U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check One):
[ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q and
Form 10-QSB [ ] Form N-SAR
For Period Ended:
September 30, 2004
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[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:
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Read Attached Instruction Sheet Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
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PART I - REGISTRANT INFORMATION
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Full Name of Registrant:
Reunion Industries, Inc.
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Address of Principal Executive Office (Street and Number):
11 Stanwix Street, Suite 1400
City, State and Zip Code:
Pittsburgh, PA 15222
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PART II - RULES 12b-25(b) and (c)
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If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed.
(Check box if appropriate)
[X] (a) The reasons described in reasonable detail in Part III of this Form
12b-25 could not be eliminated without unreasonable effort or
expense;
[X] (b) The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be
filed on or before the fifteenth calendar day following the
prescribed due date; or the subject quarterly report or transition
report on Form 10-Q, or portion thereof will be filed on or before
the fifth calendar day following the prescribed due date; and
[ ] (c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached, if applicable.
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PART III - NARRATIVE
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State below in reasonable detail the reasons why Form 10-K and Form 10-KSB,
20-F, 11-K, 10-Q and Form 10-QSB, N-SAR or the transition report or portion
thereof could not be filed within the prescribed period.
The Company's management has been negotiating a covenant waiver with its
senior secured lender. The outcome of this negotiation, which is expected to
be known within days following the November 15, 2004 due date of the Company's
quarterly report on Form 10-Q for the quarter ended September 30, 2004, will
likely significantly impact the disclosures in such report. As a result, the
Company is unable to complete and file its quarterly report on Form 10-Q by
the prescribed date without unreasonable effort or expense. Pursuant to Rule
12b-25(b) of the Securities Exchange Act of 1934, the Company requests the
five-day extension relief provided for therein to file its quarterly report on
Form 10-Q for the quarter ended September 30, 2004.
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PART IV - OTHER INFORMATION
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(1) Name and telephone number of person to contact in regard to this
notification
John M. Froehlich, Executive V.P., Chief Financial Officer,
Treasurer and Secretary
(412) 281-2111
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(2) Have all other periodic reports required under
section 13 or 15(d) of the Securities and Exchange Act
of 1934 or section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for
such shorter period that the registrant was required
to file such report(s) been filed? If the answer is
no, identify reports. [X] Yes [ ] No
(3) Is it anticipated that any significant change in
results of operations from the corresponding
period for the last fiscal year will be reflected by
the earnings statements to be included in the
subject report or portion thereof? [ ] Yes [X] No
If so: attach an explanation of the anticipated
change, both narratively and quantitatively, and, if
appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
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Reunion Industries, Inc. has caused this notification to be signed on its
behalf by the undersigned thereunto duly authorized.
Date November 15, 2004 By /s/ John M. Froehlich
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John M. Froehlich
Executive V.P., Chief Financial Officer,
Treasurer and Secretary
(chief financial and
accounting officer)
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