1
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
------ ------------------------------
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
[ ] CHECK THIS BOX IF NO EXPIRES: SEPTEMBER 30, 1998
LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN
SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5
OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 ------------------------------
MAY CONTINUE. SEE or Section 30(f) of the Investment Company
INSTRUCTION 1(b). Act of 1940
(Print or Type Responses)
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Stanton John W. VoiceStream Wireless Corporation (VSTR) to Issuer (Check all applicable)
-------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
VoiceStream Wireless Corporation Number of Reporting Month/Year X Officer (give Other (specify
12920 SE 38th St. Person 4/2001 ---- title below) --- below)
-------------------------------------------- (Voluntary) -------------------
(Street)
Bellevue WA 98006 5. If Amendment, Chairman and Chief Executive Officer
-------------------------------------------- Date of Original ------------------------------------
(City) (State) (Zip) (Month/Year)
USA 7. Individual or Joint/Group Filing
-------------------------------------------- ------------------- (Check Applicable Line)
X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
------------------------------------------------------------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Instr. 8) Owned at (D) or Ownership
(Month/ End of Month Indirect (Instr. 4)
Day/ --------------------------------------- (Instr. 3 and 4) (I)
Year) Code V Amount (A) or Price (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/2/2001 S 5,000.00(1) D $ 92.5461 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/3/2001 S 5,000.00(1) D $ 88.1129 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/4/2001 S 5,000.00(1) D $ 91.8981 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/5/2001 S 5,000.00(1) D $ 96.4939 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/6/2001 S 5,000.00(1) D $ 93.8453 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/9/2001 S 5,000.00(1) D $ 95.2301 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/10/2001 S 5,000.00(1) D $101.4405 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/11/2001 S 5,000.00(1) D $ 99.8039 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/12/2001 S 5,000.00(1) D $ 99.8533 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/16/2001 S 5,000.00(1) D $ 99.2415 D
------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 14 (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
2
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) (Instr. Year) ity
Security 3, 4, and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
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------------------------------------------------------------------------------------------------------------------------------------
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9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Explanation of Responses:
1. The sale was pursuant to a Rule 10b5-1 plan on file with the Company.
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ JOHN W. STANTON 5/7/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
John W. Stanton
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form Page 2 of 14
displays a currently valid OMB Number. SEC 1474 (7-96)
3
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
------ ------------------------------
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
[ ] CHECK THIS BOX IF NO EXPIRES: SEPTEMBER 30, 1998
LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN
SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5
OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 ------------------------------
MAY CONTINUE. SEE or Section 30(f) of the Investment Company
INSTRUCTION 1(b). Act of 1940
(Print or Type Responses)
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Stanton John W. VoiceStream Wireless Corporation (VSTR) to Issuer (Check all applicable)
-------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
VoiceStream Wireless Corporation Number of Reporting Month/Year X Officer (give Other (specify
3650 131st Avenue SE, Ste. 400 Person 4/2001 ---- title below) --- below)
-------------------------------------------- (Voluntary) -------------------
(Street) 5. If Amendment, Chairman and Chief Executive Officer
Bellevue WA 98006 Date of Original ------------------------------------
-------------------------------------------- (Month/Year)
(City) (State) (Zip) 7. Individual or Joint/Group Filing
USA ------------------- (Check Applicable Line)
-------------------------------------------- X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
------------------------------------------------------------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Instr. 8) Owned at (D) or Ownership
(Month/ End of Month Indirect (Instr. 4)
Day/ --------------------------------------- (Instr. 3 and 4) (I)
Year) Code V Amount (A) or Price (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/17/2001 S 5,000.00(1) D $97.2928 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/18/2001 S 5,000.00(1) D $103.465 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/19/2001 S 5,000.00(1) D $104.317 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/20/2001 S 5,000.00(1) D $103.8829 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/23/2001 S 5,000.00(1) D $103.0019 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/24/2001 S 5,000.00(1) D $104.3754 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/25/2001 S 5,000.00(1) D $105.0963 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/26/2001 S 5,000.00(1) D $103.8201 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/27/2001 S 5,000.00(1) D $104.1025 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/30/2001 S 5,000.00(1) D $105.549 D
------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 3 of 14 (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
4
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) (Instr. Year) ity
Security 3, 4, and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ John W. Stanton 5/7/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
John W. Stanton
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form Page 4 of 14
displays a currently valid OMB Number. SEC 1474 (7-96)
5
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
------ ------------------------------
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
[ ] CHECK THIS BOX IF NO EXPIRES: SEPTEMBER 30, 1998
LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN
SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5
OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 ------------------------------
MAY CONTINUE. SEE or Section 30(f) of the Investment Company
INSTRUCTION 1(b). Act of 1940
(Print or Type Responses)
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Stanton John W. VoiceStream Wireless Corporation (VSTR) to Issuer (Check all applicable)
-------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
3650 131st Avenue SE, Ste. 400 Number of Reporting Month/Year X Officer (give Other (specify
