Edgar Filing: RANKIN ROGER F

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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3235-0287

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

RANKIN ROGER F

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [HY]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
Member of a Group

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

3. Date of Earliest Transaction (Month/Day/Year)
03/08/2019

(Street)

MAYFIELD HEIGHTS, OH 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	03/08/2019		P		64	A	$ 64.1896	10,540	I	spouse serves as Trustee of a Trust for the benefit of Alison Rankin ⁽¹⁾
Class A Common Stock	03/08/2019		P		1	A	$ 64.19 ⁽²⁾	605	I	Interest in shares held by Rankin Associates V
Class A Common Stock	03/08/2019		P		48	A	$ 64.19 ⁽²⁾	38,901	I	Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock	03/08/2019		P		48	A	$ 64.19 ⁽²⁾	38,901	I	Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock	03/08/2019		P		85	A	$ 64.19 ⁽²⁾	38,986	I	Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock	03/08/2019		P		85	A	$ 64.19 ⁽²⁾	38,986	I	Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock	03/08/2019		P		1	A	$ 64.19 ⁽²⁾	260	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	03/08/2019		P		3	A	$ 64.19 ⁽²⁾	564	I	Spouse's proportionate interest in shares held by Rankin Associates VI ⁽¹⁾
Class A Common Stock	03/08/2019		P		2	A	$ 64.19 ⁽²⁾	474	I	Child's Proportionate interest in shares held by Rankin Associates VI ⁽³⁾
Class A Common Stock	03/08/2019		P		2	A	$ 64.19 ⁽²⁾	474	I	Child's Proportionate interest of shares held by Rankin Associates VI ⁽⁴⁾
Class A Common Stock								54,147	I	spouses proportionate LP interest in shares held by RA1 ⁽¹⁾
Class A Common Stock								29,986	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P ⁽¹⁾
Class A Common Stock								200	I	Reporting person serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock								765	I	Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock								20,426	I	daughter's proportionate LP interest in shares held by RA II LP held in a trust ⁽¹⁾
Class A Common Stock								1,851	I	Spouse is Trustee for the benefit of Reporting Person's daughter. ⁽¹⁾
Class A Common Stock								94	I	Child's proportionate interest in shares held by Rankin Associates V ⁽¹⁾
Class A Common Stock								1,209	I	Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock								18,294	I	daughter's proportionate LP interest in shares held by RA II LP held in a trust ⁽¹⁾
Class A Common Stock								94	I	Child's proportionate interest in shares held by Rankin Associates V ⁽¹⁾
Class A Common Stock								3,738	I	Spouse is Co-Trustee for the benefit of Reporting Person's daughter. ⁽¹⁾
Class A Common Stock								19	I	proportionate general partnership interest in shares of Rankin Associates IV,
Class A Common Stock								3,448	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock								4,283	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock								65,824	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock								70	I	Interest in shares of Rankin Associates V held by Rankin Management
Class A Common Stock								89	I	Interest in shares of Rankin Associates VI held by Rankin Management
Class A Common Stock								1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Class A Common Stock								192,662	I	Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

⁽⁵⁾

Class A Common Stock

444

Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin

Class B Common Stock

⁽⁵⁾

Class A Common Stock

96,861

Spouses proportionate LP interest in shares held by RA1 ⁽¹⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

29,986

spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P ⁽¹⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

3,123

spouse serves as Trustee of a Trust for the benefit of Alison Rankin ⁽¹⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

200

Reporting person serves as Trustee for the benefit of Elisabeth Rankin

Class B Common Stock

⁽⁵⁾

Class A Common Stock

20,426

daughter's proportionate LP interest in shares held by RA II LP held in a trust ⁽¹⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

1,851

Spouse is Trustee for the benefit of Reporting Person's daughter ⁽¹⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

18,294

daughter's proportionate LP interest in shares held by RA II LP held in a trust ⁽¹⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

3,738

Spouse is Co-Trustee for the benefit of Reporting Person's daughter. ⁽¹⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

6,889

Serves as Trustee of GSTs for the benefit of A. Farnham Rankin

Class B Common Stock

⁽⁵⁾

Class A Common Stock

6,889

Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin

Class B Common Stock

⁽⁵⁾

Class A Common Stock

general partnership interest in shares of Rankin Associates IV, L.P

Class B Common Stock

⁽⁵⁾

Class A Common Stock

6,168

proportionate limited partnership interest in shares held by Rankin Associates I, L.P

Class B Common Stock

⁽⁵⁾

Class A Common Stock

4,283

Reporting Person's proportionate limited partnership interests in shares held by RA II

Class B Common Stock

⁽⁵⁾

Class A Common Stock

104,286

proportionate limited partnership interest in shares held by Rankin Associates IV, L.P

Class B Common Stock

⁽⁵⁾

Class A Common Stock

1,975

proportionate interest in shares held by Rankin Management, Inc. ("RMI).

Class B Common Stock

⁽⁵⁾

Class A Common Stock

193,760

Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
RANKIN ROGER F 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124				Member of a Group

Signatures

/s/ Suzanne S. Taylor, attorney-in-fact		03/11/2019
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Reporting Person disclaims beneficial ownership of all such shares.
(2)	2019-Mar-8-Weighted Average - Share Price represents average price between $63.72 and $64.67.
(3)	Interest held by Trust u/a/d 8/15/2012
(4)	Held in trust u/a/d 12/30/2015
(5)	N/A

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.