SECURITIES AND EXCHANGE COMMISSIONS
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15a-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2002
SCOTTISH POWER PLC
(Translation of Registrant's Name Into English)
CORPORATE OFFICE, 1 ATLANTIC QUAY, GLASGOW, G2 8SP
(Address of Principal Executive Offices)
(Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F.)
Form 20-F X Form 40-F ___
-----
(Indicate by check mark whether the registrant by furnishing the
information contained in this form is also thereby furnishing the information to
the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.)
Yes ___ No X
-----
(If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-_____.)
FORM 6-K: TABLE OF CONTENTS
1. Notifications by Scottish Power plc on Schedule 10, each dated October
14, 2002, of major interests in shares.
2. Notifications by Scottish Power plc on Schedule 11, each dated November
5, 2002, of interests of directors and connected persons.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
/s/ Scottish Power plc
----------------------------
(Registrant)
Date November 7 , 2002 By: /s/ Alan McCulloch
---------------------- ----------------------------
Alan McCulloch
Assistant Company Secretary
DEALINGS BY SUBSTANTIAL SHAREHOLDERS Page 1 of 3
SCHEDULE 10
NOTIFICATION OF MAJOR INTERESTS IN SHARES
1) Name of company
Scottish Power plc
2) Name of shareholder having a major interest
BNP Paribas
3) Please state whether notification indicates that it is in respect of holding
of the shareholder named in 2 above or in respect of a non-beneficial interest
or in the case of an individual holder if it is a holding of that person's
spouse or children under the age of 18
BNP Paribas
4) Name of the registered holder(s) and, if more than one holder, the number of
shares held by each of them
BNP Paribas Arbitrage SNC 53,157,384
BNP Paribas SA 3,100,000
Total 56,257,384
5) Number of shares/amount of stock acquired
7,343,574
6) Percentage of issued class
0.40%
7) Number of shares/amount of stock disposed
Not stated
8) Percentage of issued class
Not stated
9) Class of security
Ordinary 50p shares
10) Date of transaction
4 October 2002
11) Date company informed
11 October 2002
12) Total holding following this notification
DEALINGS BY SUBSTANTIAL SHAREHOLDERS Page 2 of 3
56,257,384
13) Total percentage holding of issued class following this notification
3.03%
14) Any additional information
15) Name of contact and telephone number for queries
Alan McCulloch
Assistant Secretary
0141 566 4683
16) Name and signature of authorised company official responsible for making
this notification
Alan McCulloch
Assistant Secretary
Date of notification 14 October 2002.
SCHEDULE 10
NOTIFICATION OF MAJOR INTERESTS IN SHARES
1) Name of company
Scottish Power plc
2) Name of shareholder having a major interest
BNP Paribas
3) Please state whether notification indicates that it is in respect of holding
of the shareholder named in 2 above or in respect of a non-beneficial interest
or in the case of an individual holder if it is a holding of that person's
spouse or children under the age of 18
BNP Paribas
4) Name of the registered holder(s) and, if more than one holder, the
number of shares held by each of them
BNP Paribas Arbitrage SNC 52,426,912
BNP Paribas SA 3,100,000
Total 55,526,912
DEALINGS BY SUBSTANTIAL SHAREHOLDERS Page 3 of 3
5) Number of shares/amount of stock acquired
Not stated
6) Percentage of issued class
Not stated
7) Number of shares/amount of stock disposed
730,472
8) Percentage of issued class
0.04%
9) Class of security
Ordinary 50p shares
10) Date of transaction
9 October 2002
11) Date company informed
11 October 2002
12) Total holding following this notification
55,526,912
13) Total percentage holding of issued class following this notification
2.99%
14) Any additional information
15) Name of contact and telephone number for queries
Alan McCulloch
Assistant Secretary
0141 566 4683
16) Name and signature of authorised company official responsible for making
this notification
Alan McCulloch
Assistant Secretary
Date of notification 14 October 2002.
