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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units Dated February 27, 2012 | (2) | 02/27/2015 | M | 14,496 | (2) | (2) | Common Stock | 14,496 | (2) | 14,496 | D | ||||
Restricted Stock Units Dated February 25, 2011 | (3) | 02/27/2015 | M | 10,700 | (3) | (3) | Common Stock | 10,700 | (3) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dauber Charles M 1250 WOOD BRANCH PARK DRIVE SUITE 600 HOUSTON, TX 77079 |
X | President and CEO |
/s/Rachel F. Acree, as attorney-in-fact for Charles M. Dauber | 03/04/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares withheld for payment of taxes upon vesting of resticted stock units. The shares were not sold. |
(2) | 14,496 of the vested restricted stock units converted to common stock on a one-for-one basis on the transaction date. The remaining restricted stock units convert to common stock on a one-for-one basis on or about February 27, 2016 subject to continuing employment requirements. |
(3) | 10,700 of the vested restricted stock units converted to common stock on a one-to-one basis on the transaction date. There are no remaining restricted stock units to convert for this award. |