For

For

Management

8

Elect Director Ken Miller

For

For

Management

9

Elect Director Gloria R. Scott

For

For

Management

10

Elect Director Andrew H. Tisch

For

For

Management

11

Elect Director James S. Tisch

For

For

Management

12

Elect Director Jonathan M. Tisch

For

For

Management

13

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

14

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

15

Ratify Auditors

For

For

Share Holder

16

Provide for Cumulative Voting

Against

Against

Packaging Corporation of America

PKG

695156109

10-May-11

Annual

Management

1.1

Elect Director Cheryl K. Beebe

For

For

Management

1.2

Elect Director Henry F. Frigon

For

For

Management

1.3

Elect Director Hasan Jameel

For

For

Management

1.4

Elect Director Mark W. Kowlzan

For

For

Management

1.5

Elect Director Samuel M. Mencoff

For

For

Management

1.6

Elect Director Roger B. Porter

For

For

Management

1.7

Elect Director Thomas S. Souleles

For

For

Management

1.8

Elect Director Paul T. Stecko

For

For

Management

1.9

Elect Director James D. Woodrum

For

For

Management

2

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

3

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

4

Ratify Auditors

For

For

AngloGold Ashanti Ltd

ANG

035128206

11-May-11

Annual/Special

Management

1

Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010

For

For

Management

2

Reappoint Ernst & Young Inc as Auditors of the Company

For

For

Management

3

Elect Tito Mboweni as Director and Chairman

For

For

Management

4

Elect Ferdinand Ohene-Kena as Director

For

For

Management

5

Elect Rhidwaan Gasant as Director

For

For

Management

6

Re-elect Bill Nairn as Director

For

For

Management

7

Re-elect Sipho Pityana as Director

For

For

Management

8

Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee

For

For

Management

9

Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee

For

For

Management

10

Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee

For

For

---

Management

11

Place Authorised but Unissued Shares under Control of Directors

For

For

Management

12

Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital

For

For

Management

13

Amend Long Term Incentive Plan 2005

For

For

Management

14

Approve Remuneration Policy

For

For

Management

15

Approve Increase in Non-executive Directors Fees

For

For

Management

16

Approve Increase in Non-executive Directors Fees for Board Committee Meetings

For

For

Management

17

Authorise Repurchase of Up to 5 Percent of Issued Share Capital

For

For

Management

1

Approve the Proposed Amendments to the BEE Transaction

For

For

Management

2

Amend Articles of Association

For

For

Management

3

Place Authorised but Unissued Shares under Control of Directors

For

For

Management

4

Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments

For

For

CVS Caremark Corporation

CVS

126650100

11-May-11

Annual

Management

1

Elect Director Edwin M. Banks

For

For

Management

2

Elect Director C. David Brown II

For

For

Management

3

Elect Director David W. Dorman

For

For

Management

4

Elect Director Anne M. Finucane

For

For

Management

5

Elect Director Kristen Gibney Williams

For

For

Management

6

Elect Director Marian L. Heard

For

For

Management

7

Elect Director Larry J. Merlo

For

For

Management

8

Elect Director Jean-Pierre Millon

For

For

Management

9

Elect Director Terrence Murray

For

For

Management

10

Elect Director C.A. Lance Piccolo

For

For

Management

11

Elect Director Richard J. Swift

For

For

Management

12

Elect Director Tony L. White

For

For

Management

13

Ratify Auditors

For

For

Management

14

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

15

Advisory Vote on Say on Pay Frequency

One Year

One Year

Share Holder

16

Report on Political Contributions

Against

Against

Share Holder

17

Provide Right to Act by Written Consent

Against

Against

Philip Morris International Inc.

