UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2001
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: UNITRIN, INC.
Address: One East Wacker Drive, 10th Floor
Chicago, IL 60601
13F File Number: 28-02715
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard Roeske
Title: Vice President
Phone: 312-661-4600
Signature, Place, and Date of Signing:
/s/ Richard Roeske Chicago, IL November 06, 2001
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form13F Information Table Entry Total: 99
Form13F Information Table Value Total: $1,308,218 thousands
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 28-00121 Trinity Universal Insurance Company
02 28-00117 United Insurance Company of America
FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY INC. COM 017361106 8147 222000 SH DEFINED 02 222000
ALLEGHENY ENERGY INC. COM 017361106 1615 44000 SH DEFINED 44000
ALLEGHENY ENERGY INC. COM 017361106 6533 178000 SH DEFINED 01 178000
AMERICAN ELEC PWR INC COM 025537101 231 5334 SH DEFINED 5334
AMERICAN EXPRESS CO COM 025816109 581 20000 SH OTHER 02 20000
AMERICAN INTL GROUP INC COM 026874107 663 8500 SH OTHER 8500
AMERICAN INTL GROUP INC COM 026874107 1560 20000 SH OTHER 02 20000
AOL TIME WARNER INC COM 00184A105 1159 35000 SH OTHER 02 35000
AOL TIME WARNER INC COM 00184A105 497 15000 SH OTHER 15000
AT&T CORP. COM 001957109 475 24608 SH DEFINED 24608
BAKER HUGHES INC. COM 057224107 109946 3797800 SH DEFINED 01 3797800
BARCLAYS BK PLC AM DEP NT RCPT 06738C836 4128 159000 SH DEFINED 02 159000
BELLSOUTH CORP COM 079860102 499 12000 SH OTHER 12000
BELLSOUTH CORP COM 079860102 1039 25000 SH OTHER 02 25000
BP PLC SPONSORED ADR 055622104 1229 25000 SH OTHER 02 25000
BP PLC SPONSORED ADR 055622104 492 10000 SH OTHER 10000
CHEVRON CORPORATION COM 166751107 1271 15000 SH OTHER 02 15000
CHEVRON CORPORATION COM 166751107 509 6000 SH OTHER 6000
CITIGROUP INC. COM 172967101 467 11531 SH DEFINED 11531
CITIGROUP INC. COM 172967101 2483 61315 SH DEFINED 02 61315
CITIGROUP INC. COM 172967101 405 9994 SH DEFINED 01 9994
CITIGROUP INC. COM 172967101 729 18000 SH OTHER 18000
CITIGROUP INC. COM 172967101 2025 50000 SH OTHER 02 50000
COCA COLA CO COM 191216100 1874 40000 SH OTHER 02 40000
COCA COLA CO COM 191216100 703 15000 SH OTHER 15000
COLGATE PALMOLIVE CO COM 194162103 408 7000 SH OTHER 7000
COLGATE PALMOLIVE CO COM 194162103 874 15000 SH OTHER 02 15000
CURTISS WRIGHT CORP. COM 231561101 204220 4382400 SH SOLE 4382400
DELPHI AUTOMOTIVE SYS CORP COM 247126105 164 13978 SH DEFINED 13978
EMC CORP MASS COM 268648102 118 10000 SH OTHER 10000
EMC CORP MASS COM 268648102 294 25000 SH OTHER 02 25000
EMERSON ELEC CO COM 291011104 471 10000 SH OTHER 02 10000
ENRON CORP. COM 293561106 9487 348400 SH DEFINED 02 348400
EXXON MOBIL CORP COM 30231G102 4334 110000 SH OTHER 02 110000
EXXON MOBIL CORP COM 30231G102 1379 35000 SH OTHER 35000
FEDERAL HOME LN MTG CORP COM 313400301 1300 20000 SH OTHER 02 20000
FEDERAL HOME LN MTG CORP COM 313400301 520 8000 SH OTHER 8000
FEDERAL NATL MTG ASSN COM 313586109 801 10000 SH OTHER 10000
FEDERAL NATL MTG ASSN COM 313586109 2002 25000 SH OTHER 02 25000
FORD MTR CO DEL COM PAR $0.01 345370860 4838 278833 SH DEFINED 02 278833
FORD MTR CO DEL COM PAR $0.01 345370860 789 45452 SH DEFINED 01 45452
FORD MTR CO DEL COM PAR $0.01 345370860 910 52445 SH DEFINED 52445
GENERAL ELEC CO COM 369604103 2976 80000 SH OTHER 02 80000
