FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22058
Nuveen Tax-Advantaged Dividend Growth Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman - Chief Administrative Officer
(Name and address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record
Nuveen Tax-Advantaged Dividend Growth Fund
NWQ Sleeve
H. J. Heinz Finance Co | ||||||
Ticker: |
N/A | CUSIP | 42307T306 | |||
Meeting Date |
28-Sep-09 | Meeting Type | Annual |
Management Recommendation |
Vote Instruction | |||||
1.1 | Elect Director Leonard A. Cullo, Jr. | For | For | |||
1.2 | Elect Director Edward J. McMenamin | For | For | |||
1.3 | Elect Director Arthur B. Winkleblack | For | For | |||
2 | Elect Director Andrew L. Stidd | For | For |
Pitney Bowes International Holdings Inc. |
||||||
Ticker: |
N/A | CUSIP | 724481866 | |||
Meeting Date |
14-Dec-09 | Meeting Type | Annual |
Management Recommendation |
Vote Instruction | |||||
1.1 | Elect Director H. Harrison Kephart, Jr | For | Not Voted | |||
1.2 | Elect Director Mark J. Gentile | For | Not Voted | |||
2 | Ratify Auditors | For | Not Voted |
Flaherty & Crumrine/ClayMore Preferred Securities Income Fund, Inc. |
||||||
Ticker: |
FFC | CUSIP | 338478100 | |||
Meeting Date |
22-Apr-10 | Meeting Type | Annual |
Management Recommendation |
Vote Instruction | |||||
1.1 | Elect Director Donald F. Crumrine | For | For | |||
1.2 | Elect Director Robert F. Wulf | For | For |
Nuveen Tax-Advantaged Dividend Growth
Santa Barbara Sleeve
MICROCHIP TECHNOLOGY INCORPORATED
| ||||||
Security |
595017104 | Meeting Type | Annual | |||
Ticker Symbol |
MCHP | Meeting Date | 14-Aug-2009 | |||
ISIN |
US5950171042 | Agenda | 933121737 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | Not Voted | |||||
1 STEVE SANGHI |
||||||||
2 ALBERT J. HUGO-MARTINEZ |
||||||||
3 L.B. DAY |
||||||||
4 MATTHEW W. CHAPMAN |
||||||||
5 WADE F. MEYERCORD |
||||||||
02 | AMENDMENT AND RESTATEMENT OF OUR 2004 EQUITY | Management | Not Voted | |||||
INCENTIVE PLAN TO I) MODIFY THE AUTOMATIC GRANT | ||||||||
PROVISIONS WITH RESPECT TO EQUITY COMPENSATION | ||||||||
FOR NON-EMPLOYEE DIRECTORS TO PROVIDE FOR | ||||||||
ANNUAL AWARDS OF OPTIONS AND RESTRICTED STOCK | ||||||||
UNITS (RSUS), AND (II) REVISE THE DEFINITION OF | ||||||||
PERFORMANCE GOALS FOR PURPOSES OF SECTION | ||||||||
162(M) OF THE INTERNAL REVENUE CODE. | ||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | Not Voted | |||||
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR | ||||||||
ENDING MARCH 31, 2010. |
Page 1 of 37
THE PROCTER & GAMBLE COMPANY
| ||||||
Security |
742718109 | Meeting Type | Annual | |||
Ticker Symbol |
PG | Meeting Date | 13-Oct-2009 | |||
ISIN |
US7427181091 | Agenda | 933134241 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | ||||
02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
03 | AMEND THE COMPANYS CODE OF REGULATIONS | Management | For | For | ||||
04 | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For | ||||
05 | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | Shareholder | For | Against | ||||
06 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
Page 2 of 37
PAYCHEX, INC.