-------------------------------------------- Person 4/2001 ---- title below) --- below)
(Street) (Voluntary) -------------------
Bellevue WA 98006 5. If Amendment, Chairman and Chief Executive Officer
-------------------------------------------- Date of Original ------------------------------------
(City) (State) (Zip) (Month/Year)
7. Individual or Joint/Group Filing
------------------- (Check Applicable Line)
X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
------------------------------------------------------------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Instr. 8) Owned at (D) or Ownership
(Month/ End of Month Indirect (Instr. 4)
Day/ --------------------------------------- (Instr. 3 and 4) (I)
Year) Code V Amount (A) or Price (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/30/2001 S 28,017.00(1) D $106.0435 2,785,804.00 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/2/2001 S 3,000.00(1) D $ 92.5461 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/3/2001 S 3,000.00(1) D $ 88.1129 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/4/2001 S 3,000.00(1) D $ 91.8981 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/5/2001 S 3,000.00(1) D $ 96.4939 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/6/2001 S 3,000.00(1) D $ 93.8453 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/9/2001 S 3,000.00(1) D $ 95.2301 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/10/2001 S 3,000.00(1) D $101.4405 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/11/2001 S 3,000.00(1) D $ 99.8039 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/12/2001 S 3,000.00(1) D $ 99.8533 1 by PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
6
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) (Instr. Year) ity
Security 3, 4, and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ JOHN W. STANTON 5/7/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
Page 6 of 14 John W. Stanton
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form Page 2
displays a currently valid OMB Number. SEC 1474 (7-96)
7
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
------ ------------------------------
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
[ ] CHECK THIS BOX IF NO EXPIRES: SEPTEMBER 30, 1998
LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN
SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5
OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 ------------------------------
MAY CONTINUE. SEE or Section 30(f) of the Investment Company
INSTRUCTION 1(b). Act of 1940
(Print or Type Responses)
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Stanton John W. VoiceStream Wireless Corporation (VSTR) to Issuer (Check all applicable)
-------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
VoiceStream Wireless Corporation Number of Reporting Month/Year X Officer (give Other (specify
3650 131st Avenue SE, Ste 400 Person 4/2001 ---- title below) --- below)
-------------------------------------------- (Voluntary) ------------------- Chairman and Chief Executive
(Street) 5. If Amendment, Officer
Bellevue WA 98006 Date of Original ------------------------------------
-------------------------------------------- (Month/Year)
(City) (State) (Zip) 7. Individual or Joint/Group Filing
USA ------------------- (Check Applicable Line)
X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
------------------------------------------------------------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Instr. 8) Owned at (D) or Ownership
(Month/ End of Month Indirect (Instr. 4)
Day/ --------------------------------------- (Instr. 3 and 4) (I)
Year) Code V Amount (A) or Price (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/16/2001 S 3,000.00(1) D $ 99.2415 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/17/2001 S 3,000.00(1) D $ 97.2928 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/18/2001 S 3,000.00(1) D $103.465 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/19/2001 S 3,000.00(1) D $104.317 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/20/2001 S 3,000.00(1) D $103.8829 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/23/2001 S 3,000.00(1) D $103.0019 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/24/2001 S 3,000.00(1) D $104.3754 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/25/2001 S 3,000.00(1) D $105.0983 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/26/2001 S 3,000.00(1) D $103.8201 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/27/2001 S 3,000.00(1) D $104.1025 I By PN
Cellular
------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
8
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) (Instr. Year) ity
Security 3, 4, and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ John W. Stanton 5/7/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed. John W. Stanton
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB Number. SEC 1474 (7-96)
Page 8 of 14
9
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
------ ------------------------------
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
[ ] CHECK THIS BOX IF NO EXPIRES: SEPTEMBER 30, 1998
LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN
SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5
OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 ------------------------------
MAY CONTINUE. SEE or Section 30(f) of the Investment Company
INSTRUCTION 1(b). Act of 1940
(Print or Type Responses)
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Stanton John W. Voicestream Wireless Corporation (VSTR) to Issuer (Check all applicable)
-------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
VoiceStream Wireless Corporation Number of Reporting Month/Year X Officer (give Other (specify
3650 131st Avenue SE, Ste. 400 Person 4/2001 ---- title below) --- below)
-------------------------------------------- (Voluntary) -------------------
(Street) 5. If Amendment, Chairman and Chief Executive Officer
Bellevue WA 98006 Date of Original ------------------------------------
-------------------------------------------- (Month/Year)
(City) (State) (Zip) 7. Individual or Joint/Group Filing
USA ------------------- (Check Applicable Line)
X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
------------------------------------------------------------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Instr. 8) Owned at (D) or Ownership
(Month/ End of Month Indirect (Instr. 4)
Day/ --------------------------------------- (Instr. 3 and 4) (I)
Year) Code V Amount (A) or Price (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/30/2001 S 3,000.00(1) D $105.549 I By PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/30/2001 S 16,151.00(1) D $106.0435 1,595,496.00 I By PN Cellular
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/2/2001 S 2,300.00(1) D $92.5461 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/3/2001 S 2,300.00(1) D $88.1129 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/4/2001 S 2,300.00(1) D $91.8981 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/5/2001 S 2,300.00(1) D $96.4939 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/6/2001 S 2,300.00(1) D $93.8453 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/9/2001 S 2,300.00(1) D $95.2301 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/10/2001 S 2,300.00(1) D $101.4405 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/11/2001 S 2,300.00(1) D $99.8039 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