GENERAL ELEC CO COM 369604103 1302 35000 SH OTHER 35000
GENERAL ELEC CO COM 369604103 1786 48000 SH DEFINED 48000
GENERAL MTRS CORP COM 370442105 858 20000 SH DEFINED 20000
GOLDMAN SACHS GROUP INC COM 38141G104 357 5000 SH SOLE 5000
HARTFORD FINL SVCS GROUP COM 416515104 28559 486200 SH DEFINED 02 486200
INTEL CORP COM 458140100 1124 55000 SH OTHER 02 55000
INTEL CORP COM 458140100 307 15000 SH OTHER 15000
INTERNATIONAL BUSINESS MACH COM 459200101 459 5000 SH OTHER 5000
INTERNATIONAL BUSINESS MACH COM 459200101 917 10000 SH OTHER 02 10000
ITT INDS INC IND COM 450911102 10891 243100 SH DEFINED 02 243100
J P MORGAN CHASE & CO COM 46625H100 854 25000 SH OTHER 02 25000
JOHNSON & JOHNSON COM 478160104 1939 35000 SH OTHER 02 35000
JOHNSON & JOHNSON COM 478160104 776 14000 SH OTHER 14000
KRAFT FOODS INC CL A 50075N104 1719 50000 SH OTHER 02 50000
KRAFT FOODS INC CL A 50075N104 516 15000 SH OTHER 15000
KRAFT FOODS INC CL A 50075N104 1065 31000 SH DEFINED 02 31000
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1701 160183 SH DEFINED 160183
LILLY ELI & CO COM 532457108 807 10000 SH OTHER 10000
LILLY ELI & CO COM 532457108 2018 25000 SH OTHER 02 25000
LUCENT TECHNOLOGIES INC. COM 549463107 122 21264 SH DEFINED 21264
MARSH & MCLENNAN COS INC COM 571748102 580 6000 SH OTHER 6000
MARSH & MCLENNAN COS INC COM 571748102 1934 20000 SH OTHER 02 20000
MCDONALDS CORP COM 580135101 814 30000 SH OTHER 02 30000
MCDONALDS CORP COM 580135101 326 12000 SH OTHER 12000
MCGRAW HILL COS INC COM 580645109 466 8000 SH OTHER 8000
MCGRAW HILL COS INC COM 580645109 1164 20000 SH OTHER 02 20000
MERCK & CO INC COM 589331107 2331 35000 SH OTHER 02 35000
MERCK & CO INC COM 589331107 866 13000 SH OTHER 13000
MICROSOFT CORP COM 594918104 1023 20000 SH OTHER 02 20000
MISSISSIPPI VY BANCSHARES COM 605720101 1391 36618 SH DEFINED 36618
NORTHROP GRUMMAN CORP COM 666807102 336945 3336092 SH DEFINED 02 3336092
NORTHROP GRUMMAN CORP COM 666807102 437248 4329189 SH DEFINED 01 4329189
PEPSICO INC COM 713448108 582 12000 SH OTHER 12000
PEPSICO INC COM 713448108 1455 30000 SH OTHER 02 30000
PFIZER INC COM 717081103 1404 35000 SH OTHER 35000
PFIZER INC COM 717081103 3409 85000 SH OTHER 02 85000
PHILIP MORRIS COS INC COM 718154107 1690 35000 SH OTHER 35000
PHILIP MORRIS COS INC COM 718154107 4829 100000 SH OTHER 02 100000
SBC COMMUNICATIONS INC COM 78387G103 1178 25000 SH OTHER 02 25000
SBC COMMUNICATIONS INC COM 78387G103 565 12000 SH OTHER 12000
SOUTHERN CO COM 842587107 480 20000 SH DEFINED 20000
TARGET CORP COM 87612E106 794 25000 SH OTHER 02 25000
TARGET CORP COM 87612E106 318 10000 SH OTHER 10000
UNITED PARCEL SERVICE INC CL B 911312106 520 10000 SH OTHER 02 10000
UNOVA, INC. COM 91529B106 24257 5450988 SH DEFINED 02 5450988
UNOVA, INC. COM 91529B106 6654 1495327 SH DEFINED 1495327
UNOVA, INC. COM 91529B106 25416 5711449 SH DEFINED 01 5711449
VERIZON COMMUNICATIONS COM 92343V104 541 10000 SH OTHER 02 10000
VERIZON COMMUNICATIONS COM 92343V104 271 5000 SH OTHER 5000
VIACOM INC CL B 925524308 690 20000 SH OTHER 02 20000
VISTEON CORP COM 92839U107 266 20883 SH DEFINED 02 20883
VISTEON CORP COM 92839U107 93 7331 SH DEFINED 7331
WAL MART STORES INC COM 931142103 1733 35000 SH OTHER 02 35000
WAL MART STORES INC COM 931142103 594 12000 SH OTHER 12000
WALGREEN CO COM 931422109 620 18000 SH OTHER 18000
WALGREEN CO COM 931422109 1549 45000 SH OTHER 02 45000