| ||||||
Security |
704326107 | Meeting Type | Annual | |||
Ticker Symbol |
PAYX | Meeting Date | 13-Oct-2009 | |||
ISIN |
US7043261079 | Agenda | 933138100 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Management | Not Voted | |||||
1B | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Management | Not Voted | |||||
1C | ELECTION OF DIRECTOR: GRANT M. INMAN | Management | Not Voted | |||||
1D | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | Management | Not Voted | |||||
1E | ELECTION OF DIRECTOR: JONATHAN J. JUDGE | Management | Not Voted | |||||
1F | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | Not Voted | |||||
1G | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Management | Not Voted | |||||
02 | RATIFICATION OF THE AUDIT COMMITTEES SELECTION OF ERNST & YOUNG LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Not Voted |
Page 3 of 37
MICROSOFT CORPORATION
| ||||||
Security |
594918104 | Meeting Type | Annual | |||
Ticker Symbol |
MSFT | Meeting Date | 19-Nov-2009 | |||
ISIN |
US5949181045 | Agenda | 933150310 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | Not Voted | |||||
02 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | Not Voted | |||||
03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | Not Voted | |||||
04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | Not Voted | |||||
05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | Not Voted | |||||
06 | ELECTION OF DIRECTOR: MARIA KLAWE | Management | Not Voted | |||||
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | Not Voted | |||||
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | Not Voted | |||||
09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | Not Voted | |||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANYS INDEPENDENT AUDITOR | Management | Not Voted | |||||
11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | Not Voted | |||||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Not Voted | |||||
13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | Shareholder | Not Voted | |||||
14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | Shareholder | Not Voted |
Page 4 of 37
ENCANA CORPORATION
| ||||||
Security |
292505104 | Meeting Type | Special | |||
Ticker Symbol |
ECA | Meeting Date | 25-Nov-2009 | |||
ISIN |
CA2925051047 | Agenda | 933159990 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING INFORMATION CIRCULAR, APPROVING AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT PURSUANT TO WHICH, AMONG OTHER THINGS, COMMON SHAREHOLDERS OF ENCANA WILL RECEIVE ONE NEW COMMON SHARE IN ENCANA AND ONE COMMON SHARE IN A NEW PUBLIC COMPANY CALLED CENOVUS ENERGY INC. IN EXCHANGE FOR EACH COMMON SHARE OF ENCANA HELD. | Management | Not Voted | |||||
02 | AN ORDINARY RESOLUTION RATIFYING AND APPROVING AN EMPLOYEE STOCK OPTION PLAN FOR CENOVUS ENERGY INC. | Management | Not Voted | |||||
03 | AN ORDINARY RESOLUTION RATIFYING AND APPROVING A SHAREHOLDER RIGHTS PLAN FOR CENOVUS ENERGY INC. | Management | Not Voted |
Page 5 of 37
EMERSON ELECTRIC CO.
Security |
291011104 |
Meeting Type | Annual | |||
Ticker Symbol |
EMR |
Meeting Date | 02-Feb-2010 | |||
ISIN |
US2910111044 |
Agenda | 933174586 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 C.A.H. BOERSIG* |
For | For | ||||||
2 C. FERNANDEZ G.* |
For | For | ||||||
3 W.J. GALVIN* |
For | For | ||||||
4 R.L. STEPHENSON* |
For | For | ||||||
5 V.R. LOUCKS, JR.** |
For | For | ||||||
6 R.L. RIDGWAY** |
For | For | ||||||
02 | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. | Management | For | For | ||||
03 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 6 of 37
BECTON, DICKINSON AND COMPANY
| ||||||
Security |
075887109 | Meeting Type | Annual | |||
Ticker Symbol |
BDX | Meeting Date | 02-Feb-2010 | |||
ISIN |
US0758871091 | Agenda | 933176807 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 HENRY P. BECTON, JR. |
For | For | ||||||
2 EDWARD F. DEGRAAN |
For | For | ||||||
3 CLAIRE M FRASER-LIGGETT |
For | For | ||||||
4 EDWARD J. LUDWIG |
For | For | ||||||
5 ADEL A.F. MAHMOUD |
For | For | ||||||
6 JAMES F. ORR |
For | For | ||||||
7 WILLARD J. OVERLOCK, JR |
For | For | ||||||
8 BERTRAM L. SCOTT |
For | For | ||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
03 | APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER MEETINGS. | Management | For | For | ||||