PM

718172109

11-May-11

Annual

Management

1

Elect Director Harold Brown

For

For

Management

2

Elect Director Mathis Cabiallavetta

For

For

Management

3

Elect Director Louis C. Camilleri

For

For

Management

4

Elect Director J. Dudley Fishburn

For

For

Management

5

Elect Director Jennifer Li

For

For

Management

6

Elect Director Graham Mackay

For

For

Management

7

Elect Director Sergio Marchionne

For

For

Management

8

Elect Director Lucio A. Noto

For

For

Management

9

Elect Director Carlos Slim Helu

For

For

Management

10

Elect Director Stephen M. Wolf

For

For

Management

11

Ratify Auditors

For

For

Management

12

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

13

Advisory Vote on Say on Pay Frequency

One Year

One Year

Share Holder

14

Report on Effect of Marketing Practices on the Poor

Against

Against

Share Holder

15

Require Independent Board Chairman

Against

Against

Symetra Financial Corporation

SYA

87151Q106

11-May-11

Annual

Management

1.1

Elect Director Peter S. Burgess

For

For

Management

1.2

Elect Director Robert R. Lusardi

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Management

5

Amend Omnibus Stock Plan

For

For

Frontier Communications Corporation

FTR

35906A108

12-May-11

Annual

Management

1.1

Elect Director Leroy T. Barnes, Jr.

For

For

Management

1.2

Elect Director Peter C.B. Bynoe

For

For

Management

1.3

Elect Director Jeri B. Finard

For

For

Management

1.4

Elect Director Edward Fraioli

For

For

Management

1.5

Elect Director James S. Kahan

For

For

Management

1.6

Elect Director Pamela D.A. Reeve

For

For

---

Management

1.7

Elect Director Howard L. Schrott

For

For

Management

1.8

Elect Director Larraine D. Segil

For

For

Management

1.9

Elect Director Mark Shapiro

For

For

Management

1.10

Elect Director Myron A. Wick, III

For

For

Management

1.11

Elect Director Mary Agnes Wilderotter

For

For

Management

2

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

3

Advisory Vote on Say on Pay Frequency

One Year

One Year

Share Holder

4

Require Independent Board Chairman

Against

Against

Management

5

Ratify Auditors

For

For

Nucor Corporation

NUE

670346105

12-May-11

Annual

Management

1.1

Elect Director Peter C. Browning

For

For

Management

1.2

Elect Director Victoria F. Haynes

For

For

Management

1.3

Elect Director Christopher J. Kearney

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

4

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Share Holder

5

Require a Majority Vote for the Election of Directors

Against

For

Share Holder

6

Require Independent Board Chairman

Against

For

Total SA

FP

89151E109

13-May-11

Annual/Special

Management

1

Approve Financial Statements and Statutory Reports

For

For

Management

2

Accept Consolidated Financial Statements and Statutory Reports

For

For

Management

3

Approve Allocation of Income and Dividends of EUR 2.28 per Share

For

For

Management

4

Approve Auditors’ Special Report on Related-Party Transactions

For

For

Management

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

For

Management

6

Reelect Patricia Barbizet as Director

For

Against

Management

7

Reelect Paul Desmarais Jr. as Director

For

Against

Management

8

Reelect Claude Mandil as Director

For

For

Management

9

Elect Marie-Christine Coisne as Director

For

For

Management

10

Elect Barbara Kux as Director

For

For

Management

11

Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan

For

For

Share Holder

A

Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication

Against

Against

Valeant Pharmaceuticals International Inc

VRX

91911K102

16-May-11

Annual

Management

1.1

Elect Robert A. Ingram as Director

For

For

Management

1.2

Elect Theo Melas-Kyriazi as Director

For

For

Management

1.3

Elect G. Mason Morfit as Director

For

For

Management

1.4

Elect Laurence E. Paul as Director

For

For

Management

1.5

Elect J. Michael Pearson as Director

For

For

Management

1.6

Elect Robert N. Power as Director

For

For

Management

1.7

Elect Norma A. Provencio as Director

For

For

Management

1.8

Elect Lloyd M. Segal as Director

For

For

Management

1.9

Elect Katharine Stevenson as Director

For

For

Management

1.10

Elect Michael R. Van Every as Director

For

For

Management

2

Advisory Vote on Executive Compensation Approach

For

For

Management

3

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

4

Approve Omnibus Stock Plan

For

For

Management

5

Amend Omnibus Stock Plan

For

For

Management

6

Ratify PricewaterhouseCoopers LLP as Auditors

For

For

Genworth Financial, Inc.