Page 9 of 14
10
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) (Instr. Year) ity
Security 3, 4, and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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--------------------------------------------------------------------------
--------------------------------------------------------------------------
--------------------------------------------------------------------------
--------------------------------------------------------------------------
Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ JOHN W. STANTON 5/7/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
John W. Stanton
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form Page 10 of 14
displays a currently valid OMB Number. SEC 1474 (7-96)
11
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
------ ------------------------------
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
[ ] CHECK THIS BOX IF NO EXPIRES: SEPTEMBER 30, 1998
LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN
SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5
OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 ------------------------------
MAY CONTINUE. SEE or Section 30(f) of the Investment Company
INSTRUCTION 1(b). Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Stanton John W. Voicestream Wireless Corporation (VSTR) to Issuer (Check all applicable)
-------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
VoiceStream Wireless Corporation Number of Reporting Month/Year X Officer (give Other (specify
3650 131st Avenue SE, Ste. 400 Person 4/2001 ---- title below) --- below)
-------------------------------------------- (Voluntary) -------------------
(Street) 5. If Amendment, Chairman and Chief Executive Officer
Bellevue WA 98006 Date of Original ------------------------------------
-------------------------------------------- (Month/Year)
(City) (State) (Zip) 7. Individual or Joint/Group Filing
USA ------------------- (Check Applicable Line)
X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Instr. 8) Owned at (D) or Ownership
(Month/ End of Month Indirect (Instr. 4)
Day/ --------------------------------------- (Instr. 3 and 4) (I)
Year) Code V Amount (A) or Price (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/12/2001 S 2,300.00(1) D $99.8533 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/15/2001 S 2,300.00(1) D $99.2415 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/17/2001 S 2,300.00(1) D $97.2928 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/18/2001 S 2,300.00(1) D $103.465 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/19/2001 S 2,300.00(1) D $104.317 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/20/2001 S 2,300.00(1) D $103.8829 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/23/2001 S 2,300.00(1) D $103.0019 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/24/2001 S 2,300.00(1) D $104.3754 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/25/2001 S 2,300.00(1) D $105.0983 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/26/2001 S 2,300.00(1) D $103.8201 I By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 11 of 14 (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
12
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) (Instr. Year) ity
Security 3, 4, and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
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------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
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9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ JOHN W. STANTON 5/7/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
John W. Stanton
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form Page 12 of 14
displays a currently valid OMB Number. SEC 1474 (7-96)
13
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
------ ------------------------------
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
[ ] CHECK THIS BOX IF NO EXPIRES: SEPTEMBER 30, 1998
LONGER SUBJECT TO Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN
SECTION 16. FORM 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5
OR FORM 5 OBLIGATIONS Public Utility Holding Company Act of 1935 ------------------------------
MAY CONTINUE. SEE or Section 30(f) of the Investment Company
INSTRUCTION 1(b). Act of 1940
(Print or Type Responses)
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Stanton John W. Voicestream Wireless Corporation (VSTR) to Issuer (Check all applicable)
-------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
VoiceStream Wireless Corporation Number of Reporting Month/Year X Officer (give Other (specify
3650 131st Avenue SE, Ste. 400 Person 4/2001 ---- title below) --- below)
-------------------------------------------- (Voluntary) -------------------
(Street) 5. If Amendment, Chairman and Chief Executive Officer
Bellevue WA 98006 Date of Original ------------------------------------
-------------------------------------------- (Month/Year)
(City) (State) (Zip) 7. Individual or Joint/Group Filing
USA ------------------- (Check Applicable Line)
X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
------------------------------------------------------------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities Form Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial
(Instr. 8) Owned at (D) or Ownership
(Month/ End of Month Indirect (Instr. 4)
Day/ --------------------------------------- (Instr. 3 and 4) (I)
Year) Code V Amount (A) or Price (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/27/2001 S 2,300.00(1) D $104.1025 1 By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/30/2001 S 11,866.00(1) D $106.0435 1 By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/30/2001 S 2,300.00(1) D $105.549 1,205,460.00 1 By Stanton
Communications
Corp.
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 4/30/2001 S 2,966.00(1) D $106.0435 162.704.00 1 By Trust
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 13 of 14 (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
14
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) (Instr. Year) ity
Security 3, 4, and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
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------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
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9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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--------------------------------------------------------------------------
--------------------------------------------------------------------------
Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ JOHN W. STANTON 5/7/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
John W. Stanton
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form Page 14 of 14
displays a currently valid OMB Number. SEC 1474 (7-96)