04 | APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | Management | For | For | ||||
05 | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. | Management | For | For | ||||
06 | MAJORITY VOTING. | Shareholder | For | Against | ||||
07 | CUMULATIVE VOTING. | Shareholder | For | Against |
Page 7 of 37
QUALCOMM, INCORPORATED
| ||||||
Security |
747525103 | Meeting Type | Annual | |||
Ticker Symbol |
QCOM | Meeting Date | 02-Mar-2010 | |||
ISIN |
US7475251036 | Agenda | 933181620 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 BARBARA T. ALEXANDER |
For | For | ||||||
2 STEPHEN M. BENNETT |
For | For | ||||||
3 DONALD G. CRUICKSHANK |
For | For | ||||||
4 RAYMOND V. DITTAMORE |
For | For | ||||||
5 THOMAS W. HORTON |
For | For | ||||||
6 IRWIN MARK JACOBS |
For | For | ||||||
7 PAUL E. JACOBS |
For | For | ||||||
8 ROBERT E. KAHN |
For | For | ||||||
9 SHERRY LANSING |
For | For | ||||||
10 DUANE A. NELLES |
For | For | ||||||
11 BRENT SCOWCROFT |
For | For | ||||||
12 MARC I. STERN |
For | For | ||||||
02 | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | Management | For | For | ||||
03 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | Management | For | For |
Page 8 of 37
PACCAR INC
| ||||||
Security |
693718108 | Meeting Type | Annual | |||
Ticker Symbol |
PCAR | Meeting Date | 20-Apr-2010 | |||
ISIN |
US6937181088 | Agenda | 933194970 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 ALISON J. CARNWATH |
For | For | ||||||
2 ROBERT T. PARRY |
For | For | ||||||
3 JOHN M. PIGOTT |
For | For | ||||||
4 GREGORY M.E. SPIERKEL |
For | For | ||||||
02 | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | Shareholder | For | Against | ||||
03 | STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD | Shareholder | For | Against | ||||
04 | STOCKHOLDER PROPOSAL REGARDING COMPOSITION OF THE COMPENSATION COMMITTEE | Shareholder | Against | For |
Page 9 of 37
THE SHERWIN-WILLIAMS COMPANY
Security |
824348106 |
Meeting Type | Annual | |||
Ticker Symbol |
SHW |
Meeting Date | 20-Apr-2010 | |||
ISIN |
US8243481061 |
Agenda | 933200191 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 A.F. ANTON |
For |
For | ||||||
2 J.C. BOLAND |
For |
For | ||||||
3 C.M. CONNOR |
For |
For | ||||||
4 D.F. HODNIK |
For |
For | ||||||
5 T.G. KADIEN |
For |
For | ||||||
6 S.J. KROPF |
For |
For | ||||||
7 G.E. MCCULLOUGH |
For |
For | ||||||
8 A.M. MIXON, III |
For |
For | ||||||
9 C.E. MOLL |
For |
For | ||||||
10 R.K. SMUCKER |
For |
For | ||||||
11 J.M. STROPKI, JR. |
For |
For | ||||||
02 | AMEND AND RESTATE THE 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Management | For | For | ||||
03 | RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | ||||
04 | SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING. | Shareholder | For | Against |
Page 10 of 37
U.S. BANCORP
Security |
902973304 |
Meeting Type | Annual | |||
Ticker Symbol |
USB |
Meeting Date | 20-Apr-2010 | |||
ISIN |
US9029733048 |
Agenda | 933203159 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: DAVID B. OMALEY | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: ODELL M. OWENS, M.D., M.P.H. | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | ||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR. | Management | For | For | ||||
03 | APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | Management | For | For | ||||
04 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM. | Management | For | For |
Page 11 of 37
THE COCA-COLA COMPANY
Security |
191216100 |
Meeting Type | Annual | |||
Ticker Symbol |
KO |
Meeting Date | 21-Apr-2010 | |||
ISIN |
US1912161007 |
Agenda | 933196758 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | ||||
02 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | ||||
03 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | For | For | ||||
04 | ELECTION OF DIRECTOR: BARRY DILLER | Management | Against | Against | ||||
05 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||
06 | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||
07 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For | ||||
08 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | ||||
09 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For | ||||
10 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||
11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | ||||
12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | ||||
13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For | ||||
14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For | ||||
15 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | ||||
17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | For | Against | ||||
18 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | For | ||||
19 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Shareholder | For | Against |
Page 12 of 37
EQT CORPORATION
Security |
26884L109 |
Meeting Type | Annual | |||
Ticker Symbol |
EQT |
Meeting Date | 21-Apr-2010 | |||
ISIN |
US26884L1098 |
Agenda | 933198601 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 VICKY A. BAILEY |
For |
For | ||||||
2 MURRY S. GERBER |
For |
For | ||||||
3 GEORGE L. MILES, JR. |
For |
For | ||||||
4 JAMES W. WHALEN |
For |
For | ||||||
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | ||||
3 | SHAREHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD IN DIRECTOR ELECTIONS | Shareholder | For | Against | ||||
4 | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT/CLIMATE CHANGE DISCLOSURE | Shareholder | For | Against |
Page 13 of 37
ENCANA CORPORATION
Security |
292505104 |
Meeting Type | Annual and Special Meeting | |||
Ticker Symbol |
ECA |
Meeting Date | 21-Apr-2010 | |||
ISIN |
CA2925051047 |
Agenda | 933212879 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 PETER A. DEA |
For |
For | ||||||
2 RANDALL K. ERESMAN |
For |
For | ||||||
3 CLAIRE S. FARLEY |
For |
For | ||||||
4 FRED J. FOWLER |
For |
For | ||||||
5 BARRY W. HARRISON |
For |
For | ||||||
6 SUZANNE P. NIMOCKS |
For |
For | ||||||
7 DAVID P. OBRIEN |
For |
For | ||||||
8 JANE L. PEVERETT |
For |
For | ||||||
9 ALLAN P. SAWIN |
For |
For | ||||||
10 BRUCE G. WATERMAN |
For |
For | ||||||
11 CLAYTON H. WOITAS |
For |
For | ||||||
02 | APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO FIXED BY THE BOARD OF DIRECTORS. | Management | For | For | ||||
03 | AMENDMENT AND RECONFIRMATION OF THE SHAREHOLDER RIGHTS PLAN. | Management | For | For | ||||
04 | CONFIRMATION OF AMENDMENTS TO BY-LAW NO. 1. | Management | For | For |
Page 14 of 37
HUDSON CITY BANCORP, INC.
Security |
443683107 |
Meeting Type | Annual | |||
Ticker Symbol |
HCBK |
Meeting Date | 21-Apr-2010 | |||
ISIN |
US4436831071 |
Agenda | 933215394 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ | Management | For | For | ||||
02 | ADOPTION OF THE EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN OF HUDSON CITY BANCORP. | Management | For | For | ||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP, INC.S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
Page 15 of 37
PFIZER INC.
Security |
717081103 |
Meeting Type |
Annual | |||
Ticker Symbol |
PFE |
Meeting Date |
22-Apr-2010 | |||
ISIN |
US7170811035 |
Agenda |
933210243 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: ROBERT N. BURT | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: SUZANNE NORAJOHNSON | Management | For | For | ||||
1N | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||
1O | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Management | For | For | ||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
04 | APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For | ||||
05 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | Shareholder | Against | For |
Page 16 of 37
ABBOTT LABORATORIES
Security |
002824100 |
Meeting Type |
Annual | |||
Ticker Symbol |
ABT |
Meeting Date |
23-Apr-2010 | |||
ISIN |
US0028241000 |
Agenda |
933205898 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 R.J. ALPERN |
For |
For | ||||||
2 R.S. AUSTIN |
For |
For | ||||||
3 W.M. DALEY |
Withheld |
Against | ||||||
4 W.J. FARRELL |
Withheld |
Against | ||||||
5 H.L. FULLER |
Withheld |
Against | ||||||
6 W.A. OSBORN |
Withheld |
Against | ||||||
7 D.A.L. OWEN |
For |
For | ||||||
8 R.S. ROBERTS |
For |
For | ||||||
9 S.C. SCOTT III |
For |
For | ||||||
10 W.D. SMITHBURG |
Withheld |
Against | ||||||
11 G.F. TILTON |
For |
For | ||||||
12 M.D. WHITE |
For |
For | ||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL-ADVISORY VOTE | Shareholder | For | Against | ||||
04 | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
Page 17 of 37
INTERNATIONAL BUSINESS MACHINES CORP.