GNW

37247D106

18-May-11

Annual

Management

1

Elect Director Steven W. Alesio

For

For

Management

2

Elect Director William H. Bolinder

For

For

Management

3

Elect Director Michael D. Fraizer

For

For

Management

4

Elect Director Nancy J. Karch

For

For

Management

5

Elect Director J. Robert “Bob” Kerrey

For

For

Management

6

Elect Director Risa J. Lavizzo-Mourey

For

For

Management

7

Elect Director Christine B. Mead

For

For

Management

8

Elect Director Thomas E. Moloney

For

For

Management

9

Elect Director James A. Parke

For

For

Management

10

Elect Director James S. Riepe

For

For

Management

11

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

12

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

13

Ratify Auditors

For

For

---

The Hartford Financial Services Group, Inc.

HIG

416515104

18-May-11

Annual

Management

1

Elect Director Robert B. Allardice, III

For

For

Management

2

Elect Director Trevor Fetter

For

For

Management

3

Elect Director Paul G. Kirk, Jr.

For

For

Management

4

Elect Director Liam E. McGee

For

For

Management

5

Elect Director Kathryn A. Mikells

For

For

Management

6

Elect Director Michael G. Morris

For

For

Management

7

Elect Director Thomas A. Renyi

For

For

Management

8

Elect Director Charles B. Strauss

For

For

Management

9

Elect Director H. Patrick Swygert

For

For

Management

10

Ratify Auditors

For

For

Management

11

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

12

Advisory Vote on Say on Pay Frequency

One Year

One Year

Amgen Inc.

AMGN

031162100

20-May-11

Annual

Management

1

Elect Director David Baltimore

For

For

Management

2

Elect Director Frank J. Biondi, Jr.

For

For

Management

3

Elect Director Francois De Carbonnel

For

For

Management

4

Elect Director Vance D. Coffman

For

For

Management

5

Elect Director Rebecca M. Henderson

For

For

Management

6

Elect Director Frank C. Herringer

For

For

Management

7

Elect Director Gilbert S. Omenn

For

For

Management

8

Elect Director Judith C. Pelham

For

For

Management

9

Elect Director J. Paul Reason

For

For

Management

10

Elect Director Leonard D. Schaeffer

For

For

Management

11

Elect Director Kevin W. Sharer

For

For

Management

12

Elect Director Ronald D. Sugar

For

For

Management

13

Ratify Auditors

For

For

Management

14

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

15

Advisory Vote on Say on Pay Frequency

One Year

One Year

Share Holder

16

Provide Right to Act by Written Consent

Against

Against

Time Warner Inc.

TWX

887317303

20-May-11

Annual

Management

1

Elect Director James L. Barksdale

For

For

Management

2

Elect Director William P. Barr

For

For

Management

3

Elect Director Jeffrey L. Bewkes

For

For

Management

4

Elect Director Stephen F. Bollenbach

For

For

Management

5

Elect Director Frank J. Caufield

For

For

Management

6

Elect Director Robert C. Clark

For

For

Management

7

Elect Director Mathias Dopfner

For

For

Management

8

Elect Director Jessica P. Einhorn

For

For

Management

9

Elect Director Fred Hassan

For

For

Management

10

Elect Director Michael A. Miles

For

For

Management

11

Elect Director Kenneth J. Novack

For

For

Management

12

Elect Director Paul D. Wachter

For

For

Management

13

Elect Director Deborah C. Wright

For

For

Management

14

Ratify Auditors

For

For

Management

15

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

16

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Management

17

Reduce Supermajority Vote Requirement

For

For

Share Holder

18

Provide Right to Act by Written Consent

Against

For

Merck & Co., Inc.

MRK

58933Y105

24-May-11

Annual

Management

1

Elect Director Leslie A. Brun

For

For

Management

2

Elect Director Thomas R. Cech

For

For

Management

3

Elect Director Richard T. Clark

For

For

Management

4

Elect Director Kenneth C. Frazier

For

For

Management

5

Elect Director Thomas H. Glocer

For

For

Management

6

Elect Director Steven F. Goldstone

For

For

Management

7

Elect Director William B. Harrison. Jr.

