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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (3) | 12/13/2012 | J(1) | 148,447 | (3) | (3) | Class A Common Stock | 148,447 | $ 51.81 | 807,806 | D (4) | ||||
Class B Common Stock | (3) | 12/13/2012 | J(2) | 20,439 | (3) | (3) | Class A Common Stock | 20,439 | $ 51.81 | 828,245 | D (4) | ||||
Class B Common Stock | (3) | 12/13/2012 | J(1) | 148,447 | (3) | (3) | Class A Common Stock | 148,447 | $ 51.81 | 841,867 | D (5) | ||||
Class B Common Stock | (3) | 12/13/2012 | J(2) | 20,439 | (3) | (3) | Class A Common Stock | 20,439 | $ 51.81 | 862,306 | D (5) | ||||
Class B Common Stock | (3) | 12/13/2012 | J(6) | 102,932 | (3) | (3) | Class A Common Stock | 102,932 | $ 51.81 | 405,003 | D (7) | ||||
Class B Common Stock | (3) | 12/13/2012 | J(6) | 102,932 | (3) | (3) | Class A Common Stock | 102,932 | $ 51.81 | 412,003 | D (8) | ||||
Class B Common Stock | (4) | 12/13/2012 | J(6) | 102,932 | (3) | (3) | Class A Common Stock | 102,932 | $ 51.81 | 307,003 | D (9) | ||||
Class B Common Stock | (3) | 12/13/2012 | J(6) | 102,932 | (3) | (3) | Class A Common Stock | 102,932 | $ 51.81 | 475,003 | D (10) | ||||
Class B Common Stock | (3) | 12/13/2012 | G | V | 197,645 | (3) | (3) | Class A Common Stock | 197,645 | $ 0 | 109,358 | D (9) | |||
Class B Common Stock | (3) | 12/14/2012 | G | V | 99,960 | (3) | (3) | Class A Common Stock | 99,960 | $ 0 | 312,043 | D (8) | |||
Class B Common Stock | (3) | 12/14/2012 | G | V | 99,960 | (3) | (3) | Class A Common Stock | 99,960 | $ 0 | 375,043 | D (10) | |||
Class B Common Stock | (3) | 12/19/2012 | G | V | 102,032 | (3) | (3) | Class A Common Stock | 102,032 | $ 0 | 302,971 | D (7) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHARLES F. DOLAN 2009 FAMILY TRUST FBO KATHLEEN M. DOLAN C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13(d) Group | |||
CHARLES F. DOLAN 2009 FAMILY TRUST FBO JAMES L. DOLAN C/O KNICKERBOCKER GROUP LLC PO BOX 420 OYSTER BAY, NY 11771 |
Member of 13(d) Group | |||
CHARLES F. DOLAN 2009 FAMILY TRUST FBO MARIANNE DOLAN WEBER C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13(d) Group | |||
CHARLES F. DOLAN 2009 FAMILY TRUST FBO PATRICK F. DOLAN C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13(d) Group | |||
CHARLES F. DOLAN 2009 FAMILY TRUST FBO DEBORAH A. DOLAN-SWEENEY C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13(d) Group | |||
CHARLES F. DOLAN 2009 FAMILY TRUST FBO THOMAS C. DOLAN C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13(d) Group |
David M. Dolan, as Trustee of the CHARLES F. DOLAN 2009 FAMILY TRUST FBO JAMES . DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 12/20/2012 | |
**Signature of Reporting Person | Date | |
David M. Dolan, as Trustee of the CHARLES F. DOLAN 2009 FAMILY TRUST FBO THOMAS C. DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 12/20/2012 | |
**Signature of Reporting Person | Date | |
David M. Dolan, as Trustee of the CHARLES F. DOLAN 2009 FAMILY TRUST FBO PATRICK F. DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 12/20/2012 | |
**Signature of Reporting Person | Date | |
David M. Dolan, as Trustee of the CHARLES F. DOLAN 2009 FAMILY TRUST FBO KATHLEEN M. DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 12/20/2012 | |
**Signature of Reporting Person | Date | |
David M. Dolan, as Trustee of the CHARLES F. DOLAN 2009 FAMILY TRUST FBO DEBORAH A. DOLAN-SWEENEY By: /s/ Brian G. Sweeney, Attorney-in-Fact | 12/20/2012 | |
**Signature of Reporting Person | Date | |
David M. Dolan, as Trustee of the CHARLES F. DOLAN 2009 FAMILY TRUST FBO MARIANNE DOLAN WEBER By: /s/ Brian G. Sweeney, Attorney-in-Fact | 12/20/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Payment of $7,691,039.07 of interest and principal on promissory notes held by the reporting trust with shares of Class B Stock. |
(2) | Payment of $1,058,944.59 of interest and principal on promissory notes held by the reporting trust with shares of Class B Stock. |
(3) | AMC Networks Inc. Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into AMC Networks Inc. Class A Common Stock (the "Class A Common Stock") of the Issuer. |
(4) | These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO James L. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(5) | These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(6) | Payment of $5,332,906.92 of interest and principal on promissory notes held by the reporting trust with shares of Class B Stock. |
(7) | These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(8) | These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(9) | These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(10) | These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Marianne Dolan Weber, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |