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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TEMASEK HOLDINGS (PRIVATE) LTD 60B ORCHARD ROAD, #06-18 TOWER 2 THE ATRIUM@ORCHARD SINGAPORE, U0 238891 |
X | |||
Temasek Capital (Private) LTD 60B ORCHARD ROAD, #06-18 TOWER 2 THE ATRIUM@ORCHARD SINGAPORE, U0 238891 |
X | |||
Seletar Investments Pte Ltd 60B ORCHARD ROAD, #06-18 TOWER 2 THE ATRIUM@ORCHARD SINGAPORE, U0 238891 |
X |
/s/ Lena Chia as Managing Director, Legal & Regulations of Temasek Holdings (Private) Limited | 08/20/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities ("Securities") are ordinary shares ("Ordinary Shares") of Avago Technologies Limited ("Avago") disposed of pursuant to the underwriters' exercise of their overallotment option in connection with the initial public offering of Ordinary Shares of Avago reported in Avago's Form S-1 (as amended) declared effective by the Securities and Exchange Commission on August 5, 2009. |
(2) | The Securities are held directly by Seletar Investments Pte Ltd, a Singapore company ("Seletar"). The Securities may also be deemed to be beneficially owned by Temasek Holdings (Private) Limited ("Temasek Holdings") and Temasek Capital (Private) Limited ("Temasek Capital") because (i) Seletar is directly and wholly owned by Temasek Capital and (ii) Temasek Capital is directly and wholly owned by Temasek Holdings. Each of the reporting persons disclaim beneficial ownership of the Securities, except to the extent of their pecuniary interest therein. Temasek Holdings and Temasek Capital are Singapore companies. |
(3) | Seletar, Bali Investments S.?.r.l., certain affiliates of Kohlberg Kravis Roberts & Co., certain affiliates of Silver Lake Partners, and Geyser Investment Pte. Ltd. are parties to a shareholders agreement with respect to the Ordinary Shares, and solely as a result of which each such person may be deemed to be a member of a group with respect to the Ordinary Shares of Avago held directly or indirectly by such persons. However, each such person disclaims membership in any such group and disclaims beneficial ownership of the Ordinary Shares, except to the extent of its pecuniary interest therein. |
Remarks: EXHIBIT LIST ------------- Exhibit 99.1 - Joint Filer Information |