Security |
459200101 | Meeting Type | Annual | |||
Ticker Symbol |
IBM | Meeting Date | 27-Apr-2010 | |||
ISIN |
US4592001014 | Agenda | 933199653 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: C. BLACK | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: T. NISHIMURO | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | ||||
1N | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | ||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
03 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | Shareholder | For | Against | ||||
04 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | Shareholder | For | Against | ||||
05 | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | Shareholder | For | Against | ||||
06 | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
Page 18 of 37
VF CORPORATION
Security |
918204108 |
Meeting Type |
Annual | |||
Ticker Symbol |
VFC |
Meeting Date |
27-Apr-2010 | |||
ISIN |
US9182041080 |
Agenda |
933209997 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 RICHARD T. CARUCCI |
For | For | ||||||
2 JULIANA L. CHUGG |
For | For | ||||||
3 GEORGE FELLOWS |
For | For | ||||||
4 CLARENCE OTIS, JR. |
For | For | ||||||
02 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF VFS 1996 STOCK COMPENSATION PLAN. | Management | For | For | ||||
03 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VFS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. | Management | For | For |
Page 19 of 37
CULLEN/FROST BANKERS, INC.
Security |
229899109 |
Meeting Type |
Annual | |||
Ticker Symbol |
CFR |
Meeting Date |
29-Apr-2010 | |||
ISIN |
US2298991090 |
Agenda |
933211891 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 CRAWFORD H. EDWARDS* |
For | For | ||||||
2 RUBEN M. ESCOBEDO* |
For | For | ||||||
3 PATRICK B. FROST* |
For | For | ||||||
4 DAVID J. HAEMISEGGER* |
For | For | ||||||
5 RICHARD W. EVANS, JR.** |
For | For | ||||||
6 KAREN E. JENNINGS** |
For | For | ||||||
7 R.M. KLEBERG, III** |
For | For | ||||||
8 HORACE WILKINS JR.** |
For | For | ||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2010. | Management | For | For |
Page 20 of 37
SOUTHERN COPPER CORPORATION
Security |
84265V105 |
Meeting Type |
Annual | |||
Ticker Symbol |
SCCO |
Meeting Date |
29-Apr-2010 | |||
ISIN |
US84265V1052 |
Agenda |
933230586 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 GERMAN LARREA MOTA-V. |
Withheld |
Against | ||||||
2 OSCAR GONZALEZ ROCHA |
Withheld |
Against | ||||||
3 EMILIO CARRILLO GAMBOA |
For |
For | ||||||
4 ALFREDO CASAR PEREZ |
Withheld |
Against | ||||||
5 A. DE LA PARRA ZAVALA |
Withheld |
Against | ||||||
6 X. GARCIA DE QUEVEDO T. |
Withheld |
Against | ||||||
7 GENARO LARREA MOTA V. |
Withheld |
Against | ||||||
8 D. MUNIZ QUINTANILLA |
Withheld |
Against | ||||||
9 ARMANDO ORTEGA GOMEZ |
Withheld |
Against | ||||||
10 L.M. PALOMINO BONILLA |
For |
For | ||||||
11 G.PEREZALONSO CIFUENTES |
Withheld |
Against | ||||||
12 JUAN REBOLLEDO GOUT |
Withheld |
Against | ||||||
13 CARLOS RUIZ SACRISTAN |
For |
For | ||||||
14 LUIS TELLEZ KUENZLER |
For |
For | ||||||
02 | RATIFY THE AUDIT COMMITTEES SELECTION OF GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF DELOITTE TOUCHE TOHMATSU AS INDEPENDENT ACCOUNTANTS FOR 2010. | Management | For | For |
Page 21 of 37
AT&T INC.
