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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit Award | (4) | 04/01/2009 | A | 25,000 | (5) | (6) | Common Stock | 25,000 | $ 0 | 1,594,583 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DAVIS JOE R CONSOLIDATED GRAPHICS 5858 WESTHEIMER SUITE 200 HOUSTON, TX 77057 |
X | X | CEO/Chairman of the Board |
Michelle Holloway as Attorney in Fact for Joe R. Davis | 04/02/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The common stock was delivered in connection with the vesting of 2,500 RSUs under a previously reported restricted stock unit award. |
(2) | The common stock was delivered in connection with the vesting of 3,125 RSUs under a previously reported restricted stock unit award. |
(3) | The common stock was delivered in connection with the vesting of 4,167 RSUs under a previously reported restricted stock unit award. |
(4) | Each restricted stock unit represents a contingent right to receive one share of common stock. |
(5) | The restricted stock units vest in three equal annual installments on each of April 1, 2010, 2011 and 2012. Shares of common stock will be delivered to the reporting person promptly upon the vesting of RSUs. Exceptions to the stated vesting dates are certain events of termination set forth in Mr. Davis' employment agreement. |
(6) | The restricted stock units vest in three equal annual installments on each April 1, 2010, 2011 and 2012. Shares of common stock will be delivered to the reporting person promptly upon the vesting of RSUs. Exceptions to the stated vesting dates are certain events of termination set forth in Mr. Davis' employment agreement. |
(7) | Includes previously reported (i) stock option grants to purchase a total of 1,550,000 shares of common stock, of which 1,100,000 are fully vested and no longer subject to any contractual sales restrictions and (ii) awards of restricted stock units for 19,583 shares of common stock that have not vested. |