For

For

Management

8

Elect Director Harry R. Jacobson

For

For

Management

9

Elect Director William N. Kelley

For

For

Management

10

Elect Director C. Robert Kidder

For

For

Management

11

Elect Director Rochelle B. Lazarus

For

For

Management

12

Elect Director Carlos E. Represas

For

For

---

Management

13

Elect Director Patricia F. Russo

For

For

Management

14

Elect Director Thomas E. Shenk

For

For

Management

15

Elect Director Anne M. Tatlock

For

For

Management

16

Elect Director Craig B. Thompson

For

For

Management

17

Elect Director Wendell P. Weeks

For

For

Management

18

Elect Director Peter C. Wendell

For

For

Management

19

Ratify Auditors

For

For

Management

20

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

21

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Nielsen Holdings NV

NLSN

N63218106

24-May-11

Annual

Management

1

Adopt Financial Statements and Statutory Reports

For

For

Management

2

Approve Discharge of Board of Directors

For

For

Management

3a

Elect David L. Cahoun as Director

For

For

Management

3b

Elect James A. Attwood as Director

For

Against

Management

3c

Elect Richard J. Bressler as Director

For

Against

Management

3d

Elect Simon E. Brown as Director

For

Against

Management

3e

Elect Michael S. Chae as Director

For

Against

Management

3f

Elect Patrick Healy as Director

For

Against

Management

3g

Elect Karen M. Hoguet as Director

For

For

Management

3h

Elect James M. Kilts as Director

For

Against

Management

3i

Elect Iain Leigh as Director

For

Against

Management

3j

Elect Eliot P.S. Merrill as Director

For

Against

Management

3k

Elect Alexander Navab as Director

For

Against

Management

3l

Elect Robert Pozen as Director

For

For

Management

3m

Elect Robert Reid as Director

For

Against

Management

3n

Elect Scott A. Schoen as Director

For

Against

Management

3o

Elect Javier G. Teruel as Director

For

For

Management

4

Ratify Ernst and Young Accountants LLP as Independent Registered Public Auditor

For

For

Management

5

Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts

For

For

Management

6

Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights

For

Against

Management

7

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

For

Management

8

Advisory Vote to Approve Remuneration of Executives

For

For

Management

9

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Management

10

Other Business

Exxon Mobil Corporation

XOM

30231G102

25-May-11

Annual

Management

1.1

Elect Director M.J. Boskin

For

For

Management

1.2

Elect Director P. Brabeck-Letmathe

For

For

Management

1.3

Elect Director L.R. Faulkner

For

For

Management

1.4

Elect Director J.S. Fishman

For

For

Management

1.5

Elect Director K.C. Frazier

For

For

Management

1.6

Elect Director W.W. George

For

For

Management

1.7

Elect Director M.C. Nelson

For

For

Management

1.8

Elect Director S.J. Palmisano

For

For

Management

1.9

Elect Director S.S. Reinemund

For

For

Management

1.10

Elect Director R.W. Tillerson

For

For

Management

1.11

Elect Director E.E. Whitacre, Jr.