Security |
00206R102 |
Meeting Type |
Annual | |||
Ticker Symbol |
T |
Meeting Date |
30-Apr-2010 | |||
ISIN |
US00206R1023 |
Agenda |
933200177 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: AURA DANDREA TYSON | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: PATRICIA P. UPTON | Management | For | For | ||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
03 | CUMULATIVE VOTING. | Shareholder | For | Against | ||||
04 | PENSION CREDIT POLICY. | Shareholder | For | Against | ||||
05 | ADVISORY VOTE ON COMPENSATION. | Shareholder | For | Against | ||||
06 | SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
Page 22 of 37
AFLAC INCORPORATED
Security |
001055102 |
Meeting Type |
Annual | |||
Ticker Symbol |
AFL |
Meeting Date |
03-May-2010 | |||
ISIN |
US0010551028 |
Agenda |
933206030 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JOE FRANK HARRIS | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Management | For | For | ||||
1N | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For | ||||
1O | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Management | For | For | ||||
1P | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For | ||||
02 | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY- FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT. | Management | For | For | ||||
03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
Page 23 of 37
WASTE MANAGEMENT, INC.
Security |
94106L109 |
Meeting Type |
Annual | |||
Ticker Symbol |
WM |
Meeting Date |
11-May-2010 | |||
ISIN |
US94106L1098 |
Agenda |
933208705 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | ||||
03 | PROPOSAL TO AMEND THE COMPANYS SECOND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | Management | For | For | ||||
04 | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | ||||
05 | PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against |
Page 24 of 37
PHILIP MORRIS INTERNATIONAL INC.
Security |
718172109 |
Meeting Type |
Annual | |||
Ticker Symbol |
PM |
Meeting Date |
12-May-2010 | |||
ISIN |
US7181721090 |
Agenda |
933223240 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | ||||
02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||
03 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For | ||||
04 | STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | Shareholder | Against | For |
Page 25 of 37
THOMSON REUTERS CORPORATION
Security |
884903105 |
Meeting Type |
Annual | |||
Ticker Symbol |
TRI |
Meeting Date |
14-May-2010 | |||
ISIN |
CA8849031056 |
Agenda |
933235992 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 DAVID THOMSON |
For |
For | ||||||
2 W. GEOFFREY BEATTIE |
Withheld |
Against | ||||||
3 NIALL FITZGERALD, KBE |
For |
For | ||||||
4 THOMAS H. GLOCER |
For |
For | ||||||
5 MANVINDER S. BANGA |
For |
For | ||||||
6 MARY CIRILLO |
For |
For | ||||||
7 STEVEN A. DENNING |
For |
For | ||||||
8 LAWTON FITT |
For |
For | ||||||
9 ROGER L. MARTIN |
For |
For | ||||||
10 SIR DERYCK MAUGHAN |
For |
For | ||||||
11 KEN OLISA |
For |
For | ||||||
12 VANCE K. OPPERMAN |
For |
For | ||||||
13 JOHN M. THOMPSON |
For |
For | ||||||
14 PETER J. THOMSON |
For |
For | ||||||
15 JOHN A. TORY |
For |
For | ||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION. | Management | For | For | ||||
03 | TO ACCEPT, ON AN ADVISORY BASIS, THE APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Management | For | For |
Page 26 of 37
JPMORGAN CHASE & CO.
Security |
46625H100 |
Meeting Type |
Annual | |||
Ticker Symbol |
JPM |
Meeting Date |
18-May-2010 | |||
ISIN |
US46625H1005 |
Agenda |
933226501 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
04 | POLITICAL NON-PARTISANSHIP | Shareholder | Against | For | ||||
05 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | ||||
06 | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | Shareholder | For | Against | ||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against | ||||
08 | INDEPENDENT CHAIRMAN | Shareholder | For | Against | ||||
09 | PAY DISPARITY | Shareholder | Against | For | ||||
10 | SHARE RETENTION | Shareholder | For | Against |
Page 27 of 37
ROYAL DUTCH SHELL PLC
Security |
780259206 |
Meeting Type | Annual | |||
Ticker Symbol |
RDSA |
Meeting Date | 18-May-2010 | |||
ISIN |
US7802592060 |
Agenda | 933254346 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ADOPTION OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||
02 | APPROVAL OF REMUNERATION REPORT | Management | For | For | ||||
03 | APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR | Management | For | For | ||||
04 | RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR | Management | For | For | ||||
05 | RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR | Management | For | For | ||||
06 | RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR | Management | For | For | ||||
07 | RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR | Management | For | For | ||||
08 | RE-APPOINTMENT OF WIM KOK AS A DIRECTOR | Management | For | For | ||||
09 | RE-APPOINTMENT OF NICK LAND AS A DIRECTOR | Management | For | For | ||||
10 | RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR | Management | For | For | ||||
11 | RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR | Management | For | For | ||||
12 | RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR | Management | For | For | ||||
13 | RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR | Management | For | For | ||||
14 | RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR | Management | For | For | ||||
15 | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||
16 | REMUNERATION OF AUDITORS | Management | For | For | ||||
17 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
19 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||
20 | AUTHORITY FOR SCRIP DIVIDEND SCHEME | Management | For | For | ||||
21 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For | ||||
22 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||
23 | SHAREHOLDER RESOLUTION | Shareholder | Against | For |
Page 28 of 37
LORILLARD, INC.
