UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase common stock | 09/08/2016 | 09/08/2022 | Common Stock | 50,000 | $ 4.2 (2) | D | Â |
Options to purchase common stock | Â (1) | 09/08/2022 | Common Stock | (1) | $ 4.2 (2) | D | Â |
Options to purchase common stock | 09/08/2018 | 09/08/2022 | Common Stock | 4,159 | $ 4.2 (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Merrigan Paul J 355 ALHAMBRA CIRCLE SUITE 1250 CORAL GABLES, FL 33134 |
 |  |  Chief Commercial Officer |  |
/s/ Paul J. Merrigan | 10/09/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 4,167 shares will vest on a monthly basis on the 8th of each month commencing on October 8, 2016 through and until August 8, 2018. |
(2) | This Form 3/A is being filed to correct a scrivener's error in the exercise price of the stock options reported in the Reporting Person's Form 3 originally filed on September 16, 2015. The correct exercise price of the stock options is $4.20 per share rather than the $3.89 per share reported in the Form 3 as originally filed. In all other respects, the Form 3/A is identical to the Form 3 as originally filed. |