Page 1 of 5
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
Scottish Power plc
2) Name of director
Nolan Karras
3) Please state whether notification indicates that it is in respect of holding
of the shareholder named in 2 above or in respect of a non-beneficial interest
or in the case of an individual holder if it is a holding of that person's
spouse or children under the age of 18 or in respect of a non-beneficial
interest
Nolan Karras
4) Name of the registered holder(s) and, if more than one holder, the number of
shares held by each of them (if notified)
Guaranty Nominees Limited
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)
Nolan Karras
6) Please state the nature of the transaction. For PEP transactions please
indicate whether general/single co PEP and if discretionary/non discretionary
Automatic purchase of shares from contributions to the PacifiCorp Compensation
Reduction Plan
7) Number of shares/amount of stock acquired
85 Ordinary Shares (21.3493 ADSs)
8) Percentage of issued class
0.00%
9) Number of shares/amount of stock disposed
n/a
10) Percentage of issued class
n/a
11) Class of security
Ordinary 50p Shares
12) Price per share
Page 2 of 5
US$5.855
13) Date of transaction
3 October 2002
14) Date company informed
4 November 2002
15) Total holding following this notification
34,187 Ordinary Shares
16) Total percentage holding of issued class following this notification
0.0018%
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
n/a
18) Period during which or date on which exercisable
n/a
19) Total amount paid (if any) for grant of the option
n/a
20) Description of shares or debentures involved: class, number
n/a
21) Exercise price (if fixed at time of grant) or indication that price is to be
fixed at time of exercise
n/a
22) Total number of shares or debentures over which options held following this
notification n/a
23) Any additional information
n/a
24) Name of contact and telephone number for queries
Alan McCulloch
0141 566 4683
25) Name and signature of authorised company official responsible for making
this notification
Page 3 of 5
Alan McCulloch
Date of Notification 5 November 2002
SCHEDULE 11
NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS
1) Name of company
Scottish Power plc
2) Name of director
Nolan Karras
3) Please state whether notification indicates that it is in respect of holding
of the shareholder named in 2 above or in respect of a non-beneficial interest
or in the case of an individual holder if it is a holding of that person's
spouse or children under the age of 18 or in respect of a non-beneficial
interest
Nolan Karras
4) Name of the registered holder(s) and, if more than one holder, the number of
shares held by each of them (if notified)
Guaranty Nominees Limited
5) Please state whether notification relates to a person(s) connected with the
Director named in 2 above and identify the connected person(s)
Nolan Karras
6) Please state the nature of the transaction. For PEP transactions please
indicate whether general/single co PEP and if discretionary/non discretionary
Automatic purchase of shares from contributions to the PacifiCorp Compensation
Reduction Plan
7) Number of shares/amount of stock acquired
213 Ordinary Shares (53.4675 ADSs)
8) Percentage of issued class
0.00%
9) Number of shares/amount of stock disposed
n/a
10) Percentage of issued class
n/a
Page 4 of 5
11) Class of security
Ordinary 50p Shares
12) Price per share
US$5.455
13) Date of transaction
31 October 2002
14) Date company informed
4 November 2002
15) Total holding following this notification
34,401 Ordinary Shares
16) Total percentage holding of issued class following this notification
0.0019%
If a director has been granted options by the company please complete the
following boxes
17) Date of grant
n/a
18) Period during which or date on which exercisable
n/a
19) Total amount paid (if any) for grant of the option
n/a
20) Description of shares or debentures involved: class, number
n/a
21) Exercise price (if fixed at time of grant) or indication that price is to be
fixed at time of exercise
n/a
22) Total number of shares or debentures over which options held following this
notification
n/a
23) Any additional information
n/a
24) Name of contact and telephone number for queries
Page 5 of 5
Alan McCulloch
0141 566 4683
25) Name and signature of authorised company official responsible for making
this notification
Alan McCulloch
Date of Notification 5 November 2002