Security |
544147101 |
Meeting Type | Annual | |||
Ticker Symbol |
LO |
Meeting Date | 20-May-2010 | |||
ISIN |
US5441471019 |
Agenda | 933231526 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 VIRGIS W. COLBERT |
For |
For | ||||||
2 RICHARD W. ROEDEL |
For |
For | ||||||
3 DAVID H. TAYLOR |
For |
For | ||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
Page 29 of 37
YUM! BRANDS, INC.
Security |
988498101 |
Meeting Type | Annual | |||
Ticker Symbol |
YUM |
Meeting Date | 20-May-2010 | |||
ISIN |
US9884981013 |
Agenda | 933232504 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: J. DAVID GRISSOM | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: KENNETH G. LANGONE | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: JONATHAN S. LINEN | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: THOMAS C. NELSON | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: THOMAS M. RYAN | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: JING-SHYH S. SU | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 21 OF PROXY) | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL RELATING TO RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS (PAGE 23 OF PROXY) | Shareholder | For | Against |
Page 30 of 37
FPL GROUP, INC.
Security |
302571104 |
Meeting Type | Annual | |||
Ticker Symbol |
FPL |
Meeting Date | 21-May-2010 | |||
ISIN |
US3025711041 |
Agenda | 933228062 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 SHERRY S. BARRAT |
For |
For | ||||||
2 ROBERT M. BEALL, II |
For |
For | ||||||
3 J. HYATT BROWN |
For |
For | ||||||
4 JAMES L. CAMAREN |
For |
For | ||||||
5 J. BRIAN FERGUSON |
For |
For | ||||||
6 LEWIS HAY, III |
For |
For | ||||||
7 TONI JENNINGS |
For |
For | ||||||
8 OLIVER D. KINGSLEY, JR. |
For |
For | ||||||
9 RUDY E. SCHUPP |
For |
For | ||||||
10 WILLIAM H. SWANSON |
For |
For | ||||||
11 MICHAEL H. THAMAN |
For |
For | ||||||
12 HANSEL E. TOOKES, II |
For |
For | ||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | ||||
03 | APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANYS NAME TO NEXTERA ENERGY, INC. | Management | For | For |
Page 31 of 37
BLACKROCK, INC.
Security |
09247X101 |
Meeting Type | Annual | |||
Ticker Symbol |
BLK |
Meeting Date | 24-May-2010 | |||
ISIN |
US09247X1019 |
Agenda | 933266430 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 ABDLATIF Y. AL-HAMAD |
For |
For | ||||||
2 MATHIS CABIALLAVETTA |
For |
For | ||||||
3 DENNIS D. DAMMERMAN |
For |
For | ||||||
4 ROBERT E. DIAMOND, JR. |
For |
For | ||||||
5 DAVID H. KOMANSKY |
For |
For | ||||||
6 JAMES E. ROHR |
For |
For | ||||||
02 | APPROVE THE AMENDED AND RESTATED BLACKROCK, INC. 1999 STOCK AWARD AND INCENTIVE PLAN. | Management | Against | Against | ||||
03 | RE-APPROVAL OF THE PERFORMANCE GOALS SET FORTH IN THE AMENDED AND RESTATED BLACKROCK, INC. 1999 ANNUAL INCENTIVE PERFORMANCE PLAN. | Management | For | For | ||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCKS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
Page 32 of 37
CHEVRON CORPORATION
Security |
166764100 |
Meeting Type |
Annual | |||
Ticker Symbol |
CVX |
Meeting Date |
26-May-2010 | |||
ISIN |
US1667641005 |
Agenda |
933241743 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: S.H. ARMACOST | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: R.J. EATON | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: C. HAGEL | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: F.G. JENIFER | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: S. NUNN | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: D.B. RICE | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | ||||
1N | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | ||||
1O | ELECTION OF DIRECTOR: C. WARE | Management | For | For | ||||
1P | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | ||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
03 | AMENDMENT TO CHEVRONS BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | Management | For | For | ||||
04 | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | For | Against | ||||
05 | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | Shareholder | For | Against | ||||
06 | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | Shareholder | Against | For | ||||
07 | GUIDELINES FOR COUNTRY SELECTION | Shareholder | For | Against | ||||
08 | FINANCIAL RISKS FROM CLIMATE CHANGE | Shareholder | Against | For | ||||
09 | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For |
Page 33 of 37
RAYTHEON COMPANY
Security |
755111507 |
Meeting Type |
Annual | |||
Ticker Symbol |
RTN |
Meeting Date |
27-May-2010 | |||
ISIN |
US7551115071 |
Agenda |
933258952 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: JOHN M. DEUTCH | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: FREDERIC M. POSES | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: RONALD L. SKATES | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | ||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
03 | AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
04 | APPROVAL OF THE RAYTHEON COMPANY 2010 STOCK PLAN. | Management | For | For | ||||
05 | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against | ||||
06 | STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS. | Shareholder | For | Against | ||||
07 | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against |
Page 34 of 37
NEW YORK COMMUNITY BANCORP, INC.
Security |
649445103 |
Meeting Type |
Annual | |||
Ticker Symbol |
NYB |
Meeting Date |
03-Jun-2010 | |||
ISIN |
US6494451031 |
Agenda |
933253370 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 DONALD M. BLAKE |
For |
For | ||||||
2 MICHAEL J. LEVINE |
For |
For | ||||||
3 GUY V. MOLINARI |
For |
For | ||||||
4 JOHN M. TSIMBINOS |
For |
For | ||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
Page 35 of 37
WAL-MART STORES, INC.
Security |
931142103 |
Meeting Type |
Annual | |||
Ticker Symbol |
WMT |
Meeting Date |
04-Jun-2010 | |||
ISIN |
US9311421039 |
Agenda |
933249939 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | Against | Against | ||||
1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | ||||
1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | ||||
1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | Against | Against | ||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | ||||
03 | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | Management | Against | Against | ||||
04 | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | Management | For | For | ||||
05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | For | Against | ||||
06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | ||||
07 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | For | Against | ||||
08 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | ||||
09 | POULTRY SLAUGHTER | Shareholder | Against | For | ||||
10 | LOBBYING PRIORITIES REPORT | Shareholder | Against | For |
Page 36 of 37
CATERPILLAR INC.
Security |
149123101 |
Meeting Type |
Annual | |||
Ticker Symbol |
CAT |
Meeting Date |
09-Jun-2010 | |||
ISIN |
US1491231015 |
Agenda |
933262709 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JOHN T. DILLON |
For |
For | ||||||
2 JUAN GALLARDO |
For |
For | ||||||
3 WILLIAM A. OSBORN |
For |
For | ||||||
4 EDWARD B. RUST, JR. |
For |
For | ||||||
5 SUSAN C. SCHWAB |
For |
For | ||||||
02 | RATIFY AUDITORS | Management | For | For | ||||
03 | AMEND 2006 LONG-TERM INCENTIVE PLAN | Management | Against | Against | ||||
04 | AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD | Management | For | For | ||||
05 | AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS | Management | For | For | ||||
06 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | For | ||||
07 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS | Shareholder | For | Against | ||||
08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
Page 37 of 37
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Tax-Advantaged Dividend Growth Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman Chief Administrative Officer | ||
Date |
August 27, 2010