For

For

Management

2

Ratify Auditors

For

For

Management

3

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

Management

4

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Share Holder

5

Require Independent Board Chairman

Against

For

Share Holder

6

Report on Political Contributions

Against

For

Share Holder

7

Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity

Against

Against

Share Holder

8

Adopt Policy on Human Right to Water

Against

Against

Share Holder

9

Report on Environmental Impact of Oil Sands Operations in Canada

Against

For

Share Holder

10

Report on Environmental Impacts of Natural Gas Fracturing

Against

Against

Share Holder

11

Report on Energy Technologies Development

Against

Against

Share Holder

12

Adopt Quantitative GHG Goals for Products and Operations

Against

For

---

Unum Group

UNM

91529Y106

25-May-11

Annual

Management

1

Elect Director Jon S. Fossel

For

For

Management

2

Elect Director Gloria C. Larson

For

For

Management

3

Elect Director William J. Ryan

For

For

Management

4

Elect Director Thomas R. Watjen

For

For

Management

5

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

6

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

7

Approve Nonqualified Employee Stock Purchase Plan

For

For

Management

8

Ratify Auditors

For

For

Raytheon Company

RTN

755111507

26-May-11

Annual

Management

1

Elect Director Vernon E. Clark

For

For

Management

2

Elect Director John M. Deutch

For

For

Management

3

Elect Director Stephen J. Hadley

For

For

Management

4

Elect Director Frederic M. Poses

For

For

Management

5

Elect Director Michael C. Ruettgers

For

For

Management

6

Elect Director Ronald L. Skates

For

For

Management

7

Elect Director William R. Spivey

For

For

Management

8

Elect Director Linda G. Stuntz

For

Against

Management

9

Elect Director William H. Swanson

For

For

Management

10

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

11

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

12

Ratify Auditors

For

For

Share Holder

13

Provide Right to Act by Written Consent

Against

Against

Share Holder

14

Stock Retention/Holding Period

Against

For

Share Holder

15

Report on Lobbying Contributions and Expenses

Against

For

Share Holder

16

Submit SERP to Shareholder Vote

Against

For

Ingersoll-Rand plc

IR

G47791101

02-Jun-11

Annual

Management

1

Elect Director Ann C. Berzin

For

For

Management

2

Elect Director John Bruton

For

For

Management

3

Elect Director Jared L. Cohon

For

For

Management

4

Elect Director Gary D. Forsee

For

For

Management

5

Elect Director Peter C. Godsoe

For

For

Management

6

Elect Director Edward E. Hagenlocker

For

For

Management

7

Elect Director Constance J. Horner

For

For

Management

8

Elect Director Michael W. Lamach

For

For

Management

9

Elect Director Theodore E. Martin

For

For

Management

10

Elect Director Richard J. Swift

For

For

Management

11

Elect Director Tony L. White

For

For

Management

12

Approve Executive Incentive Scheme

For

For

Management

13

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

14

Advisory Vote on Say on Pay Frequency

One Year

One Year

Management

15

Authorize Market Purchase

For

For

Management

16

Ratify Auditors

For

For

General Motors Company

GM

37045V100

07-Jun-11

Annual

Management

1

Elect Director Daniel F. Akerson

For

For

Management

2

Elect Director David Bonderman

For

For

Management

3

Elect Director Erroll B. Davis, Jr.

For

For

Management

4

Elect Director Stephen J. Girsky

For

For

Management

5

Elect Director E. Neville Isdell

For

For

Management

6

Elect Director Robert D. Krebs

For

For

Management

7

Elect Director Philip A. Laskawy

For

For

Management

8

Elect Director Kathryn V. Marinello

For

For

Management

9

Elect Director Patricia F. Russo

For

For

Management

10

Elect Director Carol M. Stephenson

For

For

Management

11

Elect Director Cynthia A. Telles

For

Against

Management

12

Ratify Auditors

For

For

Management

13

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

The Kroger Co.

KR

501044101

23-Jun-11

Annual

Management

1

Elect Director Reuben V. Anderson

For

For

Management

2

Elect Director Robert D. Beyer

For

For

Management

3

Elect Director David B. Dillon

For

For

Management

4

Elect Director Susan J. Kropf

For

For

Management

5

Elect Director John T. Lamacchia

For

For

Management

6

Elect Director David B. Lewis

For

For

Management

7

Elect Director W. Rodney Mcmullen

For

For

---

Management

8

Elect Director Jorge P. Montoya

For

For

Management

9

Elect Director Clyde R. Moore

For

For

Management

10

Elect Director Susan M. Phillips

For

For

Management

11

Elect Director Steven R. Rogel

For

For

Management

12

Elect Director James A. Runde

For

For

Management

13

Elect Director Ronald L. Sargent

For

For

Management

14

Elect Director Bobby S. Shackouls

For

For

Management

15

Approve Omnibus Stock Plan

For

For

Management

16

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Management

17

Advisory Vote on Say on Pay Frequency

Three Years

One Year

Management

18

Ratify Auditors

For

For

Share Holder

19

Adopt ILO Based Code of Conduct

Against

Against

---

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

---

Nuveen Diversified Dividend and Income Fund

 

By		/s/ Gifford R. Zimmerman
		Gifford R. Zimmerman – Chief Administrative Officer
Date

 

August 26, 2011