1. Name and Address of Reporting Person * |
Â
Griffin Randy M |
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2. Date of Event Requiring Statement (Month/Day/Year) 01/14/2014 |
3. Issuer Name and Ticker or Trading Symbol Armada Oil, Inc. [AOIL]
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C/O ARMADA OIL, INC., 5220 SPRING VALLEY ROAD, SUITE 615 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
Chairman and CEO |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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DALLAS, TX 75254 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
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2,216,240
(1)
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D
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Â
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Common Stock
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694,296
(1)
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I
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By Amagosa Investments Ltd.
(2)
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Common Stock
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761,600
(1)
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I
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By Sycamore Resources, Inc.
(3)
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares represent shares of Issuer's common stock that were issued in exchange for shares of Mesa Energy Holdings, Inc. ("Mesa") common stock pursuant to an Asset Acquisition Agreement (the "Acquisition Agreement") between the Issuer and Mesa. |
(2) |
Mr. Griffin is the general partner and has voting and dispositive power over the shares owned by this entity. |
(3) |
Mr. Griffin is the sole officer, director and shareholder of this entity. |
(4) |
These options were granted on April 19, 2013 and are fully vested. |
(5) |
This Incentive Stock Option was assumed by the Issuer under the Acquisition Agreement between Mesa and the Issuer and replaced with an Incentive Stock Option to buy shares of the Issuer's common stock under the Issuer's 2012 Long-Term Incentive Plan. These options were granted on June 30, 2011 and are fully vested. |
(6) |
This is an option to purchase outstanding common stock of the Issuer from Ray Unruh, pursuant to the agreement between the parties dated August 16, 2013. |