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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (right to buy-T0003517) | $ 14.2466 | 01/06/2004(1) | 01/06/2013 | Common Stock | 743 | 743 | D | ||||||||
Incentive Stock Option (right to buy-DV000983) | $ 14.2466 | 01/06/2004(1) | 01/06/2013 | Common Stock | 349 | 349 | D | ||||||||
Incentive Stock Option (right to buy-DF003302) | $ 17.9107 | 01/13/2005(1) | 01/13/2014 | Common Stock | 1,639 | 1,639 | D | ||||||||
Incentive Stock Option (right to buy-DV000984) | $ 17.9107 | 01/13/2005(1) | 01/13/2014 | Common Stock | 770 | 770 | D | ||||||||
Incentive Stock Option (right to buy-T0003352) | $ 17.9107 | 01/13/2005(1) | 01/13/2014 | Common Stock | 197 | 197 | D | ||||||||
Incentive Stock Option (right to buy-DV000982) | $ 17.9107 | 01/13/2005(1) | 01/13/2014 | Common Stock | 92 | 92 | D | ||||||||
Incentive Stock Option (right to buy-DF902594) | $ 18.3014 | 01/07/2006(1) | 01/07/2015 | Common Stock | 5,232 | 5,232 | D | ||||||||
Incentive Stock Option (right to buy-DV000985) | $ 18.3014 | 01/07/2006(1) | 01/07/2015 | Common Stock | 2,456 | 2,456 | D | ||||||||
Incentive Stock Option (right to buy-T0001295) | $ 18.3014 | 01/07/2006(1) | 01/07/2015 | Common Stock | 643 | 643 | D | ||||||||
Incentive Stock Option (right to buy-DV000974) | $ 18.3014 | 01/07/2006(1) | 01/07/2015 | Common Stock | 302 | 302 | D | ||||||||
Incentive Stock Option (right to buy-DF004885) | $ 25.6821 | 01/13/2007(1) | 01/13/2016 | Common Stock | 2,878 | 2,878 | D | ||||||||
Incentive Stock Option (right to buy-DV000979) | $ 25.6821 | 01/13/2007(1) | 01/13/2016 | Common Stock | 1,351 | 1,351 | D | ||||||||
Incentive Stock Option (right to buy-DF005338) | $ 30.1121 | 02/12/2008(1) | 02/12/2017 | Common Stock | 2,259 | 2,259 | D | ||||||||
Incentive Stock Option (right to buy-DV000980) | $ 30.1121 | 02/12/2008(1) | 02/12/2017 | Common Stock | 1,061 | 1,061 | D | ||||||||
Non-Qualified Stock Option (right to buy-DF006424) | $ 25.37 | 01/15/2009(2) | 01/15/2018 | Common Stock | 415,000 | 415,000 | D | ||||||||
Restricted Stock Units (DU003749) | $ 0 | 01/13/2007(3) | 01/13/2016 | Common Stock | 53,400 | 53,400 | D | ||||||||
Restricted Stock Units (DV005425) | $ 0 | 01/13/2007(3) | 01/13/2016 | Common Stock | 25,071 | 25,071 | D | ||||||||
Restricted Stock Units (DU003832) | $ 0 | 02/12/2008 | M | 20,000 (5) | 02/12/2008(3) | 02/12/2017 | Common Stock | 20,000 (5) | $ 0 | 80,000 | D | ||||
Restricted Stock Units (DV005219) | $ 0 | 02/12/2008 | M | 9,390 (5) | 02/12/2008(3) | 02/12/2017 | Common Stock | 9,390 (5) | $ 0 | 37,560 | D | ||||
Restricted Stock Units (DU004303) | $ 0 | 01/15/2009(4) | 01/15/2018 | Common Stock | 135,000 | 135,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS, TX 75201 |
X | Chairman of the Board and |
Gregg L. Engles | 02/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. |
(2) | The shares of common stock subject to the Option. which is issued under the Company's 2007 Stock Incentive Plan, vest ratably in three equal increments commencing on the first anniversary of the grant date. |
(3) | A Restricted Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions. |
(4) | A Restricted Stock Unit, which is issued under the Company's 2007 Stock Incentive Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions. |
(5) | The reporting person was entitled to receive a total of 29,390 shares of common stock of the Issuer pursuant to the vesting provisions in the 2007 Award of Restricted Stock Units ("RSUs"). A total of 9,425 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 19,965 net shares of common stock. |
Remarks: SECOND OF TWO (2) FORM 4s FILED ON THIS SAME DATE. |